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Nasdaq · USD

BAFN

BayFirst Financial Corp.

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Tapewire entity
6302
SEC CIK
0001649739
Parsed reports
614

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 13, 2026 12:05 UTC
McKim Scott JosephEVP, Chief Financial Officer
OtherCommon Stock 2,206 $3.50 $7,721.00
Disclosure

SEC source: 0001649739-26-000134 · wk-form4_1791893146.xml · nonDerivative · entry 1

McKim Scott Joseph · CIK 0001987910 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,531.2052

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 5,096 $3.50 $17,836.00
Disclosure

SEC source: 0001649739-26-000135 · wk-form4_1791893151.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,081.0998

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 43,711 $3.50 $152,988.50
Disclosure

SEC source: 0001649739-26-000133 · wk-form4_1791893140.xml · nonDerivative · entry 1

Politis Christos · CIK 0001886445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,323

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC
LEHMAN KENNETH RDirector · 10% owner
OtherCommon Stock 749,535 $3.50 $2,623,372.50
Disclosure

SEC source: 0001649739-26-000131 · wk-form4_1791893129.xml · nonDerivative · entry 1

LEHMAN KENNETH R · CIK 0001170549 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,177,535

F1 · kind: Purchase of shares unsold in BayFirst Financial Corp.'s rights offering, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC
Oliver Robin LeighDirector · COO
OtherCommon Stock 11,006 $3.50 $38,521.00
Disclosure

SEC source: 0001649739-26-000132 · wk-form4_1791893135.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,144.876

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 33,575 $3.50 $117,512.50
Disclosure

SEC source: 0001649739-26-000129 · wk-form4_1791893115.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,314.6366

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 48,697 $3.50 $170,439.50
Disclosure

SEC source: 0001649739-26-000130 · wk-form4_1791893123.xml · nonDerivative · entry 4

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Linda Berset Irrevocable Trust

Disclosed balance after: 97,394.368

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 6,596 $3.50 $23,086.00
Disclosure

SEC source: 0001649739-26-000130 · wk-form4_1791893123.xml · nonDerivative · entry 3

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Linda C. Berset Family Trust

Disclosed balance after: 13,192.1997

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 16,217 $3.50 $56,759.50
Disclosure

SEC source: 0001649739-26-000130 · wk-form4_1791893123.xml · nonDerivative · entry 2

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Disclosed balance after: 32,434.1733

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 214,908 $3.50 $752,178.00
Disclosure

SEC source: 0001649739-26-000130 · wk-form4_1791893123.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,718.792

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 21,939 $3.50 $76,786.50
Disclosure

SEC source: 0001649739-26-000128 · wk-form4_1791893107.xml · nonDerivative · entry 2

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · S5 Consulting, LLC

Disclosed balance after: 43,866.539

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:05 UTC OtherCommon Stock 3,021 $3.50 $10,573.50
Disclosure

SEC source: 0001649739-26-000128 · wk-form4_1791893107.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,975.1931

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
October 08, 2026 Filed Oct 13, 2026 12:03 UTC OtherCommon Stock 57,159 $3.50 $200,056.50
Disclosure

SEC source: 0001439930-26-000005 · wk-form4_1791893024.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,181.3411

F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).

Read SEC document
September 04, 2026 Filed Sep 9, 2026 16:28 UTC
McKim Scott JosephEVP, Chief Financial Officer
OtherCommon Stock 47.5549 $6.31 $300.07
Disclosure

SEC source: 0001987910-26-000008 · wk-form4_1788971324.xml · nonDerivative · entry 1

McKim Scott Joseph · CIK 0001987910 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,325.2052

F1 · kind: Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
September 04, 2026 Filed Sep 9, 2026 16:28 UTC
Oliver Robin LeighDirector · COO
OtherCommon Stock 47.5549 $6.31 $300.07
Disclosure

SEC source: 0001886484-26-000009 · wk-form4_1788971305.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,138.876

F1 · kind: Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
August 13, 2026 Filed Sep 1, 2026 20:41 UTC OtherSeries B Convertible Preferred Stock · Derivative 50 $1,000.00 $50,000.00
Disclosure

SEC source: 0001886792-26-000003 · wk-form4_1788295289.xml · derivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2030-09-30

F1 · derivative.exercise_price: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
August 13, 2026 Filed Sep 1, 2026 20:40 UTC OtherSeries B Convertible Preferred Stock · Derivative 50 $1,000.00 $50,000.00
Disclosure

