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Nasdaq · USD

BAFN

BayFirst Financial Corp.

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Tapewire entity
6302
SEC CIK
0001649739
Parsed reports
614

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2022 Filed Dec 19, 2022 19:57 UTC OtherOption (Right to Buy) · Derivative 2,500 $0.00 Strike: $14.67 $0.00
Disclosure

SEC source: 0001649739-22-000378 · wf-form4_167147983262747.xml · derivative · entry 4

Apostolou George · CIK 0001439936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 2,500 shares

Expires 2031-01-14

F4 · kind: Non-vested options were forfeited with resignation from Board of Directors. Vested options may be exercised for 12 months from resignation date.

F5 · derivative.exercise_date: These options vested in three equal annual installments beginning one year after the 1/14/2021 date of grant.

F2 · derivative.expiration_date: Options are exercisable for 12 months after resignation date of December 12, 2022.

Read SEC document
November 15, 2022 Filed Nov 15, 2022 20:54 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 102 $16.14 $1,646.28
Disclosure

SEC source: 0001649739-22-000352 · wf-form4_166854564110934.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,506.1077

Read SEC document
November 15, 2022 Filed Nov 16, 2022 14:43 UTC OtherWarrant · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001649739-22-000354 · wf-form4_166862776740874.xml · derivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2022-11-15

F1 · derivative.exercise_price: Each warrant permitted its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.

F2 · date: Transaction date is the date of expiry.

F1 · price: Each warrant permitted its holder to purchase one and one-half shares of common stock at a purchase price of $18.00 per common share.

F3 · price: Warrants expired without exercise.

F3 · derivative.underlying_shares: Warrants expired without exercise.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 14:39 UTC OtherCommon Stock 98.5075 $16.75 $1,650.00
Disclosure

SEC source: 0001649739-22-000344 · wf-form4_166793637345965.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735.2957

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 19:39 UTC OtherCommon Stock 253.7313 $16.75 $4,250.00
Disclosure

SEC source: 0001649739-22-000343 · wf-form4_166793635302721.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,956.7539

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 14:40 UTC OtherCommon Stock 100.7164 $16.75 $1,687.00
Disclosure

SEC source: 0001649739-22-000346 · wf-form4_166793640790065.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,397.3388

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 19:40 UTC OtherCommon Stock 126.8657 $16.75 $2,125.00
Disclosure

SEC source: 0001649739-22-000347 · wf-form4_166793642732712.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291.1767

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 19:40 UTC OtherCommon Stock 49.2537 $16.75 $825.00
Disclosure

SEC source: 0001649739-22-000345 · wf-form4_166793639152653.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,633.771

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 19:39 UTC OtherCommon Stock 208.9552 $16.75 $3,500.00
Disclosure

SEC source: 0001649739-22-000342 · wf-form4_166793632743915.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,003.8963

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
November 04, 2022 Filed Nov 8, 2022 19:38 UTC OtherCommon Stock 432.8358 $16.75 $7,250.00
Disclosure

SEC source: 0001649739-22-000341 · wf-form4_166793631091634.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,790.5608

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
October 19, 2022 Filed Oct 24, 2022 16:22 UTC
Oliver Robin LeighChief Financial Officer
OtherCommon Stock 19.6078 $15.30 $300.00
Disclosure

SEC source: 0001649739-22-000319 · wf-form4_166662855690399.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020.4183

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
October 19, 2022 Filed Oct 24, 2022 12:22 UTC
Luckey Matthew MannExecutive Vice President
OtherCommon Stock 97.0588 $15.30 $1,485.00
Disclosure

SEC source: 0001649739-22-000318 · wf-form4_166662853941627.xml · nonDerivative · entry 1

Luckey Matthew Mann · CIK 0001885446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457.1092

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
October 19, 2022 Filed Oct 24, 2022 12:21 UTC
Jaber Brandi NicoleExecutive Vice President
OtherCommon Stock 19.6078 $15.30 $300.00
Disclosure

SEC source: 0001649739-22-000316 · wf-form4_166662850577432.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,502.5723

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
October 19, 2022 Filed Oct 24, 2022 16:23 UTC
Zernick Thomas GerardExecutive Vice President
OtherCommon Stock 98.0392 $15.30 $1,500.00
Disclosure

SEC source: 0001649739-22-000320 · wf-form4_166662857547217.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870.5578

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
October 19, 2022 Filed Oct 24, 2022 16:22 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 137.2549 $15.30 $2,100.00
Disclosure

SEC source: 0001649739-22-000317 · wf-form4_166662852263473.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,404.1077

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
September 24, 2022 Filed Sep 28, 2022 14:39 UTC
LEO ANTHONY NDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,746 $21.65 $37,800.90
Disclosure

