Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Barings BDC, Inc.
Report date July 31, 2018 · Filed August 02, 2018
Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 144,830 |
Reported balance
After 2018-07-31 transaction · row 1
1 source rowRow 1 · 2018-07-31 · Tax withholding · Disposed 43,039 · Balance 144,830 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 13,625 |
Reported balance
Holding disclosure · report date 2018-07-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 13,625 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse as UGMA custodian for daughter | 5,114 |
Reported balance
Holding disclosure · report date 2018-07-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,114 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse as UGMA custodian for daughter | 5,113 |
Reported balance
Holding disclosure · report date 2018-07-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,113 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse as UGMA custodian for son | 5,113 |
Reported balance
Holding disclosure · report date 2018-07-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,113 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2018 Filed Aug 2, 2018 16:39 UTC | Barings BDC, Inc. TCAP · Entity 4971 | Tax withholdingCommon Stock | 43,039 | $12.00 | $516,468.00 |
DisclosureSEC source: 0001209191-18-044990 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,830 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:09 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GrantCommon Stock | 46,000 | $10.68 | $491,280.00 |
DisclosureSEC source: 0001209191-18-008923 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,869 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 17:12 UTC | Barings BDC, Inc. TCAP · Entity 4971 | Tax withholdingCommon Stock | 14,369 | $10.25 | $147,282.25 |
DisclosureSEC source: 0001209191-18-007913 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,869 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 16:12 UTC | Barings BDC, Inc. TCAP · Entity 4971 | Tax withholdingCommon Stock | 13,798 | $19.67 | $271,406.66 |
DisclosureSEC source: 0001209191-17-008313 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,238 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:09 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GrantCommon Stock | 39,000 | $19.25 | $750,750.00 |
DisclosureSEC source: 0001209191-17-007573 · doc4.xml · nonDerivative · entry 1 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,036 Read SEC document |
| December 05, 2016 Filed Feb 3, 2017 16:09 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007573 · doc4.xml · nonDerivative · entry 5 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse as UGMA custodian for son Disclosed balance after: 5,113 Read SEC document |
| December 05, 2016 Filed Feb 3, 2017 16:09 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007573 · doc4.xml · nonDerivative · entry 4 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse as UGMA custodian for daughter Disclosed balance after: 5,113 Read SEC document |
| December 05, 2016 Filed Feb 3, 2017 16:09 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007573 · doc4.xml · nonDerivative · entry 3 Vaughn Douglas A. · CIK 0001686558 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse as UGMA custodian for daughter Disclosed balance after: 5,114 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.