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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2017 Filed Mar 15, 2017 17:30 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · derivative · entry 8

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 13, 2017 Filed Mar 15, 2017 17:30 UTC Tax withholdingCommon Stock 32,153 $74.32 $2,389,610.96
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 345,603

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 17:30 UTC Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-011745 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 377,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:58 UTC Amendment
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 7,545 $0.00 Strike: $25.06 $0.00
Disclosure

SEC source: 0001127602-17-011814 · form4a.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,455

Underlying: Common Stock · 7,545 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:58 UTC Amendment
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 4,874 $74.32 $362,235.68
Disclosure

SEC source: 0001127602-17-011814 · form4a.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,124.6377

F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:58 UTC Amendment
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 7,545 $25.06 $189,039.98
Disclosure

SEC source: 0001127602-17-011814 · form4a.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,998.6377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:25 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · derivative · entry 7

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:25 UTC Tax withholdingCommon Stock 32,140 $73.74 $2,370,003.60
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 327,756

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:25 UTC Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-011437 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 359,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:17 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Appreciation Rights (sars) · Derivative 28,248 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011369 · form4.xml · derivative · entry 8

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 28,248 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Exercise of Stock Appreciation Rights (SARS).

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:17 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Option (iso) (Right to Buy) · Derivative 5,752 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011369 · form4.xml · derivative · entry 7

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 5,752 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Incentive Stock Options (ISO).

F6 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:17 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 18,205 $73.74 $1,342,436.70
Disclosure

SEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 147,694.4301

F4 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:17 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 28,248 $24.66 $696,595.68
Disclosure

SEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 165,899.4301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:17 UTC
Pauley Lisa AnnSR VP, HR & Administration
SaleCommon Stock 5,752 $73.89 $424,996.30
Disclosure

SEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 137,651.4301

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 17:17 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 5,752 $24.66 $141,844.32
Disclosure

SEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 143,403.4301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs).

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
March 10, 2017 Filed Mar 31, 2017 16:51 UTC Amendment Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-013369 · form4a.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 10, 2017 Filed Mar 31, 2017 16:51 UTC Amendment Tax withholdingCommon Stock 32,223 $73.74 $2,376,124.02
Disclosure

SEC source: 0001127602-17-013369 · form4a.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 327,673

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

F3 · kind: Due to an administrative error, shares withheld were previously reported as 32,140 instead of the correct number of 32,223. Correcting entry.

Read SEC document
March 10, 2017 Filed Mar 31, 2017 16:51 UTC Amendment Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-013369 · form4a.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 359,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:56 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 50,000 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001127602-17-011079 · form4.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,000

Underlying: Common Stock · 50,000 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:56 UTC Exercise / conversionCommon Stock 32,269 $72.68 $2,345,310.92
Disclosure

SEC source: 0001127602-17-011079 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 309,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 21:56 UTC Exercise / conversionCommon Stock 50,000 $24.66 $1,233,000.00
Disclosure

SEC source: 0001127602-17-011079 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 342,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:12 UTC PurchaseCommon Stock 1,377 $72.27 $99,515.79
Disclosure

SEC source: 0001127602-17-010999 · form4.xml · nonDerivative · entry 2

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Read SEC document
March 08, 2017 Filed Mar 9, 2017 17:12 UTC PurchaseCommon Stock 373 $72.28 $26,960.44
Disclosure

SEC source: 0001127602-17-010999 · form4.xml · nonDerivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,373

Read SEC document
February 14, 2017 Filed Feb 16, 2017 18:55 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherRestricted Stock Units · Derivative 1,250 $73.74 $92,175.00
Disclosure

SEC source: 0001127602-17-006532 · form4.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,242

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 18:55 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 400 $73.74 $29,496.00
Disclosure

SEC source: 0001127602-17-006532 · form4.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,922

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 18:55 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherCommon Stock 1,250 $73.74 $92,175.00
Disclosure

SEC source: 0001127602-17-006532 · form4.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:25 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionStock Option (iso) (Right to Buy) · Derivative 1,500 $0.00 Strike: $37.70 $0.00
Disclosure

SEC source: 0001127602-17-005830 · form4.xml · derivative · entry 3

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,500 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Incentive Stock Options (ISOs).

Read SEC document
February 13, 2017 Filed Feb 14, 2017 17:25 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 1,500 $37.70 $56,550.00
Disclosure

SEC source: 0001127602-17-005830 · form4.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,259.8324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Incentive Stock Options.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 16:28 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherRestricted Stock Units · Derivative 1,669 $73.85 $123,255.65
Disclosure

SEC source: 0001127602-17-005775 · form4.xml · derivative · entry 6

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,393

Underlying: Common Stock · 1,669 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · kind: Lapse of restricted stock units.

