Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | March 18, 2004 | March 19, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date March 18, 2004 · Filed March 19, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 73,121.254 |
Reported balance
After 2004-03-18 transaction · row 1
1 source rowRow 1 · 2004-03-18 · Exercise / conversion · Acquired 3,420 · Balance 73,121.254 |
| Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.66 · Expires 2004-04-24 | Direct | 0 |
Reported balance
After 2004-03-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-03-18 · Exercise / conversion · Disposed 3,420 · Balance 0 F1: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." |
Filing footnotes · ownership attribution and instrument terms
F1: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2004 Filed Mar 19, 2004 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionOptions (right to buy) · Derivative | 3,420 | $0.00 Strike: $8.66 | $0.00 |
DisclosureSEC source: 0000004962-04-000090 · doc4.xml · derivative · entry 2 JOHNSON F ROSS · CIK 0001209435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,420 shares Expires 2004-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| March 18, 2004 Filed Mar 19, 2004 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,420 | $8.66 | $29,613.78 |
DisclosureSEC source: 0000004962-04-000090 · doc4.xml · nonDerivative · entry 1 JOHNSON F ROSS · CIK 0001209435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,121.254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.