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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
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2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 39,455 $51.36 $2,026,211.53
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,325.538

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Shares 40,815 $48.53 $1,980,792.77
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,780.538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 50,318 $51.36 $2,584,080.89
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,965.538

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Shares 68,000 $29.30 $1,992,536.00
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,283.538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 21:51 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 92,553 $0.00 Strike: $41.36 $0.00
Disclosure

SEC source: 0000004962-04-000060 · doc4.xml · derivative · entry 6

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 92,553 shares

Expires 2004-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 21:51 UTC
LINEN JONATHAN SMember, Global Leadership Team
Tax withholdingCommon Shares 80,774 $51.36 $4,148,148.77
Disclosure

SEC source: 0000004962-04-000060 · doc4.xml · nonDerivative · entry 2

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,903

Read SEC document
January 30, 2004 Filed Feb 3, 2004 21:51 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionCommon Shares 92,553 $41.36 $3,827,529.32
Disclosure

SEC source: 0000004962-04-000060 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Apr 28, 2004 22:51 UTC GiftCommon Shares 3,420 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 4

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 3,420

F1 · ownership.nature: On January 30, 2004, the reporting person contributed these shares of common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the AXP common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

Read SEC document
January 30, 2004 Filed Apr 28, 2004 22:51 UTC GiftCommon Shares 3,420 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 2

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,086.926

F1 · kind: On January 30, 2004, the reporting person contributed these shares of common stock to a charitable remainder trust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the AXP common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

Read SEC document
January 27, 2004 Filed Jan 28, 2004 17:11 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $40.63 $0.00
Disclosure

SEC source: 0000004962-04-000037 · doc4.xml · derivative · entry 4

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 2,000 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 27, 2004 Filed Jan 28, 2004 17:11 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $34.17 $0.00
Disclosure

SEC source: 0000004962-04-000037 · doc4.xml · derivative · entry 3

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2008-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 27, 2004 Filed Jan 28, 2004 17:11 UTC Exercise / conversionCommon Shares 2,000 $40.63 $81,260.00
Disclosure

SEC source: 0000004962-04-000037 · doc4.xml · nonDerivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,699.969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2004 Filed Jan 28, 2004 17:11 UTC Exercise / conversionCommon Shares 3,000 $34.17 $102,501.00
Disclosure

SEC source: 0000004962-04-000037 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,699.969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2004 Filed Jan 29, 2004 01:20 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 423 $50.69 $21,441.87
Disclosure

SEC source: 0000004962-04-000038 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,696.009

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
January 27, 2004 Filed Jan 29, 2004 01:22 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Shares 368 $50.69 $18,653.92
Disclosure

SEC source: 0000004962-04-000039 · doc4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,804

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
January 27, 2004 Filed Jan 29, 2004 01:24 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 378 $50.69 $19,160.82
Disclosure

SEC source: 0000004962-04-000041 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,411

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
January 27, 2004 Filed Jan 29, 2004 01:23 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Shares 411 $50.69 $20,833.59
Disclosure

SEC source: 0000004962-04-000040 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,335.999

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
January 27, 2004 Filed Jan 29, 2004 01:25 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 423 $50.69 $21,441.87
Disclosure

SEC source: 0000004962-04-000042 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,283.538

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
January 27, 2004 Filed Apr 28, 2004 22:51 UTC GiftCommon Shares 4,300 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 5

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · co-trustee

Disclosed balance after: 4,300

Read SEC document
January 27, 2004 Filed Apr 28, 2004 22:51 UTC GiftCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 3

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 6,820

Read SEC document
January 27, 2004 Filed Apr 28, 2004 22:51 UTC GiftCommon Shares 3,000 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000128 · doc4.xml · nonDerivative · entry 1

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,506.926

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:23 UTC
AMBLE JOAN LORDISenior Vice President
GrantEmployee stock option (right to buy) · Derivative 31,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000018 · doc4.xml · derivative · entry 2

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Shares · 31,000 shares

Expires 2014-01-26

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 486,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · derivative · entry 13

