Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | EVP & Pres., Global Refinish | February 25, 2019 | February 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date February 25, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,041 |
Reported balance
After 2019-02-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-25 · Grant · Acquired 13,041 · Balance 13,041 F1: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.01 · Expires 2029-02-25 | Direct | 50,154 |
Reported balance
After 2019-02-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-25 · Grant · Acquired 50,154 · Balance 50,154 F3: This option vests in three equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F2: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
F3: This option vests in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 27, 2019 23:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 50,154 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0001209191-19-014196 · doc4.xml · derivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,154 Underlying: Common Shares · 50,154 shares Expires 2029-02-25 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 13,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014196 · doc4.xml · derivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,041 Underlying: Common Shares · 13,041 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 21:27 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 17,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008523 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,924 F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 01:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,160 | $26.00 | $30,160.00 |
DisclosureSEC source: 0001209191-19-008318 · doc4.xml · nonDerivative · entry 3 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,673 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 01:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,664 | $26.52 | $44,129.28 |
DisclosureSEC source: 0001209191-19-008318 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,833 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,366 | $25.94 | $35,434.04 |
DisclosureSEC source: 0001209191-19-008318 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,497 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 00:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 5,474 | $25.77 | $141,064.98 |
DisclosureSEC source: 0001209191-19-007121 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,863 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.77 to $25.78. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 00:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 11,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-007121 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,710 Underlying: Common Shares · 11,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F4 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 5, 2019 00:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007121 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 34,281 | $29.87 | $1,023,973.47 |
DisclosureSEC source: 0001209191-18-047352 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,767 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.63 to $30.23. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 46,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044732 · doc4.xml · derivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,280 Underlying: Common Shares · 46,280 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| May 21, 2018 Filed May 22, 2018 22:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 25,508 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-18-032430 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,508 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| May 21, 2018 Filed May 22, 2018 22:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 34,008 | $32.30 | $1,098,458.40 |
DisclosureSEC source: 0001209191-18-032430 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,048 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.18 to $32.43. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 21, 2018 Filed May 22, 2018 22:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 25,508 | $11.84 | $302,014.72 |
DisclosureSEC source: 0001209191-18-032430 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:55 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 14,256 | $31.30 | $446,212.80 |
DisclosureSEC source: 0001209191-18-030573 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,548 Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:55 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,783 | $31.30 | $55,807.90 |
DisclosureSEC source: 0001209191-18-030573 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,804 Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,142 | $30.34 | $34,648.28 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 4 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,587 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 41,450 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · derivative · entry 5 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,450 Underlying: Common Shares · 41,450 shares Expires 2028-02-04 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 10,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 3 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,729 F4 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 21,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,827 F3 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,528 | $30.69 | $46,894.32 |
DisclosureSEC source: 0001209191-18-008248 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,023 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.68 to $30.70. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 40,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-043471 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,508 Underlying: Common Shares · 40,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 40,000 | $32.13 | $1,285,200.00 |
DisclosureSEC source: 0001209191-17-043471 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.87 to $32.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 21:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 40,000 | $11.84 | $473,600.00 |
DisclosureSEC source: 0001209191-17-043471 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:37 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 16,725 | $31.38 | $524,830.50 |
DisclosureSEC source: 0001209191-17-032693 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.37 to $31.41. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 40,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-025609 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,508 Underlying: Common Shares · 40,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 40,000 | $31.76 | $1,270,400.00 |
DisclosureSEC source: 0001209191-17-025609 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,276 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.56 to $32.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 40,000 | $11.84 | $473,600.00 |
DisclosureSEC source: 0001209191-17-025609 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 14,571 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · derivative · entry 5 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,571 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 25,429 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · derivative · entry 4 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,508 Underlying: Common Shares · 25,429 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 40,000 | $29.29 | $1,171,600.00 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · nonDerivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,276 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.14 to $29.48. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 14,571 | $8.88 | $129,390.48 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 25,429 | $11.84 | $301,079.36 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 29,295 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008791 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,295 Underlying: Common Shares · 29,295 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 7,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008791 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,276 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 15,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008791 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,644 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,440 | $29.48 | $42,451.20 |
DisclosureSEC source: 0001209191-17-007751 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,380 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.48 to $29.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 50,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-002131 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,571 Underlying: Common Shares · 50,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 50,000 | $27.34 | $1,367,000.00 |
DisclosureSEC source: 0001209191-17-002131 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.20 to $27.51. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 50,000 | $8.88 | $444,000.00 |
DisclosureSEC source: 0001209191-17-002131 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.