Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barings BDC, Inc.TCAP · Entity 4971 | Director | May 02, 2018 | May 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barings BDC, Inc.
Report date May 02, 2018 · Filed May 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,031 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Grant · Acquired 4,351 · Balance 146,031 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 69,237 |
Reported balance
Holding disclosure · report date 2018-05-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 69,237 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2018 Filed May 7, 2018 23:48 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GrantCommon Stock | 4,351 | $11.49 | $49,992.99 |
DisclosureSEC source: 0001209191-18-028456 · doc4.xml · nonDerivative · entry 1 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,031 Read SEC document |
| March 31, 2017 Filed Feb 6, 2018 21:51 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007893 · doc5.xml · nonDerivative · entry 1 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,680 F1 · kind: This transaction involved a gift of securities by the reporting person to a charitable organization. Read SEC document |
| December 05, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 11 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 69,237 Read SEC document |
| December 05, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 8 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,680 Read SEC document |
| December 02, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 7 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,480 Read SEC document |
| November 29, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 10 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 69,937 F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household. Read SEC document |
| November 29, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 6 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,480 F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household. Read SEC document |
| August 29, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 5 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,980 Read SEC document |
| May 24, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 4 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,980 Read SEC document |
| March 16, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 3 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,480 Read SEC document |
| March 14, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 2 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,480 Read SEC document |
| February 18, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 9 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 68,437 F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household. Read SEC document |
| February 18, 2016 Filed Feb 7, 2017 21:22 UTC | Barings BDC, Inc. TCAP · Entity 4971 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008337 · doc5.xml · nonDerivative · entry 1 Tucker Garland S III · CIK 0001389292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,480 F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares reporting person's household. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.