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Nasdaq · USD

BAFN

BayFirst Financial Corp.

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6302
SEC CIK
0001649739
Parsed reports
614

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 18, 2022 11:04 UTC OtherCommon Stock 59.2641 $21.85 $1,294.92
Disclosure

SEC source: 0001649739-22-000111 · wf-form4_164761588263541.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,624.7899

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 11:04 UTC
Jaber Brandi NicoleExecutive Vice President
OtherCommon Stock 4.3355 $21.85 $94.73
Disclosure

SEC source: 0001649739-22-000108 · wf-form4_164761583173031.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143.9328

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:05 UTC
Zernick Thomas GerardExecutive Vice President
OtherCommon Stock 19.4458 $21.85 $424.89
Disclosure

SEC source: 0001649739-22-000114 · wf-form4_164761593908491.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,697.5149

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:06 UTC OtherCommon Stock 0.8078 $21.85 $17.65
Disclosure

SEC source: 0001649739-22-000116 · wf-form4_164761597166513.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646.4786

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:05 UTC OtherCommon Stock 78.1387 $21.85 $1,707.33
Disclosure

SEC source: 0001649739-22-000113 · wf-form4_164761592242080.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S5 Consulting, LLC

Disclosed balance after: 21,419.7695

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:04 UTC OtherCommon Stock 2.5483 $21.45 $54.66
Disclosure

SEC source: 0001649739-22-000110 · wf-form4_164761586549024.xml · nonDerivative · entry 4

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda Berset Irrevocable Trust

Disclosed balance after: 48,645.5276

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:04 UTC OtherCommon Stock 0.9547 $21.85 $20.86
Disclosure

SEC source: 0001649739-22-000110 · wf-form4_164761586549024.xml · nonDerivative · entry 3

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Disclosed balance after: 16,197.7483

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:04 UTC OtherCommon Stock 0.2554 $21.85 $5.58
Disclosure

SEC source: 0001649739-22-000110 · wf-form4_164761586549024.xml · nonDerivative · entry 2

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda C. Berset Family Trust

Disclosed balance after: 6,591.0057

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:04 UTC OtherCommon Stock 288.8467 $21.85 $6,311.30
Disclosure

SEC source: 0001649739-22-000110 · wf-form4_164761586549024.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,276.2179

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:04 UTC OtherCommon Stock 174.9437 $21.85 $3,822.52
Disclosure

SEC source: 0001649739-22-000109 · wf-form4_164761584864968.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,206.4198

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:03 UTC OtherCommon Stock 197.7414 $21.85 $4,320.65
Disclosure

SEC source: 0001649739-22-000107 · wf-form4_164761581479048.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,130.9195

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 15:03 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 80.6247 $21.85 $1,761.65
Disclosure

SEC source: 0001649739-22-000106 · wf-form4_164761579393288.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,496.1831

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 18:11 UTC GrantCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001913431-22-000003 · wf-form4_164684950097927.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925

F1 · shares: Restricted stock award granted which will vest on 01/27/2023, subject to continued service through the applicable vesting date.

Read SEC document
March 07, 2022 Filed Mar 16, 2022 16:22 UTC
LEO ANTHONY NDirector · Chief Executive Officer
Exercise / conversionOption (Right to Buy) · Derivative 1,000 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001224266-22-000004 · wf-form4_164744771328947.xml · derivative · entry 3

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 1,000 shares

Expires 2029-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: These options vest in five equal annual installments beginning one year after the 3/15/2019 date of grant. In addition, all unvested Restricted Shares will automatically vest in full immediately upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

F2 · derivative.exercise_date: These options vest in five equal annual installments beginning one year after the 3/15/2019 date of grant. In addition, all unvested Restricted Shares will automatically vest in full immediately upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
March 07, 2022 Filed Mar 16, 2022 16:22 UTC
LEO ANTHONY NDirector · Chief Executive Officer
Tax withholdingCommon Stock 598.7755 $24.50 $14,670.00
Disclosure

SEC source: 0001224266-22-000004 · wf-form4_164744771328947.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,415.5584

F1 · kind: On March 7, 2022, the reporting person exercised, by net exercise, a previously issued stock option to purchase 1,000 shares of Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 598.7755 shares of Common Stock for payment of the exercise price, based on the closing price of the Common Stock on March 7, 2022 of $24.50, and issuing to the reporting person the remaining 401.2245 shares of Common Stock.