F8 · derivative.exercise_date: Lapse of restricted stock units.

F8 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 16:28 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 778 $73.85 $57,455.30
Disclosure

SEC source: 0001127602-17-005775 · form4.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,839.1275

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 16:28 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 1,669 $73.85 $123,255.65
Disclosure

SEC source: 0001127602-17-005775 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,617.1275

F1 · kind: Common stock acquired upon the lapse of Table II restricted stock units.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 20:51 UTC OtherDeferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005369 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,602.2927

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:49 UTC Amendment
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 1,345.3518 $74.33 $100,000.00
Disclosure

SEC source: 0001127602-17-005600 · form4a.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,396.6621

Underlying: Common Stock · 1,345.3518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:37 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
OtherDeferred Compensation Company Stock Plan · Derivative 14,433.2426 $74.33 $1,072,822.92
Disclosure

SEC source: 0001127602-17-005589 · form4.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,885.3572

Underlying: Common Stock · 14,433.2426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:45 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 1,345.3518 $74.33 $100,000.00
Disclosure

SEC source: 0001127602-17-005595 · form4.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,396.6621

Underlying: Common Stock · 1,345.3518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:17 UTC
Peterson James NSVP & COO Global MF & HHP Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 336.338 $74.33 $25,000.00
Disclosure

SEC source: 0001127602-17-005581 · form4.xml · derivative · entry 1

Peterson James N · CIK 0001511208 · SVP & COO Global MF & HHP Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,743.4064

Underlying: Common Stock · 336.338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:02 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 1,614.4222 $74.33 $120,000.00
Disclosure

SEC source: 0001127602-17-005572 · form4.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,284.5368

Underlying: Common Stock · 1,614.4222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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February 10, 2017 Filed Feb 13, 2017 22:44 UTC OtherDeferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005548 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,787.2712

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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February 10, 2017 Filed Feb 13, 2017 22:33 UTC Other2005 Deferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005538 · form4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032.1642

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:11 UTC OtherDeferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005511 · form4.xml · derivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311.9521

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral to the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:15 UTC OtherDeferred Compensation Company Stock Plan · Derivative 329.3421 $74.33 $24,480.00
Disclosure

SEC source: 0001127602-17-005399 · form4.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,433.507

Underlying: Common Stock · 329.3421 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 16:57 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 1,372.2588 $74.33 $102,000.00
Disclosure

SEC source: 0001127602-17-005811 · form4.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.2588

Underlying: Common Stock · 1,372.2588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 16:28 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 1,345.3518 $74.33 $100,000.00
Disclosure

SEC source: 0001127602-17-005775 · form4.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,661.1266

Underlying: Common Stock · 1,345.3518 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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February 09, 2017 Filed Feb 9, 2017 22:52 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GiftCommon Stock 22,472 $74.14 $1,665,961.72
Disclosure

SEC source: 0001127602-17-004827 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Indirect · JAH Irrevocable Trust

Disclosed balance after: 80,672

F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 22:52 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
GiftCommon Stock 22,472 $74.14 $1,665,961.72
Disclosure

SEC source: 0001127602-17-004827 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,446.127

Read SEC document
February 03, 2017 Filed Feb 3, 2017 22:18 UTC OtherCommon Stock 8,476 $75.07 $636,293.32
Disclosure

SEC source: 0001127602-17-003932 · form4.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 292,165

F3 · kind: Common stock acquired upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan which was transferred into the R. David Hoover Revocable Trust.

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February 03, 2017 Filed Feb 3, 2017 22:18 UTC Tax withholdingCommon Stock 3,569 $75.07 $267,924.83
Disclosure

SEC source: 0001127602-17-003932 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,462.4894

F2 · kind: Shares withheld for payment of the tax obligation upon the distribution of 12,045 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 22:18 UTC OtherCommon Stock 8,476 $75.07 $636,293.32
Disclosure

SEC source: 0001127602-17-003932 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,031.4894

F1 · kind: Distribution of shares from the Ball Corporation 2000 Deferred Compensation Plan due to retirement as an officer of the Company.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 21:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 4,905 $75.07 $368,218.35
Disclosure

SEC source: 0001127602-17-003887 · form4.xml · derivative · entry 6

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 33,482.1984

Underlying: Common Stock · 4,905 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan due to retirement as an officer of the Company.

F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 21:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 1,466 $75.07 $110,052.62
Disclosure

SEC source: 0001127602-17-003887 · form4.xml · nonDerivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 137,651.4301

F4 · kind: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.

F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.