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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 19, 2019 20:13 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Options (Right to Buy) · Derivative 2,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-001969 · primarydocument.xml · derivative · entry 8

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

Underlying: Common Stock · 2,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:13 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 6,480 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-001969 · primarydocument.xml · derivative · entry 7

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,920

Underlying: Common Stock · 6,480 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:13 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 597 $57.50 $34,327.50
Disclosure

SEC source: 0001562180-19-001969 · primarydocument.xml · nonDerivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,630.7855

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:13 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 2,720 $12.61 $34,306.00
Disclosure

SEC source: 0001562180-19-001969 · primarydocument.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,227.7855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Incentive Stock Options (ISOs).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:13 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,647 $57.50 $209,702.50
Disclosure

SEC source: 0001562180-19-001969 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,507.7855

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:13 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 6,480 $12.61 $81,729.00
Disclosure

SEC source: 0001562180-19-001969 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,154.7855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 858 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001965 · primarydocument.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,649

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:53 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 249 $57.50 $14,317.50
Disclosure

SEC source: 0001562180-19-001965 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,740.2648

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 858 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001965 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,989.2648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:01 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 10,800 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-19-001966 · primarydocument.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 10,800 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:01 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 6,636 $57.50 $381,570.00
Disclosure

SEC source: 0001562180-19-001966 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,864.7192

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:01 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 10,800 $17.92 $193,514.40
Disclosure

SEC source: 0001562180-19-001966 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,500.7192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:39 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 686 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001964 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,452

Underlying: Common Stock · 686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:39 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 302 $57.50 $17,365.00
Disclosure

SEC source: 0001562180-19-001964 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,045

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:39 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 686 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001964 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC OtherDeferred Compensation Company Stock Plan · Derivative 659.121 $57.50 $37,899.46
Disclosure

SEC source: 0001562180-19-001961 · primarydocument.xml · derivative · entry 5

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,754.1257

Underlying: Common Stock · 659.121 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC OtherDeferred Compensation Company Stock Plan · Derivative 222.3965 $57.50 $12,787.80
Disclosure

SEC source: 0001562180-19-001961 · primarydocument.xml · derivative · entry 4

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,095.0047

Underlying: Common Stock · 222.3965 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC OtherCommon Stock 6.2534 $57.50 $359.57
Disclosure

SEC source: 0001562180-19-001961 · primarydocument.xml · nonDerivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,294.0161

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:03 UTC OtherDeferred Compensation Company Stock Plan · Derivative 10.7457 $57.50 $617.88
Disclosure

SEC source: 0001562180-19-001960 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189.4736

Underlying: Common Stock · 10.7457 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:02 UTC OtherDeferred Compensation Company Stock Plan · Derivative 65.1376 $57.50 $3,745.41
Disclosure

SEC source: 0001562180-19-001959 · primarydocument.xml · derivative · entry 2

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,577.8498

Underlying: Common Stock · 65.1376 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F4 · derivative.expiration_date: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:02 UTC OtherDeferred Compensation Company Stock Plan · Derivative 553.9214 $57.50 $31,850.48
Disclosure

SEC source: 0001562180-19-001959 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,512.7122

Underlying: Common Stock · 553.9214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:02 UTC OtherDeferred Compensation Company Stock Plan · Derivative 5.8937 $57.50 $338.89
Disclosure

SEC source: 0001562180-19-001958 · primarydocument.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394.8139

Underlying: Common Stock · 5.8937 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 122.0282 $57.50 $7,016.62
Disclosure

SEC source: 0001562180-19-001957 · primarydocument.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,288.2367

Underlying: Common Stock · 122.0282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 182.1283 $57.50 $10,472.38
Disclosure

SEC source: 0001562180-19-001956 · primarydocument.xml · derivative · entry 2

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,906.0302

Underlying: Common Stock · 182.1283 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F3 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F4 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

F4 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC OtherCommon Stock 6.2534 $57.50 $359.57
Disclosure

SEC source: 0001562180-19-001956 · primarydocument.xml · nonDerivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,958.0161

F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC OtherDeferred Compensation Company Stock Plan · Derivative 443.4783 $57.50 $25,500.00
Disclosure

SEC source: 0001562180-19-001954 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443.4783

Underlying: Common Stock · 443.4783 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Carey Nate CVice President & Controller
OtherDeferred Compensation Company Stock Plan · Derivative 4.5388 $57.50 $260.98
Disclosure

SEC source: 0001562180-19-001955 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614.3691

Underlying: Common Stock · 4.5388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:01 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 448.613 $57.50 $25,795.25
Disclosure

SEC source: 0001562180-19-001953 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,401.0943

Underlying: Common Stock · 448.613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 18:00 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 82.9748 $57.50 $4,771.05
Disclosure

SEC source: 0001562180-19-001952 · primarydocument.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,793.4019

