Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barings BDC, Inc.BBDC · Entity 4971 | Principal Accounting Officer | December 20, 2018 | December 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barings BDC, Inc.
Report date December 20, 2018 · Filed December 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 85,281.98 |
Ending reported balance
After 2018-12-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-20 · Purchase · Acquired 6,000 · Balance 84,281.98 Row 2 · 2018-12-20 · Purchase · Acquired 1,000 · Balance 85,281.98 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2018 Filed Dec 20, 2018 14:37 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 1,000 | $8.83 | $8,830.00 |
DisclosureSEC source: 0001225208-18-016964 · doc4.xml · nonDerivative · entry 2 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,281.98 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 14:37 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 6,000 | $8.84 | $53,040.00 |
DisclosureSEC source: 0001225208-18-016964 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,281.98 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 14:14 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 2,381 | $10.15 | $24,167.15 |
DisclosureSEC source: 0001225208-18-015540 · doc4.xml · nonDerivative · entry 2 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,281.98 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 14:14 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 7,619 | $10.15 | $77,300.85 |
DisclosureSEC source: 0001225208-18-015540 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,900.98 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:40 UTC | Barings BDC, Inc. TCAP · Entity 4971 | Tax withholdingCommon Stock | 24,666 | $12.00 | $295,992.00 |
DisclosureSEC source: 0001209191-18-044991 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,275 Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 17:09 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GrantCommon Stock | 26,000 | $10.68 | $277,680.00 |
DisclosureSEC source: 0001209191-18-008925 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,941 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 17:10 UTC | Barings BDC, Inc. TCAP · Entity 4971 | Tax withholdingCommon Stock | 8,301 | $10.25 | $85,085.25 |
DisclosureSEC source: 0001209191-18-007911 · doc4.xml · nonDerivative · entry 2 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,941 F1 · balance_after: Includes 26 shares of common stock received in 2017 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 16:01 UTC | Barings BDC, Inc. TCAP · Entity 4971 | SaleCommon Stock | 3,000 | $17.72 | $53,169.30 |
DisclosureSEC source: 0001209191-17-041825 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,716 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.72 to $17.7301, inclusive. The reporting person undertakes to provide to Triangle Capital Corporation, any security holder of Triangle Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2017 Filed Feb 6, 2018 17:10 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007911 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,216 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 16:13 UTC | Barings BDC, Inc. TCAP · Entity 4971 | Tax withholdingCommon Stock | 7,625 | $19.67 | $149,983.75 |
DisclosureSEC source: 0001209191-17-008316 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,716 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:10 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GrantCommon Stock | 21,500 | $19.25 | $413,875.00 |
DisclosureSEC source: 0001209191-17-007578 · doc4.xml · nonDerivative · entry 4 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,341 F1 · balance_after: Includes 20 shares of common stock received in 2016 pursuant to Triangle Capital Corporation's Dividend Reinvestment Plan. Read SEC document |
| December 22, 2016 Filed Feb 3, 2017 16:10 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007578 · doc4.xml · nonDerivative · entry 3 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,821 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 17:02 UTC | Barings BDC, Inc. TCAP · Entity 4971 | SaleCommon Stock | 400 | $18.50 | $7,400.00 |
DisclosureSEC source: 0001209191-16-156354 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,423 Read SEC document |
| May 09, 2016 Filed Feb 3, 2017 16:10 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007578 · doc4.xml · nonDerivative · entry 2 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,913 Read SEC document |
| March 16, 2016 Filed Feb 3, 2017 16:10 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007578 · doc4.xml · nonDerivative · entry 1 Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,113 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.