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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2003 Filed Jan 5, 2004 18:20 UTC GrantShare Equivalent Units · Derivative 331.74 $48.23 $15,999.82
Disclosure

SEC source: 0000004962-04-000008 · doc4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227.823

Underlying: Common Shares · 331.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 219 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · derivative · entry 14

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378

Underlying: Common Shares · 219 shares

Expires not disclosed

F5 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F6 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F7 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F7 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F7 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:29 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 70 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000020 · doc4.xml · derivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457

Underlying: Common Shares · 70 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:31 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 75 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000021 · doc4.xml · derivative · entry 4

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Shares · 75 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:32 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 59 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000022 · doc4.xml · derivative · entry 4

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

Underlying: Common Shares · 59 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:35 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 227 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000023 · doc4.xml · derivative · entry 5

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,769

Underlying: Common Shares · 227 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:37 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 177 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000024 · doc4.xml · derivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Shares · 177 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 16:51 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantPhantom Stock Units · Derivative 79 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000031 · doc4.xml · derivative · entry 4

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466

Underlying: Common Shares · 79 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 13:38 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantPhantom Stock Units · Derivative 91 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000025 · doc4.xml · derivative · entry 7

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Underlying: Common Shares · 91 shares

Expires not disclosed

F3 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F4 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F4 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F5 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F5 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 16:52 UTC
HAYES JOHN DEVP, Advertising
GrantPhantom Stock Units · Derivative 48 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000032 · doc4.xml · derivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419

Underlying: Common Shares · 48 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 16:54 UTC
SALOW GLENEVP, Technologies
GrantPhantom Stock Units · Derivative 57 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000034 · doc4.xml · derivative · entry 5

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220

Underlying: Common Shares · 57 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 16:56 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantPhantom Stock Units · Derivative 59 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000035 · doc4.xml · derivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

Underlying: Common Shares · 59 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Jan 28, 2004 17:02 UTC
PARENT LOUISE MEVP, General Counsel
GrantPhantom Stock Units · Derivative 52 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000004962-04-000036 · doc4.xml · derivative · entry 4

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486

Underlying: Common Shares · 52 shares

Expires not disclosed

F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 30, 2003 Filed Feb 13, 2004 00:43 UTC
ISEGHOHI THOMAS ACorporate Comptroller
GrantPhantom Stock Units · Derivative 27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000070 · doc5.xml · derivative · entry 3

ISEGHOHI THOMAS A · CIK 0001209450 · Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 33,990 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 11

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,990

Underlying: Common Shares · 33,990 shares

Expires 2008-07-26

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 27,103 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 10

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,167

Underlying: Common Shares · 27,103 shares

Expires 2008-02-22

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 43,064 $0.00 Strike: $47.50 $0.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 9

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,064

Underlying: Common Shares · 43,064 shares

Expires 2008-02-22

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $36.44 $0.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 8

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 40,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 57,200 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 7

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,600

Underlying: Common Shares · 57,200 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 36,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · derivative · entry 6

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,000 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 104,157 $47.50 $4,947,457.50
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,819.497

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 40,000 $36.44 $1,457,520.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,976.497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 36,000 $29.30 $1,054,872.00
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,976.497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2003 Filed Dec 29, 2003 18:47 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 57,200 $29.30 $1,676,074.40
Disclosure

SEC source: 0000004962-03-000238 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,976.497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2003 Filed Dec 23, 2003 21:34 UTC
AMBLE JOAN LORDISenior Vice President
GrantEmployee stock option (right to buy) · Derivative 95,000 $0.00 Strike: $47.31 $0.00
Disclosure

SEC source: 0000004962-03-000236 · doc4.xml · derivative · entry 2

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Shares · 95,000 shares

Expires 2013-12-22

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
December 22, 2003 Filed Dec 23, 2003 21:34 UTC
AMBLE JOAN LORDISenior Vice President
GrantCommon Shares 92,000 $0.00 $0.00
Disclosure

SEC source: 0000004962-03-000236 · doc4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

F1 · balance_after: These shares represent a restricted stock award which will vest in 7 installments over 10 years subject to continuous employment.

Read SEC document
December 22, 2003 Filed Jan 28, 2004 13:38 UTC
LINEN JONATHAN SMember, Global Leadership Team
GiftCommon Shares 8,255 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000025 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,673

Read SEC document
December 19, 2003 Filed Dec 23, 2003 17:18 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantEmployee stock option (right to buy) · Derivative 69,929 $0.00 Strike: $47.16 $0.00
Disclosure

SEC source: 0000004962-03-000230 · doc4.xml · derivative · entry 5

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,929

Underlying: Common Shares · 69,929 shares

Expires 2008-02-22

Read SEC document
December 19, 2003 Filed Dec 23, 2003 17:18 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-03-000230 · doc4.xml · derivative · entry 4