SEC source: 0001886445-26-000003 · wk-form4_1788295253.xml · derivative · entry 1

Politis Christos · CIK 0001886445 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Christos Politis Revocable Trust of 2015

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2030-09-30

F1 · derivative.exercise_price: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
August 13, 2026 Filed Sep 1, 2026 20:41 UTC
Oliver Robin LeighDirector · COO
OtherSeries B Convertible Preferred Stock · Derivative 10 $1,000.00 $10,000.00
Disclosure

SEC source: 0001886484-26-000007 · wk-form4_1788295270.xml · derivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2030-09-30

F1 · derivative.exercise_price: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
August 13, 2026 Filed Sep 1, 2026 20:40 UTC OtherSeries B Convertible Preferred Stock · Derivative 25 $1,000.00 $25,000.00
Disclosure

SEC source: 0001439930-26-000003 · wk-form4_1788295214.xml · derivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2030-09-30

F1 · derivative.exercise_price: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
August 13, 2026 Filed Sep 1, 2026 20:40 UTC OtherSeries B Convertible Preferred Stock · Derivative 10 $1,000.00 $10,000.00
Disclosure

SEC source: 0001885329-26-000004 · wk-form4_1788295203.xml · derivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · S5 Consulting, LLC

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2030-09-30

F1 · derivative.exercise_price: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

F1 · derivative.underlying_shares: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
ConversionSeries D Preferred Stock · Derivative 242 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 8

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ATRJR ROTH, LLC

Disclosed balance after: 0

Underlying: Common Stock · 691,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
ConversionSeries D Preferred Stock · Derivative 8 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 7

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · BASS COLLECTIVE, LLC

Disclosed balance after: 0

Underlying: Common Stock · 22,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
ConversionSeries D Preferred Stock · Derivative 98 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 6

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ATRJR, LLC

Disclosed balance after: 0

Underlying: Common Stock · 279,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
ConversionSeries D Preferred Stock · Derivative 52 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · derivative · entry 5

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ATRJR IRA, LLC

Disclosed balance after: 0

Underlying: Common Stock · 148,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F2 · derivative.expiration_date: Upon conversion, all shares of Series D Preferred Stock were retired.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
SaleCommon Stock 691,394 Not disclosed Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 4

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ATRJR ROTH, LLC

Disclosed balance after: 691,394

F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
SaleCommon Stock 22,856 Not disclosed Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 3

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · BASS COLLECTIVE, LLC

Disclosed balance after: 22,856

F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
SaleCommon Stock 279,986 Not disclosed Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 2

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ATRJR, LLC

Disclosed balance after: 279,986

F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

Read SEC document
July 14, 2026 Filed Aug 7, 2026 15:41 UTC
Rogers Alfred Tate JrDirector · CEO & President
SaleCommon Stock 148,564 Not disclosed Not disclosed
Disclosure

SEC source: 0002136327-26-000005 · wk-form4_1786117267.xml · nonDerivative · entry 1

Rogers Alfred Tate Jr · CIK 0002136327 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · ATRJR IRA, LLC

Disclosed balance after: 148,564

F1 · kind: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

F1 · price: On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.

Read SEC document
May 15, 2026 Filed May 18, 2026 14:21 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001886639-26-000002 · wk-form4_1779128483.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,657.3484

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:21 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001886792-26-000002 · wk-form4_1779128490.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,739.6366

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:21 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001886445-26-000002 · wk-form4_1779128509.xml · nonDerivative · entry 1

Politis Christos · CIK 0001886445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,612

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:22 UTC Tax withholdingCommon Stock 138 $6.49 $895.62
Disclosure

SEC source: 0001224266-26-000004 · wk-form4_1779128547.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,825.2336

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:22 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001632068-26-000002 · wk-form4_1779128538.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,985.0998

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:22 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001885323-26-000002 · wk-form4_1779128529.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,233.1905

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:22 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001885329-26-000002 · wk-form4_1779128520.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,954.1931

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

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May 15, 2026 Filed May 18, 2026 18:21 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001439853-26-000002 · wk-form4_1779128499.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,810.792

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

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May 15, 2026 Filed May 18, 2026 18:21 UTC Tax withholdingCommon Stock 99 $6.49 $642.51
Disclosure

SEC source: 0001913431-26-000002 · wk-form4_1779128472.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,237.0104

