Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director | March 03, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 66,473 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Exercise / conversion · Acquired 5,832 · Balance 66,473 F1: Restricted stock units convert into common shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,313 |
Reported balance
After 2026-03-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-03 · Grant · Acquired 6,313 · Balance 6,313 F2: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F3: This restricted stock unit grant vests in full on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-04 · Exercise / conversion · Disposed 5,832 · Balance 0 F1: Restricted stock units convert into common shares on a one-for-one basis. F4: On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F3: This restricted stock unit grant vests in full on the first anniversary of the grant date.
F4: On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2026 Filed Mar 5, 2026 18:03 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015392 · wk-form4_1772751808.xml · derivative · entry 3 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F4 · derivative.exercise_date: On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026. F4 · derivative.expiration_date: On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026. Read SEC document |
| March 04, 2026 Filed Mar 5, 2026 18:03 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-015392 · wk-form4_1772751808.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 18:03 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015392 · wk-form4_1772751808.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,313 Underlying: Common Shares · 6,313 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 18:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 5,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011077 · wk-form4_1741302914.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,832 Underlying: Common Shares · 5,832 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010014 · wk-form4_1741128142.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 6,157 restricted stock units, vesting in full on February 28, 2025. F2 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 6,157 restricted stock units, vesting in full on February 28, 2025. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-010014 · wk-form4_1741128142.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008232 · wk-form4_1709328706.xml · derivative · entry 3 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,157 Underlying: Common Shares · 6,157 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F4 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F4 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008232 · wk-form4_1709328706.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024. F2 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-008232 · wk-form4_1709328706.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:13 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015008 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,711 Underlying: Common Shares · 6,711 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010856 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023. F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010856 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016816 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022. F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 7,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016816 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010980 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,939 Underlying: Common Shares · 6,939 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 19:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018406 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,208 Underlying: Common Shares · 7,208 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 19:13 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013454 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021. F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 19:13 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013454 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 19:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 8,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013566 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 18:51 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011744 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,727 Underlying: Common Shares · 6,727 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 19:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 734 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049095 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. F2 · derivative.expiration_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 19:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-049095 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 8,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013128 · doc4.xml · derivative · entry 3 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,025 Underlying: Common Shares · 8,025 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2020 19:01 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 8,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013566 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020. F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 6,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013128 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019. F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013128 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| September 08, 2018 Filed Sep 10, 2018 19:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050368 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Common Shares · 733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. F2 · derivative.expiration_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. Read SEC document |
| September 08, 2018 Filed Sep 10, 2018 19:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-050368 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 16:36 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 6,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026602 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018. F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 16:36 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-026602 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 6,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012972 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391 Underlying: Common Shares · 6,391 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 16:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052042 · doc4.xml · derivative · entry 2 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Shares · 733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. F2 · derivative.expiration_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 16:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-052042 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:16 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | PurchaseCommon Shares | 4,000 | $28.16 | $112,640.00 |
DisclosureSEC source: 0001209191-17-048008 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | PurchaseCommon Shares | 4,000 | $28.16 | $112,640.00 |
DisclosureSEC source: 0001209191-17-048007 · doc4.xml · nonDerivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 16:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 6,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028414 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,283 Underlying: Common Shares · 6,283 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 17:53 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140822 · doc4.xml · derivative · entry 1 Smolik Samuel L. · CIK 0001500482 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Shares · 2,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.