SEC source: 0001649739-22-000310 · wf-form4_166437595619481.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,266.8528

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock awards (RSAs) and does not represent a sale by the Reporting Person.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:07 UTC OtherCommon Stock 3.0649 $18.50 $56.70
Disclosure

SEC source: 0001649739-22-000295 · wf-form4_166360003512412.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636.7882

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:07 UTC OtherCommon Stock 127.7849 $18.50 $2,364.02
Disclosure

SEC source: 0001649739-22-000294 · wf-form4_166360001397867.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,703.0226

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:07 UTC
Helal TarekDirector
OtherCommon Stock 0.8978 $18.50 $16.61
Disclosure

SEC source: 0001649739-22-000296 · wf-form4_166360005441732.xml · nonDerivative · entry 1

Helal Tarek · CIK 0001886423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,612.4837

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:09 UTC
Oliver Robin LeighChief Financial Officer
OtherCommon Stock 4.3092 $18.50 $79.72
Disclosure

SEC source: 0001649739-22-000300 · wf-form4_166360013338272.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000.8105

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:08 UTC
Luckey Matthew MannExecutive Vice President
OtherCommon Stock 17.6968 $18.50 $327.39
Disclosure

SEC source: 0001649739-22-000299 · wf-form4_166360011233436.xml · nonDerivative · entry 1

Luckey Matthew Mann · CIK 0001885446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,360.0504

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:10 UTC OtherCommon Stock 72.8422 $18.50 $1,347.58
Disclosure

SEC source: 0001649739-22-000303 · wf-form4_166360018991338.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,296.6224

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:08 UTC
Jaber Brandi NicoleExecutive Vice President
OtherCommon Stock 5.3086 $18.50 $98.21
Disclosure

SEC source: 0001649739-22-000297 · wf-form4_166360007373050.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482.9645

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:10 UTC
Zernick Thomas GerardExecutive Vice President
OtherCommon Stock 23.886 $18.50 $441.89
Disclosure

SEC source: 0001649739-22-000305 · wf-form4_166360023292928.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,772.5186

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:11 UTC OtherCommon Stock 3.1227 $18.50 $57.77
Disclosure

SEC source: 0001649739-22-000306 · wf-form4_166360025037742.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150.1869

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:10 UTC OtherCommon Stock 1.0303 $18.50 $19.06
Disclosure

SEC source: 0001649739-22-000304 · wf-form4_166360021274895.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164.311

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:09 UTC OtherCommon Stock 93.0935 $18.50 $1,722.23
Disclosure

SEC source: 0001649739-22-000302 · wf-form4_166360017191746.xml · nonDerivative · entry 1

Spoor Bradly William · CIK 0001885329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · S5 Consulting, LLC

Disclosed balance after: 21,620.9753

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:09 UTC OtherCommon Stock 209.406 $18.50 $3,874.01
Disclosure

SEC source: 0001649739-22-000301 · wf-form4_166360015273177.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,584.5173

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:08 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 102.274 $18.50 $1,892.07
Disclosure

SEC source: 0001649739-22-000298 · wf-form4_166360009333243.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,012.8528

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:06 UTC OtherCommon Stock 0.3043 $18.50 $5.63
Disclosure

SEC source: 0001649739-22-000293 · wf-form4_166359999283372.xml · nonDerivative · entry 4

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda C. Berset Family Trust

Disclosed balance after: 6,591.6633

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:06 UTC OtherCommon Stock 3.0357 $18.50 $56.16
Disclosure

SEC source: 0001649739-22-000293 · wf-form4_166359999283372.xml · nonDerivative · entry 3

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Linda Berset Irrevocable Trust

Disclosed balance after: 48,652.0889

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:06 UTC OtherCommon Stock 1.1378 $18.50 $21.05
Disclosure

SEC source: 0001649739-22-000293 · wf-form4_166359999283372.xml · nonDerivative · entry 2

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Disclosed balance after: 16,200.2072

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:06 UTC OtherCommon Stock 347.466 $18.50 $6,428.12
Disclosure

SEC source: 0001649739-22-000293 · wf-form4_166359999283372.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,794.9411

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 15:06 UTC OtherCommon Stock 238.6768 $18.50 $4,415.52
Disclosure

SEC source: 0001649739-22-000292 · wf-form4_166359997434191.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,357.725

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
August 05, 2022 Filed Aug 5, 2022 18:57 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 7 $18.99 $132.93
Disclosure

SEC source: 0001224266-22-000007 · wf-form4_165972581316694.xml · nonDerivative · entry 2

