Tapewire

NYSE · USD

AXP

AMERICAN EXPRESS CO

Export transactions ↓
Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 28,600 $29.30 $838,037.20
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 16:50 UTC GrantShare Equivalent Units · Derivative 315.147 $50.77 $16,000.01
Disclosure

SEC source: 0000004962-04-000100 · doc4.xml · derivative · entry 2

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552.834

Underlying: Common Shares · 315.147 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:50 UTC GrantShare Equivalent Units · Derivative 315.147 $50.77 $16,000.01
Disclosure

SEC source: 0000004962-04-000101 · doc4.xml · derivative · entry 2

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,161.733

Underlying: Common Shares · 315.147 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:52 UTC GrantShare Equivalent Units · Derivative 157.573 $50.77 $7,999.98
Disclosure

SEC source: 0000004962-04-000102 · doc4.xml · derivative · entry 2

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,695.773

Underlying: Common Shares · 157.573 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:54 UTC GrantShare Equivalent Units · Derivative 315.147 $50.77 $16,000.01
Disclosure

SEC source: 0000004962-04-000103 · doc4.xml · derivative · entry 2

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315.147

Underlying: Common Shares · 315.147 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:57 UTC GrantShare Equivalent Units · Derivative 182.194 $50.77 $9,249.99
Disclosure

SEC source: 0000004962-04-000104 · doc4.xml · derivative · entry 3

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,874.226

Underlying: Common Shares · 182.194 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:59 UTC GrantShare Equivalent Units · Derivative 339.768 $50.77 $17,250.02
Disclosure

SEC source: 0000004962-04-000105 · doc4.xml · derivative · entry 2

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846.488

Underlying: Common Shares · 339.768 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2004 Filed Jul 2, 2004 15:25 UTC GrantShare Equivalent Units · Derivative 312 $51.33 $16,014.96
Disclosure

SEC source: 0000004962-04-000147 · doc4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

Underlying: Common Shares · 312 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:04 UTC PurchaseCommon Shares 4,000 $50.15 $200,600.00
Disclosure

SEC source: 0000004962-04-000098 · doc4.xml · nonDerivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,010.706

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 57,003 $0.00 Strike: $51.39 $0.00
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · derivative · entry 9

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,003

Underlying: Common Shares · 57,003 shares

Expires 2005-02-26

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 126,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · derivative · entry 8

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 126,000 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90,750 $0.00 Strike: $22.15 $0.00
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · derivative · entry 7

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 90,750 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
Tax withholdingCommon Shares 57,003 $51.39 $2,929,099.16
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 4

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,679

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 136,000 $51.40 $6,990,400.00
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 3

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,682

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionCommon Shares 126,000 $29.30 $3,692,052.00
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 2

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2004 Filed Mar 22, 2004 21:18 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionCommon Shares 90,750 $22.15 $2,009,749.50
Disclosure

SEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2004 Filed Mar 19, 2004 21:01 UTC Exercise / conversionOptions (right to buy) · Derivative 3,420 $0.00 Strike: $8.66 $0.00
Disclosure

SEC source: 0000004962-04-000090 · doc4.xml · derivative · entry 2

JOHNSON F ROSS · CIK 0001209435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,420 shares

Expires 2004-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
March 18, 2004 Filed Mar 19, 2004 21:01 UTC Exercise / conversionCommon Shares 3,420 $8.66 $29,613.78
Disclosure

SEC source: 0000004962-04-000090 · doc4.xml · nonDerivative · entry 1

JOHNSON F ROSS · CIK 0001209435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,121.254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2004 Filed Mar 22, 2004 19:20 UTC
LINEN JONATHAN SMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 73,598 $0.00 Strike: $51.38 $0.00
Disclosure

SEC source: 0000004962-04-000092 · doc4.xml · derivative · entry 7

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,598

Underlying: Common Shares · 73,598 shares

Expires 2005-02-26

Read SEC document
March 18, 2004 Filed Mar 22, 2004 19:20 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0000004962-04-000092 · doc4.xml · derivative · entry 6

