Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BayFirst Financial Corp.BAFN · Entity 6302 | Director | October 08, 2026 | October 13, 2026 |
| HCI Group, Inc.HCI · Entity 4402 | Director · Division President | May 22, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BayFirst Financial Corp.
Report date October 08, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,181.3411 |
Reported balance
After 2026-10-08 transaction · row 1
1 source rowRow 1 · 2026-10-08 · Other · Acquired 57,159 · Balance 114,181.3411 F1: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447). |
Filing footnotes · ownership attribution and instrument terms
F1: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447).
HCI Group, Inc.
Report date May 22, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-05-22 · Tax withholding · Disposed 13,384 · Balance 0 F1: 13,384 shares were surrendered to cover the estimated federal tax liability associated with the vesting of 34,000 restricted shares on May 22, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 95,233 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 95,233 |
| Common StockSEC Table I · non-derivative | Direct | 621 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 621 F2: On December 19, 2025, the Reporting Person received a restricted stock grant. The shares will vest in equal increments on October 23, 2026, October 23, 2027, and October 23, 2028. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 12/19/2025. |
| Common StockSEC Table I · non-derivative | IndirectBy HC Investment LLC | 30,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Self and Maria Saravanos as Custodian for son, Kostas Anthony Saravanos | 1,200 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,200 |
| Common StockSEC Table I · non-derivative | IndirectBy Anthony Saravanos IRA | 140 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 140 |
Filing footnotes · ownership attribution and instrument terms
F1: 13,384 shares were surrendered to cover the estimated federal tax liability associated with the vesting of 34,000 restricted shares on May 22, 2026.
F2: On December 19, 2025, the Reporting Person received a restricted stock grant. The shares will vest in equal increments on October 23, 2026, October 23, 2027, and October 23, 2028. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 12/19/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 13, 2026 12:03 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 57,159 | $3.50 | $200,056.50 |
DisclosureSEC source: 0001439930-26-000005 · wk-form4_1791893024.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,181.3411 F1 · kind: Purchase of shares in BayFirst Financial Corp.'s rights offering pursuant to the reporting person's rights, as described in the related Form S-1 Registration Statement (File No. 333-295447). Read SEC document |
| August 13, 2026 Filed Sep 1, 2026 20:40 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherSeries B Convertible Preferred Stock · Derivative | 25 | $1,000.00 | $25,000.00 |
DisclosureSEC source: 0001439930-26-000003 · wk-form4_1788295214.xml · derivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2030-09-30 F1 · derivative.exercise_price: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. F1 · derivative.underlying_shares: The holders of shares of Series B Convertible Preferred Stock had the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.'s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value would be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. Read SEC document |
| May 22, 2026 Filed May 27, 2026 21:00 UTC | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 13,384 | $157.79 | $2,111,861.36 |
DisclosureSEC source: 0001193125-26-242096 · ownership.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: 13,384 shares were surrendered to cover the estimated federal tax liability associated with the vesting of 34,000 restricted shares on May 22, 2026. Read SEC document |
| May 15, 2026 Filed May 18, 2026 18:21 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 138 | $6.49 | $895.62 |
DisclosureSEC source: 0001439930-26-000002 · wk-form4_1779128463.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,022.3411 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:30 UTC | HCI Group, Inc. HCI · Entity 4402 | GrantCommon Stock | 621 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-331007 · ownership.xml · nonDerivative · entry 6 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 621 F1 · price: Restricted stock grant of 621 shares effective 12/19/2025: Restrictions will lapse and the restricted shares will vest as follows: 207 shares on each of October 23, 2026, October 23, 2027, and October 23, 2028. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 12/19/2025. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 17:34 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 280.2036 | $15.02 | $4,208.66 |
DisclosureSEC source: 0001649739-25-000203 · wk-form4_1750268045.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,160.3411 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 13:57 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 109.7695 | $16.20 | $1,778.27 |
