Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director | March 03, 2021 | March 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date March 03, 2021 · Filed March 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,208 |
Reported balance
After 2021-03-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-03 · Grant · Acquired 7,208 · Balance 7,208 F1: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2: This restricted stock unit grant vests in full on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F2: This restricted stock unit grant vests in full on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 6, 2021 00:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018393 · doc4.xml · derivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,208 Underlying: Common Shares · 7,208 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013435 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021. F2 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 6,727 restricted stock units, vesting in full on February 19, 2021. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013435 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 8,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-013552 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 23:33 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011725 · doc4.xml · derivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,727 Underlying: Common Shares · 6,727 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:03 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038451 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017. F2 · derivative.expiration_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:03 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-038451 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 8,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013099 · doc4.xml · derivative · entry 3 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,025 Underlying: Common Shares · 8,025 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2020 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 8,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013552 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020. F2 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 8,025 restricted stock units, vesting in full on February 25, 2020. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 6,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013099 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019. F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013099 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 20:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038747 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 Underlying: Common Shares · 2,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017. F2 · derivative.expiration_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017. Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 20:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-038747 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:06 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 6,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026536 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018. F2 · derivative.expiration_date: On April 26, 2017, the reporting person was granted 6,283 restricted stock units, vesting in full on April 26, 2018. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:06 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-026536 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:10 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 6,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012938 · doc4.xml · derivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391 Underlying: Common Shares · 6,391 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 2,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041197 · doc4.xml · derivative · entry 2 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Shares · 2,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017. F2 · derivative.expiration_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-041197 · doc4.xml · nonDerivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Unit · Derivative | 6,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028410 · doc4.xml · derivative · entry 1 Garrett Mark · CIK 0001677643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,283 Underlying: Common Shares · 6,283 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.