Underlying: Common Stock · 84.9748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC
Carey Nate CVice President & Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 6,800 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC
Carey Nate CVice President & Controller
SaleCommon Stock 800 $55.57 $44,456.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468.7022

F4 · price: This transaction was executed in multiple trades at prices ranging from $55.57 to $55.575. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC
Carey Nate CVice President & Controller
SaleCommon Stock 1,100 $55.60 $61,160.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,268.7022

F3 · price: This transaction was executed in multiple trades at prices ranging from $55.60 to $55.605 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 4,967 $55.60 $276,165.20
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368.7022

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:07 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 6,800 $33.08 $224,910.00
Disclosure

SEC source: 0001562180-19-001870 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,335.7022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
March 11, 2019 Filed Mar 14, 2019 16:28 UTC Amendment
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 4,888 $55.60 $271,772.80
Disclosure

SEC source: 0001562180-19-001904 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,547.7022

F1 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

F2 · shares: Due to a third-party clerical error, the amount of shares withheld were reported incorrectly on the original submission.

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March 06, 2019 Filed Mar 7, 2019 16:11 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 8,955 $55.43 $496,375.65
Disclosure

SEC source: 0001562180-19-001798 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,854.2418

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $55.15 to $55.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2019 Filed Mar 5, 2019 16:14 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-001626 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,480

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

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March 01, 2019 Filed Mar 5, 2019 16:14 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 11,765 $55.21 $649,545.65
Disclosure

SEC source: 0001562180-19-001626 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,809.2418

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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March 01, 2019 Filed Mar 5, 2019 16:14 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-001626 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,574.2418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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February 25, 2019 Filed Feb 25, 2019 21:33 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
SaleCommon Stock 5,066 $54.93 $278,275.38
Disclosure

SEC source: 0001562180-19-001366 · primarydocument.xml · nonDerivative · entry 3

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,347.3983

F3 · price: This transaction was executed in multiple trades at prices ranging from $54.91 to $54.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 22, 2019 Filed Feb 25, 2019 21:33 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 2,174.8586 $54.48 $118,486.30
Disclosure

SEC source: 0001562180-19-001366 · primarydocument.xml · derivative · entry 6

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,710.4271

Underlying: Common Stock · 2,174.8586 shares

Expires not disclosed

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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February 22, 2019 Filed Feb 26, 2019 17:39 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 2,609.8304 $54.48 $142,183.56
Disclosure

SEC source: 0001562180-19-001403 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,708.1769

Underlying: Common Stock · 2,609.8304 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:31 UTC OtherDeferred Compensation Company Stock Plan · Derivative 516.7464 $54.48 $28,152.34
Disclosure

SEC source: 0001562180-19-001402 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,958.7908

Underlying: Common Stock · 516.7464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:31 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 516.7464 $54.48 $28,152.34
Disclosure

SEC source: 0001562180-19-001401 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952.4812

Underlying: Common Stock · 516.7464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:31 UTC OtherDeferred Compensation Company Stock Plan · Derivative 516.7464 $54.48 $28,152.34
Disclosure

SEC source: 0001562180-19-001400 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,872.6082

Underlying: Common Stock · 516.7464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:30 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
OtherDeferred Compensation Company Stock Plan · Derivative 3,153.545 $54.48 $171,805.13
Disclosure

SEC source: 0001562180-19-001399 · primarydocument.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817.4166

Underlying: Common Stock · 3,153.545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:30 UTC
Carey Nate CVice President & Controller
OtherDeferred Compensation Company Stock Plan · Derivative 2,609.8304 $54.48 $142,183.56
Disclosure

SEC source: 0001562180-19-001398 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609.8304

Underlying: Common Stock · 2,609.8304 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:30 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 2,174.8586 $54.48 $118,486.30
Disclosure

SEC source: 0001562180-19-001397 · primarydocument.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,322.8173

Underlying: Common Stock · 2,174.8586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 22, 2019 Filed Aug 8, 2019 17:24 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantDeferred Compensation Company Stock Plan · Derivative 2,609.8304 $54.48 $142,183.56
Disclosure

SEC source: 0001562180-19-004206 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,708.1769

Underlying: Common Stock · 2,609.8304 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: The purpose of this Amended Form 4 is to properly classify Mr. Morrison's original Form 4 filing from February 22, 2019 as a deferred incentive stock allocation under the "A" code for such transactions. As described in the footnote to Mr. Morrison's February 22, 2019 Form 4 filing, in May of 2018, Mr. Morrison elected to defer his 2018 incentive compensation (to be paid in February 2019) into Ball's 2005 Deferred Compensation Company Stock Plan, as allowed under such plan, and as approved by Ball Corporation's Human Resources Committee. Mr. Morrison has not amended the original May, 2018 election, and he has held the deferral units described herein since the date of their acquisition.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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February 21, 2019 Filed Feb 25, 2019 21:33 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionStock Appreciation Right (sars) · Derivative 12,400 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0001562180-19-001366 · primarydocument.xml · derivative · entry 5

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,400 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.