DisclosureSEC source: 0001649739-25-000183 · wk-form4_1748959036.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,880.1375 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 14:24 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 92.0272 | $16.00 | $1,472.44 |
DisclosureSEC source: 0001649739-25-000170 · wk-form4_1748874273.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,770.368 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| May 20, 2025 Filed May 22, 2025 13:21 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 62.3111 | $16.05 | $1,000.09 |
DisclosureSEC source: 0001649739-25-000160 · wk-form4_1747920061.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,678.3408 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| May 15, 2025 Filed May 19, 2025 17:37 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 625 | $15.20 | $9,500.00 |
DisclosureSEC source: 0001649739-25-000152 · wk-form4_1747676120.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,616.0297 F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 18:11 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 217.7209 | $19.19 | $4,178.06 |
DisclosureSEC source: 0001649739-25-000093 · wk-form4_1742407860.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,991.0297 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 26, 2025 Filed Mar 6, 2025 21:14 UTC | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 223 | $121.33 | $27,056.59 |
DisclosureSEC source: 0000950170-25-034653 · ownership.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: 223 shares were surrendered to cover the minimum federal tax liability associated with the vesting of 750 restricted shares on February 26, 2025. F2 · balance_after: Restricted stock grant of 3,000 shares effective 2/26/2021: Restricted shares will lapse and the restricted shares will vest as follows: 750 shares on each of February 26, 2022, February 26, 2023, February 26, 2024, and February 26, 2025. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 2/26/2021. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 16:13 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 42.6223 | $18.77 | $800.02 |
DisclosureSEC source: 0001649739-25-000063 · wk-form4_1740500008.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,773.3088 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| January 23, 2025 Filed Feb 20, 2025 17:09 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 275 | $15.29 | $4,204.75 |
DisclosureSEC source: 0001649739-25-000039 · wk-form4_1740071387.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,730.6865 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 14:39 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 305.2235 | $13.60 | $4,151.04 |
DisclosureSEC source: 0001649739-24-000300 · wk-form4_1734532734.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,005.6865 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 16:33 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 57.1429 | $14.00 | $800.00 |
DisclosureSEC source: 0001649739-24-000280 · wk-form4_1731083583.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,700.463 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| September 15, 2024 Filed Sep 19, 2024 17:23 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 302.8832 | $13.61 | $4,122.24 |
DisclosureSEC source: 0001649739-24-000254 · wk-form4_1726766605.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,643.3201 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| August 22, 2024 Filed Aug 26, 2024 17:40 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 63.4328 | $13.40 | $850.00 |
DisclosureSEC source: 0001649739-24-000228 · wk-form4_1724694038.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,340.4369 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 15:23 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 360.7924 | $11.27 | $4,066.13 |
DisclosureSEC source: 0001649739-24-000181 · wk-form4_1718724199.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,277.0041 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 13:55 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 277.0674 | $11.73 | $3,250.00 |
DisclosureSEC source: 0001649739-24-000164 · wk-form4_1717509304.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,916.2117 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:28 UTC | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 214 | $102.33 | $21,898.62 |
DisclosureSEC source: 0000950170-24-063520 · ownership.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: 214 shares were surrendered to cover the minimum federal tax liability associated with the vesting of 875 restricted shares on May 20, 2024. F2 · balance_after: Restricted stock grant of 3,500 shares effective 5/26/2020: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2021, May 20, 2022, May 20, 2023 and May 20, 2024. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/26/2020. Read SEC document |
| May 20, 2024 Filed Aug 1, 2024 19:57 UTC Amendment | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 214 | $102.33 | $21,898.62 |
