Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUNDBGH · Entity 8993 | Officer of Adviser | October 23, 2019 | October 24, 2019 |
| Barings BDC, Inc.BBDC · Entity 4971 | Officer of the Adviser | October 04, 2018 | October 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Report date October 23, 2019 · Filed October 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 15,232.475 |
Last balance in matching sequence
After 2019-10-23 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-10-23 · Sale · Disposed 853 · Balance 19,052.475 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Row 2 · 2019-10-23 · Sale · Disposed 900 · Balance 18,152.475 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Row 3 · 2019-10-23 · Sale · Disposed 2,920 · Balance 15,232.475 F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
Barings BDC, Inc.
Report date October 04, 2018 · Filed October 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 12,000 |
Ending reported balance
After 2018-10-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-10-04 · Purchase · Acquired 8,800 · Balance 8,800 Row 2 · 2018-10-04 · Purchase · Acquired 1,500 · Balance 10,300 Row 3 · 2018-10-04 · Purchase · Acquired 900 · Balance 11,200 Row 4 · 2018-10-04 · Purchase · Acquired 800 · Balance 12,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2019 Filed Oct 24, 2019 22:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 2,920 | $17.12 | $49,990.69 |
DisclosureSEC source: 0001225208-19-013779 · doc4.xml · nonDerivative · entry 3 Thompson Paul John · CIK 0001640139 · Officer of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,232.475 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 22:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 900 | $17.11 | $15,399.18 |
DisclosureSEC source: 0001225208-19-013779 · doc4.xml · nonDerivative · entry 2 Thompson Paul John · CIK 0001640139 · Officer of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,152.475 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 23, 2019 Filed Oct 24, 2019 22:39 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | SaleCommon Shares | 853 | $17.11 | $14,594.92 |
DisclosureSEC source: 0001225208-19-013779 · doc4.xml · nonDerivative · entry 1 Thompson Paul John · CIK 0001640139 · Officer of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,052.475 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 800 | $10.17 | $8,136.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 4 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 900 | $10.18 | $9,162.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 3 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 1,500 | $10.19 | $15,285.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 2 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 14:53 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 8,800 | $10.20 | $89,760.00 |
DisclosureSEC source: 0001225208-18-014442 · doc4.xml · nonDerivative · entry 1 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| March 28, 2018 Filed Feb 14, 2019 23:27 UTC | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND BGH · Entity 8993 | PurchaseCommon Shares | 2,700 | $18.49 | $49,935.69 |
DisclosureSEC source: 0001225208-19-002573 · doc5.xml · nonDerivative · entry 1 Thompson Paul John · CIK 0001640139 · Officer of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,315.832 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.