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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2019 Filed Feb 5, 2019 00:12 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Exercise / conversionCommon Shares 11,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007098 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 18:08 UTC Exercise / conversionEmployee Stock Option · Derivative 126,862 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-004611 · doc4.xml · derivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,287

Underlying: Common Shares · 126,862 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 18:08 UTC SaleCommon Shares 126,862 $25.05 $3,177,893.10
Disclosure

SEC source: 0001209191-19-004611 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.13. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 18:08 UTC Exercise / conversionCommon Shares 126,862 $8.88 $1,126,534.56
Disclosure

SEC source: 0001209191-19-004611 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 18:25 UTC Exercise / conversionEmployee Stock Option · Derivative 167,920 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-003792 · doc4.xml · derivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,149

Underlying: Common Shares · 167,920 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 18:25 UTC SaleCommon Shares 167,920 $25.05 $4,206,396.00
Disclosure

SEC source: 0001209191-19-003792 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.17. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 18:25 UTC Exercise / conversionCommon Shares 167,920 $8.88 $1,491,129.60
Disclosure

SEC source: 0001209191-19-003792 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 18:02 UTC Exercise / conversionEmployee Stock Option · Derivative 131,730 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · derivative · entry 9

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,069

Underlying: Common Shares · 131,730 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 18:02 UTC SaleCommon Shares 131,730 $25.04 $3,298,519.20
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 6

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.15. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 18:02 UTC Exercise / conversionCommon Shares 131,730 $8.88 $1,169,762.40
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 5

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 18:02 UTC Exercise / conversionEmployee Stock Option · Derivative 71,897 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · derivative · entry 8

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,799

Underlying: Common Shares · 71,897 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 18:02 UTC SaleCommon Shares 71,897 $25.02 $1,798,862.94
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.09. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 18:02 UTC Exercise / conversionCommon Shares 71,897 $8.88 $638,445.36
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 18:02 UTC Exercise / conversionEmployee Stock Option · Derivative 1,591 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · derivative · entry 7

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,696

Underlying: Common Shares · 1,591 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 18:02 UTC SaleCommon Shares 1,591 $25.01 $39,790.91
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.01 to $25.05. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 18:02 UTC Exercise / conversionCommon Shares 1,591 $8.88 $14,128.08
Disclosure

SEC source: 0001209191-19-003310 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 22:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056707 · doc4.xml · derivative · entry 2

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On October 30, 2015, the reporting person was granted 1,230 restricted stock units, vesting in three equal annual installments beginning on October 30, 2016.

F2 · derivative.expiration_date: On October 30, 2015, the reporting person was granted 1,230 restricted stock units, vesting in three equal annual installments beginning on October 30, 2016.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 22:47 UTC Exercise / conversionCommon Shares 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-056707 · doc4.xml · nonDerivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 22:38 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 865 $29.19 $25,249.35
Disclosure

SEC source: 0001209191-18-054109 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,832

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:38 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 15,332 $29.17 $447,234.44
Disclosure

SEC source: 0001209191-18-054109 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,697

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.07 to $29.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2018 Filed Sep 10, 2018 19:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 733 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050368 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734

Underlying: Common Shares · 733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017.

F2 · derivative.expiration_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017.

Read SEC document
September 08, 2018 Filed Sep 10, 2018 19:44 UTC Exercise / conversionCommon Shares 733 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-050368 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 23:38 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 13,500 $29.47 $397,845.00
Disclosure

SEC source: 0001209191-18-050366 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,029

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.34 to $29.64. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:51 UTC
Hahn TerrenceDirector · President & CEO
GrantEmployee Stock Option · Derivative 87,989 $0.00 Strike: $29.40 $0.00
Disclosure

SEC source: 0001209191-18-050566 · doc4.xml · derivative · entry 4

Hahn Terrence · CIK 0001574110 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,989

Underlying: Common Shares · 87,989 shares

Expires 2028-09-06

F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:51 UTC
Hahn TerrenceDirector · President & CEO
GrantEmployee Stock Option · Derivative 158,754 $0.00 Strike: $29.40 $0.00
Disclosure

SEC source: 0001209191-18-050566 · doc4.xml · derivative · entry 3

Hahn Terrence · CIK 0001574110 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,754

Underlying: Common Shares · 158,754 shares

Expires 2028-09-06

F4 · derivative.exercise_date: This option vests in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:51 UTC
Hahn TerrenceDirector · President & CEO
GrantRestricted Stock Unit · Derivative 23,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050566 · doc4.xml · derivative · entry 2

Hahn Terrence · CIK 0001574110 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,564

Underlying: Common Shares · 23,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F3 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:51 UTC
Hahn TerrenceDirector · President & CEO
GrantRestricted Stock Unit · Derivative 42,517 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050566 · doc4.xml · derivative · entry 1

Hahn Terrence · CIK 0001574110 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,517

