Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BayFirst Financial Corp.
Report date January 24, 2023 · Filed January 25, 2023
Section 16 reporting ended · disclosed 2023-01-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,485.4028 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 49,485.4028 |
| Common StockSEC Table I · non-derivative | IndirectWinner Family Living Trust UTD 6-13-18 | 2,300 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,300 |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.67 · Expires 2031-01-14 | Direct | 5,100 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,100 F1: These options vest in three equal annual installments beginning one year after the 1/14/2021 date of grant. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.67 · Expires 2030-01-15 | Direct | 5,250 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,250 F2: These options vest in three equal annual installments beginning one year after the 1/15/2020 date of grant. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.33 · Expires 2028-06-12 | Direct | 8,100 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,100 F3: These options vest in three equal annual installments beginning one year after the 6/12/2018 date of grant. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.67 · Expires 2029-03-15 | Direct | 5,250 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,250 F4: These options vest in three equal annual installments beginning one year after the 3/15/2019 date of grant. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Expires 2030-09-30 | IndirectWinner Family Living Trust UTD 6-13-18 | 130 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 130 F5: The holders of shares of Series B Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Expires 2030-10-01 | IndirectWinner Family Living Trust UTD 6-13-18 | 100 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 100 F5: The holders of shares of Series B Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end. |
Filing footnotes · ownership attribution and instrument terms
F1: These options vest in three equal annual installments beginning one year after the 1/14/2021 date of grant.
F2: These options vest in three equal annual installments beginning one year after the 1/15/2020 date of grant.
F3: These options vest in three equal annual installments beginning one year after the 6/12/2018 date of grant.
F4: These options vest in three equal annual installments beginning one year after the 3/15/2019 date of grant.
F5: The holders of shares of Series B Convertible Preferred Stock have the right to convert such shares into shares of common stock at a conversion ratio equal to the quotient of: (i) the $1,000 liquidation preference; divided by (ii) the tangible book value per share of common stock, calculated on the basis of BayFirst Financial Corp.s financial statements, as of the last day of the calendar quarter occurring prior to the date on which a holder exercises the conversion right; provided, however, that tangible book value shall be adjusted to reflect a subsequent quarter end only on the last day of the month succeeding such quarter end.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2022 Filed Dec 19, 2022 15:15 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 88.064 | $15.46 | $1,361.47 |
DisclosureSEC source: 0001649739-22-000389 · wf-form4_167148090055942.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,485.4028 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 14:43 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherWarrant · Derivative | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001649739-22-000354 · wf-form4_166862776740874.xml · derivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250 shares Expires 2022-11-15 F1 · derivative.exercise_price: Each warrant permitted its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share. F2 · date: Transaction date is the date of expiry. F1 · price: Each warrant permitted its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share. F3 · price: Warrants expired without exercise. F3 · derivative.underlying_shares: Warrants expired without exercise. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 14:40 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 100.7164 | $16.75 | $1,687.00 |
DisclosureSEC source: 0001649739-22-000346 · wf-form4_166793640790065.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,397.3388 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 11:10 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 72.8422 | $18.50 | $1,347.58 |
DisclosureSEC source: 0001649739-22-000303 · wf-form4_166360018991338.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,296.6224 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| July 21, 2022 Filed Jul 26, 2022 07:47 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 381.2491 | $18.36 | $6,999.73 |
DisclosureSEC source: 0001649739-22-000259 · wf-form4_165883606161813.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,223.7802 F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan. Read SEC document |
| June 15, 2022 Filed Jun 21, 2022 15:09 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 82.6795 | $15.85 | $1,310.47 |
DisclosureSEC source: 0001649739-22-000233 · wf-form4_165583853027116.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,842.5311 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 25, 2022 Filed May 27, 2022 12:41 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 135.0617 | $16.20 | $2,188.00 |
DisclosureSEC source: 0001649739-22-000195 · wf-form4_165366964256940.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,759.8516 Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 11:04 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | OtherCommon Stock | 59.2641 | $21.85 | $1,294.92 |
DisclosureSEC source: 0001649739-22-000111 · wf-form4_164761588263541.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,624.7899 F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan. Read SEC document |
| February 23, 2022 Filed Mar 2, 2022 13:51 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 78.4963 | $22.63 | $1,776.05 |
DisclosureSEC source: 0001649739-22-000076 · wf-form4_164624708112971.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,565.5258 Read SEC document |
| January 31, 2022 Filed Jan 31, 2022 13:19 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 300 | $21.97 | $6,591.00 |
DisclosureSEC source: 0001885445-22-000002 · wf-form4_164365316157137.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Winner Family Living Trust UTD 6-13-18 Disclosed balance after: 2,300 Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 12:56 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001649739-22-000043 · wf-form4_164339259381300.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,487.0295 F1 · shares: Restricted stock award granted which will vest on the first anniversary of the grant date, subject to continued service through the applicable vesting date. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 12:35 UTC | BayFirst Financial Corp. BAFN · Entity 6302 | PurchaseCommon Stock | 46.0795 | $24.40 | $1,124.34 |
DisclosureSEC source: 0001885445-21-000005 · wf-form4_164019451518856.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,237.0295 Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 14:43 UTC | BayFirst Financial Corp. FHBI · Entity 6302 | PurchaseCommon Stock | 200 | $26.00 | $5,200.00 |
DisclosureSEC source: 0001885445-21-000004 · wf-form4_163769658214565.xml · nonDerivative · entry 1 Winner Harold Jack · CIK 0001885445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,190.95 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.