Read SEC document
March 07, 2022 Filed Mar 16, 2022 16:22 UTC
LEO ANTHONY NDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,000 $14.67 $14,670.00
Disclosure

SEC source: 0001224266-22-000004 · wf-form4_164744771328947.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,014.3339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 7, 2022, the reporting person exercised, by net exercise, a previously issued stock option to purchase 1,000 shares of Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 598.7755 shares of Common Stock for payment of the exercise price, based on the closing price of the Common Stock on March 7, 2022 of $24.50, and issuing to the reporting person the remaining 401.2245 shares of Common Stock.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:06 UTC Disposition to issuerOption (Right to Buy) · Derivative 2,500 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001607793-22-000002 · wf-form4_164675559602303.xml · derivative · entry 4

Houvardas Trifon · CIK 0001607793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 2,500 shares

Expires 2031-01-14

F4 · derivative.exercise_date: Options were granted 1/14/2021, vest in three annual installments on the anniversary date of the grant.

F2 · derivative.expiration_date: The vested options will expire on 3/4/2023.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:06 UTC Disposition to issuerOption (Right to Buy) · Derivative 1,300 $0.00 Strike: $15.67 $0.00
Disclosure

SEC source: 0001607793-22-000002 · wf-form4_164675559602303.xml · derivative · entry 3

Houvardas Trifon · CIK 0001607793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 1,300 shares

Expires 2030-01-15

F3 · derivative.exercise_date: Options were granted 1/15/2020, vest in three annual installments on the anniversary date of the grant.

F2 · derivative.expiration_date: The vested options will expire on 3/4/2023.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:06 UTC Disposition to issuerOption (Right to Buy) · Derivative 1,300 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001607793-22-000002 · wf-form4_164675559602303.xml · derivative · entry 2

Houvardas Trifon · CIK 0001607793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 1,300 shares

Expires 2029-03-15

F1 · derivative.exercise_date: Options were granted 3/15/2019, vest in three annual installments on the anniversary date of the grant.

F2 · derivative.expiration_date: The vested options will expire on 3/4/2023.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:06 UTC Disposition to issuerCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001607793-22-000002 · wf-form4_164675559602303.xml · nonDerivative · entry 1

Houvardas Trifon · CIK 0001607793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 23, 2022 Filed Mar 2, 2022 13:52 UTC GrantCommon Stock 101.1703 $22.63 $2,289.07
Disclosure

SEC source: 0001649739-22-000077 · wf-form4_164624710317380.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231.1703

Read SEC document
February 23, 2022 Filed Mar 2, 2022 18:57 UTC GrantCommon Stock 133.901 $22.63 $3,029.63
Disclosure

SEC source: 0001649739-22-000083 · wf-form4_164624743090465.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,539.4479

Read SEC document
February 23, 2022 Filed Mar 2, 2022 18:57 UTC
Oliver Robin LeighChief Financial Officer
GrantCommon Stock 14.9271 $20.36 $303.97
Disclosure

SEC source: 0001649739-22-000082 · wf-form4_164624735365447.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,554.0771

Read SEC document
February 23, 2022 Filed Mar 2, 2022 13:58 UTC
Luckey Matthew MannExecutive Vice President
GrantCommon Stock 74.0077 $20.63 $1,527.01
Disclosure

SEC source: 0001649739-22-000084 · wf-form4_164624747895006.xml · nonDerivative · entry 1

Luckey Matthew Mann · CIK 0001885446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,121.2848

Read SEC document
February 23, 2022 Filed Mar 2, 2022 13:51 UTC GrantCommon Stock 78.4963 $22.63 $1,776.05
Disclosure

SEC source: 0001649739-22-000076 · wf-form4_164624708112971.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,565.5258

Read SEC document
February 23, 2022 Filed Mar 2, 2022 13:55 UTC
Jaber Brandi NicoleExecutive Vice President
GrantCommon Stock 15.7651 $20.36 $321.03
Disclosure

SEC source: 0001649739-22-000081 · wf-form4_164624728070186.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,139.5973

Read SEC document
February 23, 2022 Filed Mar 2, 2022 18:54 UTC
Zernick Thomas GerardExecutive Vice President
GrantCommon Stock 74.058 $20.36 $1,508.07
Disclosure

SEC source: 0001649739-22-000080 · wf-form4_164624723806787.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,678.0691

Read SEC document
February 23, 2022 Filed Mar 2, 2022 19:00 UTC GrantCommon Stock 36.8458 $22.63 $833.67
Disclosure

SEC source: 0001649739-22-000087 · wf-form4_164624763383180.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,031.4761

Read SEC document
February 23, 2022 Filed Mar 2, 2022 19:00 UTC
LEO ANTHONY NDirector · Chief Executive Officer
GrantCommon Stock 80.6394 $20.36 $1,642.08
Disclosure