Underlying: Common Shares · 42,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments beginning on the second anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments beginning on the second anniversary of the grant date.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:07 UTC Exercise / conversionEmployee Stock Option · Derivative 250,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-18-050039 · doc4.xml · derivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,287

Underlying: Common Shares · 250,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:07 UTC SaleCommon Shares 250,000 $29.78 $7,445,000.00
Disclosure

SEC source: 0001209191-18-050039 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.54 to $29.89. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:07 UTC Exercise / conversionCommon Shares 250,000 $8.88 $2,220,000.00
Disclosure

SEC source: 0001209191-18-050039 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:06 UTC GrantRestricted Stock Unit · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049983 · doc4.xml · derivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Shares · 2,180 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F5 · derivative.exercise_date: This restricted stock unit grant vests in full on February 21, 2019.

F5 · derivative.expiration_date: This restricted stock unit grant vests in full on February 21, 2019.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:06 UTC Exercise / conversionEmployee Stock Option · Derivative 250,000 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-18-049983 · doc4.xml · derivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,287

Underlying: Common Shares · 250,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:06 UTC SaleCommon Shares 250,000 $29.73 $7,432,500.00
Disclosure

SEC source: 0001209191-18-049983 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.50 to $30.43. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:06 UTC Exercise / conversionCommon Shares 250,000 $8.88 $2,220,000.00
Disclosure

SEC source: 0001209191-18-049983 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2018 Filed Aug 24, 2018 22:29 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
SaleCommon Shares 6,980 $30.00 $209,400.00
Disclosure

SEC source: 0001209191-18-048427 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,876

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 22:29 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
SaleCommon Shares 1,500 $30.02 $45,030.00
Disclosure

SEC source: 0001209191-18-048427 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.00 to $30.10. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:17 UTC
Finn Michael F.SVP & General Counsel
SaleCommon Shares 16,513 $29.87 $493,243.31
Disclosure

SEC source: 0001209191-18-047358 · doc4.xml · nonDerivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,886

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.63 to $30.08. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 15, 2018 Filed Aug 17, 2018 20:15 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 34,281 $29.87 $1,023,973.47
Disclosure

SEC source: 0001209191-18-047352 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,767

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.63 to $30.23. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 08, 2018 Filed Aug 9, 2018 21:02 UTC SaleCommon Shares 4,920 $30.33 $149,223.60
Disclosure

SEC source: 0001209191-18-046108 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,442

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.22 to $30.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 31, 2018 Filed Aug 1, 2018 20:23 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
GrantRestricted Stock Unit · Derivative 46,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044728 · doc4.xml · derivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,280

Underlying: Common Shares · 46,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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July 31, 2018 Filed Aug 1, 2018 20:26 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
GrantRestricted Stock Unit · Derivative 46,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044732 · doc4.xml · derivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,280

Underlying: Common Shares · 46,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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July 31, 2018 Filed Aug 1, 2018 20:22 UTC
Lannon Sean M.VP Corp Fin & Controller, PAO
GrantRestricted Stock Unit · Derivative 12,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044723 · doc4.xml · derivative · entry 1

Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,396

Underlying: Common Shares · 12,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.

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July 31, 2018 Filed Aug 1, 2018 20:20 UTC
Finn Michael F.SVP & General Counsel
GrantRestricted Stock Unit · Derivative 46,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044717 · doc4.xml · derivative · entry 1

Finn Michael F. · CIK 0001620391 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,280

Underlying: Common Shares · 46,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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July 31, 2018 Filed Aug 1, 2018 20:18 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
GrantRestricted Stock Unit · Derivative 46,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044714 · doc4.xml · derivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,280

Underlying: Common Shares · 46,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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July 31, 2018 Filed Aug 1, 2018 20:17 UTC GrantRestricted Stock Unit · Derivative 46,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044710 · doc4.xml · derivative · entry 1

Bryant Robert W. · CIK 0001620475 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,280

Underlying: Common Shares · 46,280 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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July 12, 2018 Filed Jul 14, 2018 00:07 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 15,332 $29.81 $457,046.92
Disclosure

SEC source: 0001209191-18-042586 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.67 to $30.06. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

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June 20, 2018 Filed Jun 20, 2018 20:08 UTC
Garrett MarkDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038747 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Shares · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.

F2 · derivative.expiration_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.

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June 20, 2018 Filed Jun 20, 2018 20:08 UTC
Garrett MarkDirector
Exercise / conversionCommon Shares 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038747 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

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June 15, 2018 Filed Jun 18, 2018 17:45 UTC SaleCommon Shares 5,000 $31.06 $155,300.00
Disclosure

SEC source: 0001209191-18-038387 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,362

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.97 to $31.24. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 21, 2018 Filed May 22, 2018 22:53 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Exercise / conversionEmployee Stock Option · Derivative 25,508 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-18-032430 · doc4.xml · derivative · entry 3

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,508 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.