Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BayFirst Financial Corp.BAFN · Entity 6302 | Director | February 19, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BayFirst Financial Corp.
Report date February 19, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,462.5469 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Other · Acquired 226.8328 · Balance 20,462.5469 F1: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2026-02-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-19 · Other · Disposed 0.2237 · Balance 0 F2: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.
F2: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 11, 2026 19:44 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 226.8328 | $6.61 | $1,500.00 |
DisclosureSEC source: 0001885587-26-000006 · wk-form4_1778528685.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,462.5469 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| February 19, 2026 Filed May 11, 2026 19:44 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 0.2237 | $6.64 | $1.49 |
DisclosureSEC source: 0001885587-26-000006 · wk-form4_1778528685.xml · nonDerivative · entry 2 Zernick Thomas Gerard · CIK 0001885587 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 0 F2 · kind: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account were distribute to the employee and fractional shares were sold as part of the termination of the ESOP. Read SEC document |
| February 05, 2026 Filed Feb 6, 2026 18:04 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 249.1281 | $6.02 | $1,500.00 |
DisclosureSEC source: 0001885587-26-000002 · wk-form4_1770401050.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,454.7141 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| February 03, 2026 Filed Feb 6, 2026 18:04 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 890 | $6.65 | $5,918.50 |
DisclosureSEC source: 0001885587-26-000002 · wk-form4_1770401050.xml · nonDerivative · entry 3 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,564.7141 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| November 13, 2025 Filed Nov 17, 2025 19:36 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 202.0202 | $7.43 | $1,501.01 |
DisclosureSEC source: 0001885587-25-000006 · wk-form4_1763408187.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,205.586 F1 · kind: Shares were purchased within the issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 16:16 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 135.5014 | $11.07 | $1,500.00 |
DisclosureSEC source: 0001885587-25-000004 · wk-form4_1754929000.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,003.5658 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 17:34 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 38.5116 | $15.02 | $578.44 |
DisclosureSEC source: 0001649739-25-000207 · wk-form4_1750268092.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,868.0644 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 07, 2025 Filed May 9, 2025 13:14 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 102.6863 | $14.61 | $1,500.25 |
DisclosureSEC source: 0001649739-25-000122 · wk-form4_1746796485.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,829.5528 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| May 01, 2025 Filed May 2, 2025 14:45 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 326 | $15.28 | $4,981.28 |
DisclosureSEC source: 0001649739-25-000117 · wk-form4_1746197135.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,726.8665 Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 18:10 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 42.0383 | $19.19 | $806.71 |
DisclosureSEC source: 0001649739-25-000091 · wk-form4_1742407840.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,400.8665 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 17:06 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 104.5034 | $14.35 | $1,499.62 |
DisclosureSEC source: 0001649739-25-000018 · wk-form4_1738947968.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,075.8282 F1 · kind: 1. Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| February 03, 2025 Filed Feb 6, 2025 13:20 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 3,000 | $15.93 | $47,790.00 |
DisclosureSEC source: 0001649739-25-000013 · wk-form4_1738848041.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,971.3248 F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62. Read SEC document |
| January 23, 2025 Filed Feb 20, 2025 17:11 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 717 | $15.29 | $10,962.93 |
DisclosureSEC source: 0001649739-25-000050 · wk-form4_1740071502.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,358.8282 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| December 31, 2024 Filed Mar 7, 2025 19:31 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 89.0514 | $13.30 | $1,184.38 |
DisclosureSEC source: 0001649739-25-000071 · wk-form4_1741375894.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 1,659.0275 F1 · balance_after: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65. Read SEC document |
| December 31, 2024 Filed Mar 9, 2026 17:59 UTC Amendment | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 101.2478 | $13.30 | $1,346.60 |
DisclosureSEC source: 0001885587-26-000004 · wk-form4a_1773079143.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 1,671.2237 F1 · balance_after: Shares held by the BayFirst Natioanl Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 14:39 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 40.8265 | $13.60 | $555.24 |
