Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | EVP & Pres., Trans. Coatings | September 16, 2020 | September 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date September 16, 2020 · Filed September 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 46,315 |
Reported balance
After 2020-09-16 transaction · row 1
1 source rowRow 1 · 2020-09-16 · Sale · Disposed 44,568 · Balance 46,315 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2020 Filed Sep 18, 2020 23:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 44,568 | $25.00 | $1,114,200.00 |
DisclosureSEC source: 0001209191-20-051225 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,315 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 22:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 40,857 | $24.00 | $980,568.00 |
DisclosureSEC source: 0001209191-20-046663 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,883 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 23,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044766 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 23,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 10,090 | $22.20 | $223,998.00 |
DisclosureSEC source: 0001209191-20-044766 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,740 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 23,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044766 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013558 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,370 Underlying: Common Shares · 5,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 17,054 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 17,054 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,675 | $26.75 | $71,556.25 |
DisclosureSEC source: 0001209191-20-013558 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,690 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013558 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 23:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 22,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011735 · doc4.xml · derivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,874 Underlying: Common Shares · 22,874 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 12,569 | $29.72 | $373,550.68 |
DisclosureSEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 4 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,681 F3 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share award. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 2,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,250 F2 · shares: The disposition reported in this Form 4 reflects the vesting of a performance share award granted on February 6, 2017, as previously reported by the Issuer, at 92.65% of target. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,262 | $29.72 | $67,226.64 |
DisclosureSEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,370 F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,335 | $29.87 | $69,746.45 |
DisclosureSEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,632 F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:17 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 11,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044242 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,140 Underlying: Common Shares · 11,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F2 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:17 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 5,045 | $29.63 | $149,483.35 |
DisclosureSEC source: 0001209191-19-044242 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,967 Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:17 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044242 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 65,586 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0001209191-19-014187 · doc4.xml · derivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,586 Underlying: Common Shares · 65,586 shares Expires 2029-02-25 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 17,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014187 · doc4.xml · derivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,054 Underlying: Common Shares · 17,054 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 21:27 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 32,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008519 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,442 F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 01:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,092 | $26.02 | $54,433.84 |
DisclosureSEC source: 0001209191-19-008316 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,713 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 01:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,066 | $26.51 | $54,769.66 |
DisclosureSEC source: 0001209191-19-008316 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,354 | $25.93 | $61,039.22 |
DisclosureSEC source: 0001209191-19-008316 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,871 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.93 to $25.96. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 00:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 5,177 | $25.82 | $133,670.14 |
DisclosureSEC source: 0001209191-19-007109 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,225 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 00:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 11,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007109 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,710 Underlying: Common Shares · 11,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F3 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 00:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007109 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:38 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 865 | $29.19 | $25,249.35 |
DisclosureSEC source: 0001209191-18-054109 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,832 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:38 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 15,332 | $29.17 | $447,234.44 |
DisclosureSEC source: 0001209191-18-054109 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,697 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.07 to $29.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 23:38 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 13,500 | $29.47 | $397,845.00 |
DisclosureSEC source: 0001209191-18-050366 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,029 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.34 to $29.64. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 46,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044728 · doc4.xml · derivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,280 Underlying: Common Shares · 46,280 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| July 12, 2018 Filed Jul 14, 2018 00:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 15,332 | $29.81 | $457,046.92 |
DisclosureSEC source: 0001209191-18-042586 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,529 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.67 to $30.06. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 27,054 | $31.30 | $846,790.20 |
DisclosureSEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 4 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,861 Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,481 | $31.30 | $77,655.30 |
DisclosureSEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,915 Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 82,838 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-18-030568 · doc4.xml · derivative · entry 5 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 82,838 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 88,479 | $31.32 | $2,771,162.28 |
DisclosureSEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,396 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.59. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 82,838 | $11.84 | $980,801.92 |
DisclosureSEC source: 0001209191-18-030568 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 82,838 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-18-021121 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,838 Underlying: Common Shares · 82,838 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 82,838 | $30.61 | $2,535,671.18 |
DisclosureSEC source: 0001209191-18-021121 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,037 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.51 to $30.79. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 21:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 82,838 | $11.84 | $980,801.92 |
DisclosureSEC source: 0001209191-18-021121 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,360 | $30.48 | $41,452.80 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 4 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,037 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 54,205 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · derivative · entry 5 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,205 Underlying: Common Shares · 54,205 shares Expires 2028-02-04 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 14,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,397 F4 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 28,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,141 F3 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,765 | $30.65 | $54,097.25 |
DisclosureSEC source: 0001209191-18-008245 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,628 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.64 to $30.65. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 00:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 900 | $29.42 | $26,478.00 |
DisclosureSEC source: 0001209191-17-055510 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,393 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 81,916 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · derivative · entry 5 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,676 Underlying: Common Shares · 81,916 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 78,084 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · derivative · entry 4 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 78,084 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 160,000 | $29.37 | $4,699,200.00 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · nonDerivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,293 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.26 to $29.60. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 81,916 | $11.84 | $969,885.44 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:04 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 78,084 | $8.88 | $693,385.92 |
DisclosureSEC source: 0001209191-17-051399 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:37 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 30,874 | $31.39 | $969,134.86 |
DisclosureSEC source: 0001209191-17-032689 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,293 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.35 to $31.42. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.