Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director · President & CEO | March 03, 2022 | March 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date March 03, 2022 · Filed March 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 188,612 |
Ending reported balance
After 2022-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-03 · Exercise / conversion · Acquired 21,385 · Balance 197,697 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2022-03-03 · Tax withholding · Disposed 9,085 · Balance 188,612 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,771 |
Reported balance
After 2022-03-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-03 · Exercise / conversion · Disposed 21,385 · Balance 42,771 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On March 3, 2021, the reporting person was granted 64,156 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On March 3, 2021, the reporting person was granted 64,156 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2022 Filed Mar 7, 2022 23:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 21,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016829 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,771 Underlying: Common Shares · 21,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 64,156 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 64,156 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 9,085 | $25.78 | $234,211.30 |
DisclosureSEC source: 0001209191-22-016829 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,612 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 21,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016829 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 13,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014344 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 13,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 5,683 | $27.78 | $157,873.74 |
DisclosureSEC source: 0001209191-22-014344 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,312 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 13,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-014344 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 01:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 19,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012444 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,063 Underlying: Common Shares · 19,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 57,187 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 57,187 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 01:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 8,098 | $28.91 | $234,113.18 |
DisclosureSEC source: 0001209191-22-012444 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,619 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 01:21 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 19,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012444 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 65,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011006 · doc4.xml · derivative · entry 4 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,233 Underlying: Common Shares · 65,233 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionPerformance Share Units · Derivative | 26,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011006 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 26,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (80,256) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target. F3 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (80,256) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 11,193 | $28.28 | $316,538.04 |
DisclosureSEC source: 0001209191-22-011006 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,655 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 26,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-011006 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance share units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 01:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 64,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018424 · doc4.xml · derivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,156 Underlying: Common Shares · 64,156 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 13,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015437 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,376 Underlying: Common Shares · 13,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 6,151 | $27.85 | $171,305.35 |
DisclosureSEC source: 0001209191-21-015437 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,474 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 13,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015437 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 19,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013422 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,125 Underlying: Common Shares · 19,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 57,187 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 57,187 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 9,076 | $28.46 | $258,302.96 |
DisclosureSEC source: 0001209191-21-013422 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,249 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 19,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013422 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 00:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 25,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011541 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,263 F1 · kind: The number of performance shares issued under this award, based upon the Issuer's relative total shareholder return during the three-year performance cycle ending December 31, 2020, was zero percent of the target number originally reported by the Issuer on February 7, 2018. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,955 | $27.74 | $54,231.70 |
DisclosureSEC source: 0001209191-21-008970 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,422 F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock award. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 23,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044789 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 23,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 10,640 | $22.20 | $236,208.00 |
DisclosureSEC source: 0001209191-20-044789 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,377 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 23,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044789 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 13,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013551 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,752 Underlying: Common Shares · 13,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 40,128 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 6,145 | $26.75 | $164,378.75 |
DisclosureSEC source: 0001209191-20-013551 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,877 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:52 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 13,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013551 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 23:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 57,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011717 · doc4.xml · derivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,187 Underlying: Common Shares · 57,187 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 10,826 | $29.72 | $321,748.72 |
DisclosureSEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 4 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,646 F3 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share award. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 1,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,472 F2 · shares: The disposition reported in this Form 4 reflects the vesting of a performance share award granted on February 6, 2017, as previously reported by the Issuer, at 92.65% of target. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 23:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,948 | $29.72 | $57,894.56 |
DisclosureSEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,342 F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,953 | $29.87 | $58,336.11 |
DisclosureSEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,290 F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 11,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044222 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,140 Underlying: Common Shares · 11,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F2 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 5,316 | $29.63 | $157,513.08 |
DisclosureSEC source: 0001209191-19-044222 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,243 Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:07 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044222 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 154,320 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0001209191-19-014178 · doc4.xml · derivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,320 Underlying: Common Shares · 154,320 shares Expires 2029-02-25 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 40,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014178 · doc4.xml · derivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,128 Underlying: Common Shares · 40,128 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 21:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Disposition to issuerCommon Shares | 30,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008512 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,989 F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 00:59 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,575 | $26.08 | $41,076.00 |
DisclosureSEC source: 0001209191-19-008301 · doc4.xml · nonDerivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,109 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 00:59 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,272 | $26.48 | $60,162.56 |
DisclosureSEC source: 0001209191-19-008301 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,684 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 00:59 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,319 | $25.92 | $60,108.48 |
DisclosureSEC source: 0001209191-19-008301 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,956 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 5,395 | $25.82 | $139,298.90 |
DisclosureSEC source: 0001209191-19-006778 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,275 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.81 to $25.83. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 11,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006778 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,710 Underlying: Common Shares · 11,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F4 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006778 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:17 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 46,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044710 · doc4.xml · derivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,280 Underlying: Common Shares · 46,280 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 36,591 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-18-030586 · doc4.xml · derivative · entry 5 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,591 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 35,640 | $31.30 | $1,115,532.00 |
DisclosureSEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 4 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,100 Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,971 | $31.30 | $92,992.30 |
DisclosureSEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,740 Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 73,277 | $31.12 | $2,280,380.24 |
DisclosureSEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,711 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.76 to $31.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.