DisclosureSEC source: 0001649739-24-000304 · wk-form4_1734532774.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,971.3248 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 14:37 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 128.1066 | $11.71 | $1,500.13 |
DisclosureSEC source: 0001649739-24-000271 · wk-form4_1730385469.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,930.4983 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 21:38 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 1,073 | $13.12 | $14,077.76 |
DisclosureSEC source: 0001649739-24-000261 · wk-form4_1728596319.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,802.3917 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| September 15, 2024 Filed Sep 19, 2024 17:22 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 39.8097 | $13.61 | $541.81 |
DisclosureSEC source: 0001649739-24-000249 · wk-form4_1726766555.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,875.3917 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 18:42 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 128.2051 | $11.70 | $1,500.00 |
DisclosureSEC source: 0001649739-24-000212 · wk-form4_1723228967.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,835.582 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| July 30, 2024 Filed Jul 30, 2024 19:23 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 100 | $13.10 | $1,310.00 |
DisclosureSEC source: 0001649739-24-000200 · wk-form4_1722367419.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,707.3769 Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 15:24 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 46.8323 | $11.27 | $527.80 |
DisclosureSEC source: 0001649739-24-000188 · wk-form4_1718724276.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,607.3769 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 24, 2024 Filed May 28, 2024 15:31 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 200 | $11.65 | $2,330.00 |
DisclosureSEC source: 0001649739-24-000156 · wk-form4_1716910264.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,560.5446 Read SEC document |
| May 02, 2024 Filed May 6, 2024 12:27 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 129.6008 | $11.57 | $1,499.48 |
DisclosureSEC source: 0001649739-24-000134 · wk-form4_1714998417.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,360.5446 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:38 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 39.5592 | $13.00 | $514.27 |
DisclosureSEC source: 0001649739-24-000114 · wk-form4_1710873523.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,230.9438 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 29, 2024 Filed Feb 29, 2024 16:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 100 | $14.00 | $1,400.00 |
DisclosureSEC source: 0001649739-24-000082 · wk-form4_1709224880.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,191.3846 Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 15:11 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 131.2336 | $11.43 | $1,500.00 |
DisclosureSEC source: 0001649739-24-000065 · wk-form4_1706886702.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,091.3846 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| January 26, 2024 Filed Feb 1, 2024 17:08 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 293 | $11.35 | $3,325.55 |
DisclosureSEC source: 0001649739-24-000058 · wk-form4_1706807316.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,960.151 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:20 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 3,000 | $11.70 | $35,100.00 |
DisclosureSEC source: 0001649739-24-000027 · wk-form4_1706217601.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,253.151 F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62. Read SEC document |
| December 31, 2023 Filed Mar 12, 2024 19:47 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 166.6153 | $13.05 | $2,173.50 |
DisclosureSEC source: 0001649739-24-000087 · wk-form4_1710272836.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 1,569.9761 F1 · balance_after: Shares held by the BayFirst National Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:48 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 40.6266 | $12.32 | $500.52 |
DisclosureSEC source: 0001649739-23-000349 · wk-form4_1703008128.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,253.151 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 21:35 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 150 | $11.54 | $1,731.00 |
DisclosureSEC source: 0001649739-23-000334 · wk-form4_1701812112.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,212.5244 Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 19:12 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 150 | $10.00 | $1,500.00 |
DisclosureSEC source: 0001649739-23-000294 · wk-form4_1698779557.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,895.1884 Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 13:17 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 167.336 | $8.96 | $1,499.33 |
DisclosureSEC source: 0001649739-23-000305 · wk-form4_1698931020.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,062.5244 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 19:12 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseSeries C Cumulative Convertible Preferred Stock · Derivative | 50 | $1,000.00 | $50,000.00 |