DisclosureSEC source: 0000950170-24-089226 · ownership.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: 214 shares were surrendered to cover the minimum federal tax liability associated with the vesting of 875 restricted shares on May 20, 2024. F2 · balance_after: Restricted stock grant of 3,500 shares effective 5/26/2020: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2021, May 20, 2022, May 20, 2023 and May 20, 2024. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/26/2020. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:07 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 78 | $12.50 | $975.00 |
DisclosureSEC source: 0001649739-24-000150 · wk-form4_1716296838.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,639.1443 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 20:02 UTC | HCI Group, Inc. HCI · Entity 4402 | SaleCommon Stock | 20,873 | $116.78 | $2,437,548.94 |
DisclosureSEC source: 0000950170-24-042953 · ownership.xml · nonDerivative · entry 2 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Indirect · By HC Investment LLC Disclosed balance after: 30,000 F1 · shares: The reporting person is seeking to improve modestly the diversification of his investment holdings. F2 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $115.70 to $117.42 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 20:02 UTC | HCI Group, Inc. HCI · Entity 4402 | SaleCommon Stock | 3,160 | $115.00 | $363,400.00 |
DisclosureSEC source: 0000950170-24-042953 · ownership.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Indirect · By HC Investment LLC Disclosed balance after: 50,873 F1 · shares: The reporting person is seeking to improve modestly the diversification of his investment holdings. Read SEC document |
| March 28, 2024 Filed Mar 29, 2024 20:01 UTC | HCI Group, Inc. HCI · Entity 4402 | SaleCommon Stock | 13,000 | $115.11 | $1,496,384.50 |
DisclosureSEC source: 0000950170-24-038618 · ownership.xml · nonDerivative · entry 2 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Indirect · By HC Investment LLC Disclosed balance after: 54,033 F1 · shares: The reporting person is seeking to improve modestly the diversification of his investment holdings. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 20:01 UTC | HCI Group, Inc. HCI · Entity 4402 | SaleCommon Stock | 12,967 | $117.01 | $1,517,298.49 |
DisclosureSEC source: 0000950170-24-038618 · ownership.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Indirect · By HC Investment LLC Disclosed balance after: 67,033 F1 · shares: The reporting person is seeking to improve modestly the diversification of his investment holdings. F2 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $116.00 to $118.025 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:38 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 310.3892 | $13.00 | $4,035.06 |
DisclosureSEC source: 0001649739-24-000111 · wk-form4_1710873492.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,561.1443 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:07 UTC | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 223 | $98.21 | $21,900.83 |
DisclosureSEC source: 0001209191-24-004068 · doc4.xml · nonDerivative · entry 6 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750 F3 · shares: 223 shares were surrendered to cover the federal income tax liability associated with the vesting of 750 shares on February 26, 2024. F4 · balance_after: Restricted stock grant of 34,000 shares effective 2/26/2021: Restricted shares will vest, if ever, on the first anniversary of the date on which the company stock value first equals or exceeds $140 for 30 consecutive trading days on the applicable exchange. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 2/26/2021. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 14:39 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 42.9688 | $12.80 | $550.00 |
DisclosureSEC source: 0001649739-24-000078 · wk-form4_1707835144.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,250.7551 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 18:48 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 275 | $11.30 | $3,107.50 |
DisclosureSEC source: 0001649739-24-000045 · wk-form4_1706640528.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,207.7863 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| January 26, 2024 Filed Feb 1, 2024 17:08 UTC Amendment | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 275 | $11.35 | $3,121.25 |
DisclosureSEC source: 0001649739-24-000057 · wk-form4a_1706807305.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,207.7863 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:22 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 1,250 | $11.70 | $14,625.00 |
DisclosureSEC source: 0001649739-24-000036 · wk-form4_1706217751.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,482.7863 F1 · kind: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:50 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 325.1307 | $12.32 | $4,005.61 |
DisclosureSEC source: 0001649739-23-000357 · wk-form4_1703008229.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,232.7863 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 19:04 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 38.5714 | $10.50 | $405.00 |
DisclosureSEC source: 0001649739-23-000318 · wk-form4_1699470268.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,907.6556 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 13:17 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseSeries C Cumulative Convertible Preferred Stock · Derivative | 10 | $1,000.00 | $10,000.00 |