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,000

Underlying: Common Shares · 486,000 shares

Expires 2014-01-26

F4 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Shares 8,738 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205,644

F2 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006, and 2007, respectively), subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:26 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Shares 8,678 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000019 · doc4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,906

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:29 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 180,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000020 · doc4.xml · derivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Shares · 180,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:29 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantCommon Shares 4,976 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000020 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,795.497

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:31 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 171,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000021 · doc4.xml · derivative · entry 3

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,000

Underlying: Common Shares · 171,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:31 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantCommon Shares 4,478 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000021 · doc4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,978

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:32 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 171,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000022 · doc4.xml · derivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,000

Underlying: Common Shares · 171,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:32 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantCommon Shares 4,378 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000022 · doc4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,724

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:35 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 162,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000023 · doc4.xml · derivative · entry 4

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Shares · 162,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:35 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantCommon Shares 4,080 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000023 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,957

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:37 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 180,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000024 · doc4.xml · derivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Shares · 180,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:37 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantCommon Shares 5,473 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000024 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,282

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:51 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantEmployee stock option (right to buy) · Derivative 149,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000031 · doc4.xml · derivative · entry 3

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,000

Underlying: Common Shares · 149,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:51 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantCommon Shares 3,483 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000031 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,119.009

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 13:38 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 70,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000025 · doc4.xml · derivative · entry 6

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Shares · 70,000 shares

Expires 2014-01-26

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:52 UTC
HAYES JOHN DEVP, Advertising
GrantEmployee stock option (right to buy) · Derivative 149,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000032 · doc4.xml · derivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,000

Underlying: Common Shares · 149,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:52 UTC
HAYES JOHN DEVP, Advertising
GrantCommon Shares 3,483 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000032 · doc4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,172

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:54 UTC
SALOW GLENEVP, Technologies
GrantEmployee stock option (right to buy) · Derivative 162,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000034 · doc4.xml · derivative · entry 4

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Shares · 162,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:54 UTC
SALOW GLENEVP, Technologies
GrantCommon Shares 3,483 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000034 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,789

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:56 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee stock option (right to buy) · Derivative 149,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000035 · doc4.xml · derivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,000

Underlying: Common Shares · 149,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 26, 2004 Filed Jan 28, 2004 16:56 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantCommon Shares 3,483 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000035 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,706.538

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 17:02 UTC
PARENT LOUISE MEVP, General Counsel
GrantEmployee stock option (right to buy) · Derivative 149,000 $0.00 Strike: $50.24 $0.00
Disclosure

SEC source: 0000004962-04-000036 · doc4.xml · derivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,000

Underlying: Common Shares · 149,000 shares

Expires 2014-01-26

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable."

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January 26, 2004 Filed Jan 28, 2004 17:02 UTC
PARENT LOUISE MEVP, General Counsel
GrantCommon Shares 3,483 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000036 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,746.999

F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment.

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December 31, 2003 Filed Jan 5, 2004 17:42 UTC GrantShare Equivalent Units · Derivative 357.66 $48.23 $17,249.94
Disclosure

SEC source: 0000004962-04-000002 · doc4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500.116

Underlying: Common Shares · 357.66 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2003 Filed Jan 5, 2004 18:16 UTC GrantShare Equivalent Units · Derivative 165.87 $48.23 $7,999.91
Disclosure

SEC source: 0000004962-04-000006 · doc4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,450.557

Underlying: Common Shares · 165.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2003 Filed Jan 5, 2004 17:47 UTC GrantShare Equivalent Units · Derivative 191.79 $48.23 $9,250.03
Disclosure

SEC source: 0000004962-04-000003 · doc4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679.43

Underlying: Common Shares · 191.79 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2003 Filed Jan 5, 2004 18:18 UTC GrantShare Equivalent Units · Derivative 331.74 $48.23 $15,999.82
Disclosure

SEC source: 0000004962-04-000007 · doc4.xml · derivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,837.459

Underlying: Common Shares · 331.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.