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 90,000 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
December 19, 2003 Filed Dec 23, 2003 17:18 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 69,929 $47.16 $3,297,502.00
Disclosure

SEC source: 0000004962-03-000230 · doc4.xml · nonDerivative · entry 2

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,345.433

Read SEC document
December 19, 2003 Filed Dec 23, 2003 17:18 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionCommon Shares 90,000 $29.30 $2,637,180.00
Disclosure

SEC source: 0000004962-03-000230 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,274.433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2003 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 1,108 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,228

Read SEC document
December 16, 2003 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 4,435 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189,336

Read SEC document
December 08, 2003 Filed Dec 10, 2003 18:18 UTC
SALOW GLENEVP, Technologies
GrantEmployee Stock Option (right to buy) · Derivative 15,579 $0.00 Strike: $45.86 $0.00
Disclosure

SEC source: 0000004962-03-000225 · doc4.xml · derivative · entry 6

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,579

Underlying: Common Shares · 15,579 shares

Expires 2008-02-22

Read SEC document
December 08, 2003 Filed Dec 10, 2003 18:18 UTC
SALOW GLENEVP, Technologies
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,308 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-03-000225 · doc4.xml · derivative · entry 5

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,692

Underlying: Common Shares · 20,308 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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December 08, 2003 Filed Dec 10, 2003 18:18 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 15,579 $45.86 $714,375.05
Disclosure

SEC source: 0000004962-03-000225 · doc4.xml · nonDerivative · entry 2

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,306

Read SEC document
December 08, 2003 Filed Dec 10, 2003 18:18 UTC
SALOW GLENEVP, Technologies
Exercise / conversionCommon Shares 20,308 $29.30 $595,065.02
Disclosure

SEC source: 0000004962-03-000225 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2003 Filed Nov 19, 2003 19:49 UTC PurchaseCommon Shares 19,600 $44.51 $872,396.00
Disclosure

SEC source: 0000004962-03-000221 · doc4.xml · nonDerivative · entry 2

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,300

Read SEC document
November 18, 2003 Filed Nov 19, 2003 19:49 UTC PurchaseCommon Shares 400 $44.49 $17,796.00
Disclosure

SEC source: 0000004962-03-000221 · doc4.xml · nonDerivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,700

Read SEC document
November 05, 2003 Filed Nov 7, 2003 18:38 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $22.15 $0.00
Disclosure

SEC source: 0000004962-03-000204 · doc4.xml · derivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 90,000 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 05, 2003 Filed Nov 7, 2003 18:38 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Shares 90,000 $47.00 $4,230,000.00
Disclosure

SEC source: 0000004962-03-000204 · doc4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,689

Read SEC document
November 05, 2003 Filed Nov 7, 2003 18:38 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Shares 90,000 $22.15 $1,993,140.00
Disclosure

SEC source: 0000004962-03-000204 · doc4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2003 Filed Nov 7, 2003 18:44 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 5,000 $46.99 $234,950.00
Disclosure

SEC source: 0000004962-03-000205 · doc4.xml · nonDerivative · entry 3

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,877

Read SEC document
November 05, 2003 Filed Nov 7, 2003 18:44 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 10,000 $46.98 $469,800.00
Disclosure

SEC source: 0000004962-03-000205 · doc4.xml · nonDerivative · entry 2

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,877

Read SEC document
November 05, 2003 Filed Nov 7, 2003 18:44 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 28,000 $46.97 $1,315,160.00
Disclosure

SEC source: 0000004962-03-000205 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,877

Read SEC document
September 30, 2003 Filed Oct 2, 2003 22:08 UTC GrantShare Equivalent Units · Derivative 355.08 $45.06 $15,999.90
Disclosure

SEC source: 0000004962-03-000188 · doc4.xml · derivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495.977

Underlying: Common Shares · 355.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2003 Filed Oct 2, 2003 22:05 UTC GrantShare Equivalent Units · Derivative 355.08 $45.06 $15,999.90
Disclosure

SEC source: 0000004962-03-000187 · doc4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885.497

Underlying: Common Shares · 355.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2003 Filed Oct 2, 2003 22:18 UTC GrantShare Equivalent Units · Derivative 205.28 $45.06 $9,249.92
Disclosure

SEC source: 0000004962-03-000190 · doc4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473.613

Underlying: Common Shares · 205.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
September 30, 2003 Filed Oct 2, 2003 22:21 UTC GrantShare Equivalent Units · Derivative 355.08 $45.06 $15,999.90
Disclosure

SEC source: 0000004962-03-000191 · doc4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,135.662

Underlying: Common Shares · 355.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
September 30, 2003 Filed Oct 2, 2003 22:51 UTC GrantShare Equivalent Units · Derivative 177.54 $45.06 $7,999.95
Disclosure

SEC source: 0000004962-03-000195 · doc4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,184.612

Underlying: Common Shares · 177.54 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.