DisclosureSEC source: 0001649739-23-000307 · wk-form4_1698931042.xml · derivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10 Underlying: Common Stock · Not disclosed shares Expires 2033-10-31 F1 · derivative.exercise_price: Mr. Saravanos acquired 10 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. F1 · derivative.underlying_shares: Mr. Saravanos acquired 10 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 21:50 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 301.3955 | $13.20 | $3,978.42 |
DisclosureSEC source: 0001649739-23-000255 · wk-form4_1695073832.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,869.0842 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 16:24 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 36.8137 | $14.26 | $524.96 |
DisclosureSEC source: 0001649739-23-000243 · wk-form4_1692116650.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,567.6887 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 20:09 UTC | HCI Group, Inc. HCI · Entity 4402 | OtherCommon stock | 1,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-040028 · doc4.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Indirect · By Self as Custodian for nephew, Nolan Tuite Disclosed balance after: 0 F1 · shares: Effective 6/20/2023, Mr. Saravanos no longer serves as custodian for the 1,200 shares held by his nephew, Nolan Tuite. F1 · price: Effective 6/20/2023, Mr. Saravanos no longer serves as custodian for the 1,200 shares held by his nephew, Nolan Tuite. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 20:14 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 168.6657 | $13.34 | $2,250.00 |
DisclosureSEC source: 0001649739-23-000197 · wk-form4_1687292054.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,530.875 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 19:03 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 269.8897 | $14.60 | $3,940.39 |
DisclosureSEC source: 0001649739-23-000182 · wk-form4_1686942199.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,362.2093 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 24, 2023 Filed May 24, 2023 15:29 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 20 | $14.68 | $293.60 |
DisclosureSEC source: 0001649739-23-000161 · wk-form4_1684942180.xml · nonDerivative · entry 2 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,092.3196 Read SEC document |
| May 23, 2023 Filed May 24, 2023 15:29 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 20 | $14.70 | $294.00 |
DisclosureSEC source: 0001649739-23-000161 · wk-form4_1684942180.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,072.3196 Read SEC document |
| May 20, 2023 Filed May 23, 2023 20:24 UTC | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 210 | $55.66 | $11,688.60 |
DisclosureSEC source: 0001209191-23-031668 · doc4.xml · nonDerivative · entry 7 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 875 F2 · shares: 210 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2023. F4 · balance_after: Restricted stock grant of 3,500 shares effective 5/26/2020: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2021, May 20, 2022, May 20, 2023, and May 20, 2024. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 5/26/2020. Read SEC document |
| May 20, 2023 Filed May 23, 2023 20:24 UTC | HCI Group, Inc. HCI · Entity 4402 | Tax withholdingCommon Stock | 210 | $55.66 | $11,688.60 |
DisclosureSEC source: 0001209191-23-031668 · doc4.xml · nonDerivative · entry 6 Saravanos Anthony · CIK 0001439930 · Director · Division President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: 210 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2023. F3 · balance_after: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019. Read SEC document |
| May 19, 2023 Filed May 23, 2023 12:40 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 20 | $14.70 | $294.00 |
DisclosureSEC source: 0001649739-23-000159 · wk-form4_1684845597.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,052.3196 Read SEC document |
| May 18, 2023 Filed May 18, 2023 17:08 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 20 | $14.97 | $299.40 |
DisclosureSEC source: 0001649739-23-000153 · wk-form4_1684429703.xml · nonDerivative · entry 2 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,032.3196 Read SEC document |
| May 17, 2023 Filed May 18, 2023 17:08 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 20 | $14.82 | $296.40 |
DisclosureSEC source: 0001649739-23-000153 · wk-form4_1684429703.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,012.3196 Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 15:29 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 46.4286 | $14.00 | $650.00 |
DisclosureSEC source: 0001649739-23-000132 · wf-form4_168260935935236.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,992.3196 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 14:19 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 230.3492 | $17.01 | $3,918.24 |
DisclosureSEC source: 0001649739-23-000104 · wf-form4_167897636258924.xml · nonDerivative · entry 1 Saravanos Anthony · CIK 0001439930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,945.891 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.