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2005-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
March 18, 2004 Filed Mar 22, 2004 19:20 UTC
LINEN JONATHAN SMember, Global Leadership Team
Tax withholdingCommon Shares 73,598 $51.38 $3,781,097.25
Disclosure

SEC source: 0000004962-04-000092 · doc4.xml · nonDerivative · entry 2

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,305

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
March 18, 2004 Filed Mar 22, 2004 19:20 UTC
LINEN JONATHAN SMember, Global Leadership Team
Exercise / conversionCommon Shares 150,000 $11.33 $1,699,950.00
Disclosure

SEC source: 0000004962-04-000092 · doc4.xml · nonDerivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2004 Filed Mar 2, 2004 19:20 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 1,733 $53.63 $92,940.79
Disclosure

SEC source: 0000004962-04-000087 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,678

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 18:18 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 313,233 $0.00 Strike: $54.02 $0.00
Disclosure

SEC source: 0000004962-04-000086 · doc4.xml · derivative · entry 10

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,233

Underlying: Common Shares · 313,233 shares

Expires 2009-02-21

Read SEC document
February 25, 2004 Filed Feb 27, 2004 18:18 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 405,000 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000086 · doc4.xml · derivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 405,000 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
February 25, 2004 Filed Feb 27, 2004 18:18 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Shares 313,233 $54.02 $16,921,786.36
Disclosure

SEC source: 0000004962-04-000086 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,441

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
February 25, 2004 Filed Feb 27, 2004 18:18 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Shares 405,000 $35.29 $14,293,260.00
Disclosure

SEC source: 0000004962-04-000086 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 5,571 $0.00 Strike: $52.97 $0.00
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 9

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,571

Underlying: Common Shares · 5,571 shares

Expires 2008-07-26

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 20,249 $0.00 Strike: $52.97 $0.00
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 8

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,249

Underlying: Common Shares · 20,249 shares

Expires 2008-02-22

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $36.44 $0.00
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 7

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Shares · 7,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,600 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · derivative · entry 6

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 28,600 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 20,249 $52.97 $1,072,488.29
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,390.763

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 5,571 $52.97 $295,068.02
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,639.763

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 7,000 $36.44 $255,066.00
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,210.763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2004 Filed Feb 25, 2004 20:15 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 28,600 $29.30 $838,037.20
Disclosure

SEC source: 0000004962-04-000083 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,210.763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2004 Filed Feb 26, 2004 19:47 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Shares 10,396 $52.97 $550,624.14
Disclosure

SEC source: 0000004962-04-000085 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,674

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 3,465 $52.99 $183,610.35
Disclosure

SEC source: 0000004962-04-000076 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,196.497

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:22 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 2,959 $52.99 $156,797.41
Disclosure

SEC source: 0000004962-04-000077 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,737.009

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:27 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Tax withholdingCommon Shares 4,000 $52.99 $211,960.00
Disclosure

SEC source: 0000004962-04-000078 · doc4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,724

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:29 UTC
HOUSE DAVID CMember, Global Leadership Team
Tax withholdingCommon Shares 4,025 $52.99 $213,284.75
Disclosure

SEC source: 0000004962-04-000079 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,932

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:33 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Shares 3,465 $52.99 $183,610.35
Disclosure

SEC source: 0000004962-04-000080 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,190

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:36 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Shares 2,959 $52.99 $156,797.41
Disclosure

SEC source: 0000004962-04-000081 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,376.999

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 21, 2004 Filed Feb 24, 2004 19:38 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 2,959 $52.99 $156,797.41
Disclosure

SEC source: 0000004962-04-000082 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,651.538

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award.

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 1,300 $53.19 $69,147.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 14

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,070

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 800 $53.18 $42,544.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 13

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,370

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 9,800 $53.17 $521,066.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 12

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,170

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 2,700 $53.16 $143,532.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 11

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,970

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 14,200 $53.15 $754,730.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 10

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,670

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 400 $53.14 $21,256.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139,870

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 1,800 $53.13 $95,634.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,270

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.