Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Officer of Adviser | April 01, 2020 | May 08, 2020 |
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Officer of Adviser | April 01, 2020 | May 08, 2020 |
| BARINGS PARTICIPATION INVESTORSMPV · Entity 6389 | Officer of Adviser | April 01, 2020 | May 08, 2020 |
| Barings BDC, Inc.BBDC · Entity 4971 | Head of Stakeholder Relations | March 12, 2020 | March 13, 2020 |
| Barings Capital Investment CorpNONE · Entity 70260 | Officer of the Adviser | August 24, 2020 | August 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date April 01, 2020 · Filed May 08, 2020
This filing explicitly reported no securities owned.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date April 01, 2020 · Filed May 08, 2020
This filing explicitly reported no securities owned.
BARINGS PARTICIPATION INVESTORS
Report date April 01, 2020 · Filed May 08, 2020
This filing explicitly reported no securities owned.
Barings BDC, Inc.
Report date March 12, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 7,000 |
Ending reported balance
After 2020-03-12 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2020-03-12 · Purchase · Acquired 300 · Balance 6,300 Row 2 · 2020-03-12 · Purchase · Acquired 300 · Balance 6,600 Row 3 · 2020-03-12 · Purchase · Acquired 200 · Balance 6,800 Row 4 · 2020-03-12 · Purchase · Acquired 100 · Balance 6,900 Row 5 · 2020-03-12 · Purchase · Acquired 100 · Balance 7,000 |
Barings Capital Investment Corp
Report date August 24, 2020 · Filed August 24, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 18:43 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 100 | $7.97 | $797.00 |
DisclosureSEC source: 0001225208-20-005014 · doc4.xml · nonDerivative · entry 5 Cary Christopher · CIK 0001749204 · Head of Stakeholder Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 18:43 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 100 | $8.00 | $799.65 |
DisclosureSEC source: 0001225208-20-005014 · doc4.xml · nonDerivative · entry 4 Cary Christopher · CIK 0001749204 · Head of Stakeholder Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 18:43 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 200 | $8.00 | $1,599.86 |
DisclosureSEC source: 0001225208-20-005014 · doc4.xml · nonDerivative · entry 3 Cary Christopher · CIK 0001749204 · Head of Stakeholder Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 18:43 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 300 | $8.00 | $2,398.86 |
DisclosureSEC source: 0001225208-20-005014 · doc4.xml · nonDerivative · entry 2 Cary Christopher · CIK 0001749204 · Head of Stakeholder Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 18:43 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 300 | $8.00 | $2,400.00 |
DisclosureSEC source: 0001225208-20-005014 · doc4.xml · nonDerivative · entry 1 Cary Christopher · CIK 0001749204 · Head of Stakeholder Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 600 | $10.01 | $6,003.00 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 4 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 1,000 | $10.01 | $10,009.90 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 3 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 1,400 | $10.02 | $14,028.00 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 2 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:37 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 3,000 | $10.01 | $30,030.00 |
DisclosureSEC source: 0001225208-18-013941 · doc4.xml · nonDerivative · entry 1 Cary Christopher · CIK 0001749204 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.