DisclosureSEC source: 0001649739-23-000277 · wk-form4_1696273917.xml · derivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50 Underlying: Common Stock · Not disclosed shares Expires 2023-09-30 F1 · derivative.exercise_price: Mr. Zernick acquired 50 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. F1 · derivative.underlying_shares: Mr. Zernick acquired 50 shares of Series C Cumulative Convertible Preferred Stock. The Series C Cumulative Convertible Preferred Stock has a liquidation preference of $1,000 per share. The holders of Series C Cumulative Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp. financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 21:49 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 36.6818 | $13.20 | $484.20 |
DisclosureSEC source: 0001649739-23-000252 · wk-form4_1695073741.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,745.1884 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 16:05 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 114.5475 | $13.10 | $1,500.57 |
DisclosureSEC source: 0001649739-23-000227 · wk-form4_1691165134.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,708.5066 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 13:50 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 100 | $13.31 | $1,330.73 |
DisclosureSEC source: 0001649739-23-000189 · wk-form4_1687269011.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,593.9591 Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 19:09 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 32.3596 | $14.60 | $472.45 |
DisclosureSEC source: 0001649739-23-000186 · wk-form4_1686942551.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,493.9591 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 18, 2023 Filed May 18, 2023 19:47 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 50 | $14.47 | $723.50 |
DisclosureSEC source: 0001649739-23-000155 · wk-form4_1684439223.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,461.5995 Read SEC document |
| May 02, 2023 Filed May 3, 2023 11:45 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 100 | $14.40 | $1,440.00 |
DisclosureSEC source: 0001649739-23-000143 · wf-form4_168311429515871.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,411.5995 Read SEC document |
| April 05, 2023 Filed Apr 5, 2023 21:39 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 111.1111 | $13.50 | $1,500.00 |
DisclosureSEC source: 0001649739-23-000120 · wf-form4_168073073109601.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,311.5995 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 14:20 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 27.1246 | $17.01 | $461.39 |
DisclosureSEC source: 0001649739-23-000107 · wf-form4_167897641083869.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200.4884 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| January 27, 2023 Filed Feb 6, 2023 22:05 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | Tax withholdingCommon Stock | 119 | $18.30 | $2,177.70 |
DisclosureSEC source: 0001649739-23-000075 · wf-form4_167572113502988.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,173.3638 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 18:38 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 4,000 | $18.30 | $73,200.00 |
DisclosureSEC source: 0001649739-23-000053 · wf-form4_167510386688887.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,292.3638 F1 · kind: Restricted stock awards granted will vest in five equal annual installments beginning one year after the date of grant. In addition, all unvested Restricted Shares will vest on the first anniversary of the grant date upon attainment of Normal Retirement Age. Normal Retirement Age shall be 62. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 19:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 92.5926 | $16.20 | $1,500.00 |
DisclosureSEC source: 0001649739-23-000005 · wf-form4_167424367402839.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292.3638 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| December 31, 2022 Filed Mar 3, 2023 20:30 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 124.1428 | $16.72 | $2,075.67 |
DisclosureSEC source: 0001649739-23-000082 · wf-form4_167787543579153.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 1,403.3608 F1 · balance_after: Shares held by the First Home Bank Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account. The shares vest based on your Year of Vesting Service (generally a year in which the Reporting Person works at least 1,000 hours). The shares will become fully vested upon your attainment of Normal Retirement Age of 65. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 20:16 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 29.2134 | $15.46 | $451.64 |
DisclosureSEC source: 0001649739-22-000391 · wf-form4_167148096374989.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,199.7712 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:43 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 300 | $15.90 | $4,770.00 |
DisclosureSEC source: 0001885587-22-000004 · wf-form4_167111540108667.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,170.5578 Read SEC document |
| October 19, 2022 Filed Oct 24, 2022 16:23 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 98.0392 | $15.30 | $1,500.00 |
DisclosureSEC source: 0001649739-22-000320 · wf-form4_166662857547217.xml · nonDerivative · entry 1 Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,870.5578 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.