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

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May 15, 2026 Filed May 18, 2026 18:21 UTC Tax withholdingCommon Stock 138 $6.49 $895.62
Disclosure

SEC source: 0001439930-26-000002 · wk-form4_1779128463.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,022.3411

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

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May 07, 2026 Filed May 11, 2026 19:45 UTC
McKim Scott JosephEVP, Chief Financial Officer
OtherCommon Stock 45.3666 $6.61 $300.00
Disclosure

SEC source: 0001987910-26-000006 · wk-form4_1778528709.xml · nonDerivative · entry 1

McKim Scott Joseph · CIK 0001987910 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,277.6503

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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May 07, 2026 Filed May 11, 2026 19:44 UTC
Oliver Robin LeighDirector · President, COO
OtherCommon Stock 45.3666 $6.61 $300.00
Disclosure

SEC source: 0001886484-26-000006 · wk-form4_1778528663.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,091.3211

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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May 07, 2026 Filed May 11, 2026 19:44 UTC OtherCommon Stock 226.8328 $6.61 $1,500.00
Disclosure

SEC source: 0001885587-26-000006 · wk-form4_1778528685.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,462.5469

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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February 19, 2026 Filed May 11, 2026 19:45 UTC
McKim Scott JosephEVP, Chief Financial Officer
OtherCommon Stock 0.8311 $6.64 $5.52
Disclosure

SEC source: 0001987910-26-000006 · wk-form4_1778528709.xml · nonDerivative · entry 2

McKim Scott Joseph · CIK 0001987910 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 0

F2 · kind: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP.

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February 19, 2026 Filed May 11, 2026 19:44 UTC
Oliver Robin LeighDirector · President, COO
OtherCommon Stock 0.1673 $6.64 $1.11
Disclosure

SEC source: 0001886484-26-000006 · wk-form4_1778528663.xml · nonDerivative · entry 2

Oliver Robin Leigh · CIK 0001886484 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 0

F2 · kind: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP.

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February 19, 2026 Filed May 11, 2026 19:44 UTC OtherCommon Stock 0.2237 $6.64 $1.49
Disclosure

SEC source: 0001885587-26-000006 · wk-form4_1778528685.xml · nonDerivative · entry 2

Zernick Thomas Gerard · CIK 0001885587 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 0

F2 · kind: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP.

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February 19, 2026 Filed May 18, 2026 18:22 UTC OtherCommon Stock 0.2168 $6.64 $1.44
Disclosure

SEC source: 0001224266-26-000004 · wk-form4_1779128547.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 0

F2 · kind: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP.

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February 05, 2026 Filed Feb 6, 2026 18:03 UTC
McKim Scott JosephEVP, Chief Financial Officer
OtherCommon Stock 49.8256 $6.02 $300.00
Disclosure

SEC source: 0001987910-26-000002 · wk-form4_1770401015.xml · nonDerivative · entry 1

McKim Scott Joseph · CIK 0001987910 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,306.2837

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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February 05, 2026 Filed Feb 6, 2026 18:03 UTC
Oliver Robin LeighDirector · President, COO
OtherCommon Stock 49.8256 $6.02 $300.00
Disclosure

SEC source: 0001886484-26-000002 · wk-form4_1770400984.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,586.9545

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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February 05, 2026 Filed Feb 6, 2026 18:04 UTC
Zernick Thomas GerardDirector · CEO
OtherCommon Stock 249.1281 $6.02 $1,500.00
Disclosure

SEC source: 0001885587-26-000002 · wk-form4_1770401050.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,454.7141

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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February 05, 2026 Filed Feb 6, 2026 18:04 UTC
Tudor Rhonda SSVP, Chief Accounting Officer
OtherCommon Stock 16.6085 $6.02 $100.00
Disclosure

SEC source: 0001703675-26-000002 · wk-form4_1770401085.xml · nonDerivative · entry 1

Tudor Rhonda S · CIK 0001703675 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,531.124

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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February 03, 2026 Filed Feb 6, 2026 18:03 UTC
McKim Scott JosephEVP, Chief Financial Officer
Tax withholdingCommon Stock 89 $6.65 $591.85
Disclosure

SEC source: 0001987910-26-000002 · wk-form4_1770401015.xml · nonDerivative · entry 3

McKim Scott Joseph · CIK 0001987910 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,217.2837

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.