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,910.5788

Read SEC document
August 05, 2022 Filed Aug 5, 2022 18:57 UTC
LEO ANTHONY NDirector · Chief Executive Officer
PurchaseCommon Stock 93 $18.98 $1,765.14
Disclosure

SEC source: 0001224266-22-000007 · wf-form4_165972581316694.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,903.5788

Read SEC document
July 21, 2022 Filed Jul 26, 2022 11:47 UTC OtherCommon Stock 531.0255 $18.36 $9,749.63
Disclosure

SEC source: 0001649739-22-000256 · wf-form4_165883600844060.xml · nonDerivative · entry 1

Deloach Dennis Reppard III · CIK 0001886792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,575.2377

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 07:47 UTC OtherCommon Stock 269.5976 $18.36 $4,949.81
Disclosure

SEC source: 0001649739-22-000257 · wf-form4_165883602340815.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633.7233

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 07:47 UTC OtherCommon Stock 381.2491 $18.36 $6,999.73
Disclosure

SEC source: 0001649739-22-000259 · wf-form4_165883606161813.xml · nonDerivative · entry 1

Winner Harold Jack · CIK 0001885445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,223.7802

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 11:48 UTC OtherCommon Stock 367.633 $18.36 $6,749.74
Disclosure

SEC source: 0001649739-22-000261 · wf-form4_165883609486883.xml · nonDerivative · entry 1

Zipperian Barbara J · CIK 0001632068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,147.0642

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 11:48 UTC OtherCommon Stock 238.2807 $18.36 $4,374.83
Disclosure

SEC source: 0001649739-22-000260 · wf-form4_165883607836913.xml · nonDerivative · entry 1

WuDunn Sheryl · CIK 0001913431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163.2807

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 11:47 UTC OtherCommon Stock 177.0085 $18.36 $3,249.88
Disclosure

SEC source: 0001649739-22-000258 · wf-form4_165883604040269.xml · nonDerivative · entry 1

Saravanos Anthony · CIK 0001439930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,375.1113

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 11:46 UTC OtherCommon Stock 585.4897 $18.36 $10,749.59
Disclosure

SEC source: 0001649739-22-000255 · wf-form4_165883599329500.xml · nonDerivative · entry 1

Berset Mark S · CIK 0001439853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,447.4751

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 21, 2022 Filed Jul 26, 2022 11:46 UTC OtherCommon Stock 326.7849 $18.36 $5,999.77
Disclosure

SEC source: 0001649739-22-000254 · wf-form4_165883597665735.xml · nonDerivative · entry 1

Berset Derek Steven · CIK 0001885323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,119.0482

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 17:09 UTC
Oliver Robin LeighChief Financial Officer
OtherCommon Stock 18.2849 $16.41 $300.06
Disclosure

SEC source: 0001649739-22-000244 · wf-form4_165842337432313.xml · nonDerivative · entry 1

Oliver Robin Leigh · CIK 0001886484 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996.5013

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 13:09 UTC
Luckey Matthew MannExecutive Vice President
OtherCommon Stock 90.5102 $16.41 $1,485.27
Disclosure

SEC source: 0001649739-22-000243 · wf-form4_165842335400089.xml · nonDerivative · entry 1

Luckey Matthew Mann · CIK 0001885446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,342.3536

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 13:08 UTC
Jaber Brandi NicoleExecutive Vice President
OtherCommon Stock 18.2849 $16.41 $300.06
Disclosure

SEC source: 0001649739-22-000241 · wf-form4_165842331291747.xml · nonDerivative · entry 1

Jaber Brandi Nicole · CIK 0001885458 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477.6559

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 17:10 UTC
Zernick Thomas GerardExecutive Vice President
OtherCommon Stock 91.4244 $16.41 $1,500.27
Disclosure

SEC source: 0001649739-22-000245 · wf-form4_165842339223811.xml · nonDerivative · entry 1

Zernick Thomas Gerard · CIK 0001885587 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,748.6326

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 17:09 UTC
LEO ANTHONY NDirector · Chief Executive Officer
OtherCommon Stock 127.9942 $16.41 $2,100.38
Disclosure

SEC source: 0001649739-22-000242 · wf-form4_165842333291923.xml · nonDerivative · entry 1

LEO ANTHONY N · CIK 0001224266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,810.5788

F1 · kind: Shares were purchased within the Issuer's Non-Qualified Stock Purchase Plan.

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June 15, 2022 Filed Jun 21, 2022 15:06 UTC OtherCommon Stock 2.205 $15.85 $34.95
Disclosure

SEC source: 0001649739-22-000225 · wf-form4_165583838020133.xml · nonDerivative · entry 1

Harris Alexander Octavius · CIK 0001886639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364.1257

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.