SEC source: 0001649739-22-000086 · wf-form4_164624760838660.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,014.3339

Read SEC document
February 23, 2022 Filed Mar 2, 2022 19:00 UTC GrantCommon Stock 87.6708 $22.63 $1,983.63
Disclosure

SEC source: 0001649739-22-000085 · wf-form4_164624752891512.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645.6708

Read SEC document
February 23, 2022 Filed Mar 2, 2022 18:53 UTC GrantCommon Stock 145.1164 $22.63 $3,283.39
Disclosure

SEC source: 0001649739-22-000079 · wf-form4_164624720090475.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,987.3712

Read SEC document
February 23, 2022 Filed Mar 2, 2022 18:53 UTC GrantCommon Stock 222.1954 $22.63 $5,027.37
Disclosure

SEC source: 0001649739-22-000078 · wf-form4_164624714073905.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,933.1781

Read SEC document
February 14, 2022 Filed Feb 14, 2022 17:45 UTC
Zernick Thomas GerardExecutive Vice President
PurchaseCommon Stock 225 $21.85 $4,916.25
Disclosure

SEC source: 0001885587-22-000002 · wf-form4_164486071243146.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,604.0111

Read SEC document
February 01, 2022 Filed Feb 1, 2022 16:55 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 40 $21.94 $877.60
Disclosure

SEC source: 0001224266-22-000002 · wf-form4_164373453989892.xml · nonDerivative · entry 5

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,137.6945

Read SEC document
February 01, 2022 Filed Feb 1, 2022 16:55 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 10 $21.95 $219.50
Disclosure

SEC source: 0001224266-22-000002 · wf-form4_164373453989892.xml · nonDerivative · entry 4

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,097.6945

Read SEC document
February 01, 2022 Filed Feb 1, 2022 16:55 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 100 $21.75 $2,175.00
Disclosure

SEC source: 0001224266-22-000002 · wf-form4_164373453989892.xml · nonDerivative · entry 3

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,087.6945

Read SEC document
January 31, 2022 Filed Jan 31, 2022 13:19 UTC PurchaseCommon Stock 300 $21.97 $6,591.00
Disclosure

SEC source: 0001885445-22-000002 · wf-form4_164365316157137.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Winner Family Living Trust UTD 6-13-18

Disclosed balance after: 2,300

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:55 UTC
LEO ANTHONY NDirector · Chief Executive Officer
Tax withholdingCommon Stock 204 $21.45 $4,375.80
Disclosure

SEC source: 0001224266-22-000002 · wf-form4_164373453989892.xml · nonDerivative · entry 6

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,933.6945

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:55 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 10 $21.90 $219.00
Disclosure

SEC source: 0001224266-22-000002 · wf-form4_164373453989892.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,987.6945

Read SEC document
January 31, 2022 Filed Feb 1, 2022 16:55 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 90 $21.99 $1,979.10
Disclosure

SEC source: 0001224266-22-000002 · wf-form4_164373453989892.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,977.6945

Read SEC document
January 27, 2022 Filed Jan 28, 2022 17:52 UTC GrantCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000031 · wf-form4_164339235127027.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,405.5469

F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 12:57 UTC GrantCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000045 · wf-form4_164339262823983.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130

F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 17:57 UTC
Helal TarekDirector
GrantCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000046 · wf-form4_164339264615768.xml · nonDerivative · entry 1

Helal Tarek · CIK 0001886423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,476.7903

F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 17:53 UTC GrantCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000034 · wf-form4_164339240910321.xml · nonDerivative · entry 1

Politis Christos · CIK 0001886445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,615

F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 17:57 UTC
Oliver Robin LeighChief Financial Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000044 · wf-form4_164339261081430.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539.15

F1 · shares: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will automatically vest in full immediately upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 12:56 UTC
Luckey Matthew MannExecutive Vice President
GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000041 · wf-form4_164339255523879.xml · nonDerivative · entry 1

Luckey Matthew Mann · CIK 0001885446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,047.2771

F1 · shares: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will automatically vest in full immediately upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 12:56 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000043 · wf-form4_164339259381300.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,487.0295

F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 12:56 UTC
Jaber Brandi NicoleExecutive Vice President
GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000042 · wf-form4_164339257522460.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,123.8322

F1 · shares: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will automatically vest in full immediately upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

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January 27, 2022 Filed Jan 28, 2022 17:55 UTC
Zernick Thomas GerardExecutive Vice President
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000040 · wf-form4_164339253403708.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379.0111

F1 · shares: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will automatically vest in full immediately upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62.

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January 27, 2022 Filed Jan 28, 2022 17:55 UTC GrantCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000039 · wf-form4_164339251825584.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.