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AMERICAN EXPRESS CO

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SEC CIK
0000004962
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2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2004 Filed Aug 5, 2004 19:11 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 10,000 $50.05 $500,500.00
Disclosure

SEC source: 0000004962-04-000166 · doc4.xml · nonDerivative · entry 3

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,679

Read SEC document
August 03, 2004 Filed Aug 5, 2004 19:11 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 15,500 $50.03 $775,465.00
Disclosure

SEC source: 0000004962-04-000166 · doc4.xml · nonDerivative · entry 2

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,679

Read SEC document
August 03, 2004 Filed Aug 5, 2004 19:11 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 14,500 $50.02 $725,290.00
Disclosure

SEC source: 0000004962-04-000166 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,179

Read SEC document
June 30, 2004 Filed Jul 2, 2004 15:53 UTC Amendment GrantShare Equivalent Units · Derivative 312 $51.33 $16,014.96
Disclosure

SEC source: 0000004962-04-000149 · doc4a.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

Underlying: Common Shares · 312 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 15:56 UTC GrantShare Equivalent Units · Derivative 312 $51.33 $16,014.96
Disclosure

SEC source: 0000004962-04-000150 · doc4.xml · derivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

Underlying: Common Shares · 312 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 15:59 UTC GrantShare Equivalent Units · Derivative 156 $51.33 $8,007.48
Disclosure

SEC source: 0000004962-04-000151 · doc4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,174

Underlying: Common Shares · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 16:03 UTC GrantShare Equivalent Units · Derivative 312 $51.33 $16,014.96
Disclosure

SEC source: 0000004962-04-000153 · doc4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,853

Underlying: Common Shares · 312 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 16:05 UTC GrantShare Equivalent Units · Derivative 180 $51.33 $9,239.40
Disclosure

SEC source: 0000004962-04-000154 · doc4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,294

Underlying: Common Shares · 180 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 16:08 UTC GrantShare Equivalent Units · Derivative 336 $51.33 $17,246.88
Disclosure

SEC source: 0000004962-04-000155 · doc4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Shares · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 16:31 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 23,531 $0.00 Strike: $51.21 $0.00
Disclosure

SEC source: 0000004962-04-000145 · doc4.xml · derivative · entry 5

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,531

Underlying: Common Shares · 23,531 shares

Expires 2008-07-26

F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 16:31 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,000 $0.00 Strike: $36.44 $0.00
Disclosure

SEC source: 0000004962-04-000145 · doc4.xml · derivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Shares · 29,000 shares

Expires 2008-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1,000 of these options became exercisable on 7/27/2001, 14,000 on 7/27/2002, and 14,000 on 7/27/2003.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 16:31 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 23,531 $51.21 $1,205,022.51
Disclosure

SEC source: 0000004962-04-000145 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,304

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
June 28, 2004 Filed Jun 30, 2004 16:31 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 29,000 $36.44 $1,056,702.00
Disclosure

SEC source: 0000004962-04-000145 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2004 Filed Jun 23, 2004 13:58 UTC
FAIRBAIRN URSULA FEVP, Human Resources
GrantEmployee Stock Option (right to buy) · Derivative 108,087 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0000004962-04-000142 · doc4.xml · derivative · entry 5

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,087

Underlying: Common Shares · 108,087 shares

Expires 2009-02-22

F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

Read SEC document
June 21, 2004 Filed Jun 23, 2004 13:58 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 133,951 $0.00 Strike: $35.29 $0.00
Disclosure

SEC source: 0000004962-04-000142 · doc4.xml · derivative · entry 4

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,049

Underlying: Common Shares · 133,951 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
June 21, 2004 Filed Jun 23, 2004 13:58 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 108,087 $51.82 $5,600,527.91
Disclosure

SEC source: 0000004962-04-000142 · doc4.xml · nonDerivative · entry 2

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,847

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
June 21, 2004 Filed Jun 23, 2004 13:58 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Exercise / conversionCommon Shares 133,951 $35.29 $4,727,398.69
Disclosure

SEC source: 0000004962-04-000142 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2004 Filed May 27, 2004 19:17 UTC PurchaseCommon Shares 1,150 $50.88 $58,512.00
Disclosure

SEC source: 0000004962-04-000137 · doc4.xml · nonDerivative · entry 1

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,160.706

Read SEC document
May 12, 2004 Filed Nov 26, 2004 17:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 314 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000231 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,010

Read SEC document
May 10, 2004 Filed May 12, 2004 16:52 UTC
SALOW GLENEVP, Technologies
GrantEmployee Stock Option (right to buy) · Derivative 16,194 $0.00 Strike: $48.07 $0.00
Disclosure

SEC source: 0000004962-04-000133 · doc4.xml · derivative · entry 6

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,194

Underlying: Common Shares · 16,194 shares

Expires 2008-09-27

Read SEC document
May 10, 2004 Filed May 12, 2004 16:52 UTC
SALOW GLENEVP, Technologies
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 22,500 $0.00 Strike: $27.46 $0.00
Disclosure

SEC source: 0000004962-04-000133 · doc4.xml · derivative · entry 5

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,850

Underlying: Common Shares · 22,500 shares

Expires 2008-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
May 10, 2004 Filed May 12, 2004 16:52 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 16,194 $48.07 $778,445.58
Disclosure

SEC source: 0000004962-04-000133 · doc4.xml · nonDerivative · entry 2

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,984

Read SEC document
May 10, 2004 Filed May 12, 2004 16:52 UTC
SALOW GLENEVP, Technologies
Exercise / conversionCommon Shares 22,500 $27.46 $617,805.00
Disclosure

SEC source: 0000004962-04-000133 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $44.91 $0.00
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · derivative · entry 9

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2009-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $34.17 $0.00
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · derivative · entry 8

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2008-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,001 $0.00 Strike: $20.94 $0.00
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · derivative · entry 7

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,001 shares

Expires 2007-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,002 $0.00 Strike: $15.83 $0.00
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · derivative · entry 6

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,002 shares

Expires 2006-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionCommon Shares 3,000 $44.91 $134,718.00
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · nonDerivative · entry 4

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,611.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionCommon Shares 3,000 $34.17 $102,501.00
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · nonDerivative · entry 3

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,611.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionCommon Shares 2,001 $20.94 $41,896.94
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · nonDerivative · entry 2

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,611.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2004 Filed Apr 30, 2004 13:55 UTC Exercise / conversionCommon Shares 1,002 $15.83 $15,864.67
Disclosure

SEC source: 0000004962-04-000130 · doc4.xml · nonDerivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,610.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 15:54 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000114 · doc4.xml · derivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231.33

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 15:59 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000115 · doc4.xml · derivative · entry 2

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,777.834

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 16:54 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000116 · doc4.xml · derivative · entry 2

DOLAN PETER R · CIK 0001199293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,386.733

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 16:57 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000117 · doc4.xml · derivative · entry 2

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,920.773

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 17:02 UTC
LESCHLY JANDirector
GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000118 · doc4.xml · derivative · entry 2

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231.733

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 17:05 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000119 · doc4.xml · derivative · entry 2

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231.33

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 17:08 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000120 · doc4.xml · derivative · entry 2

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540.147

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 17:13 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000121 · doc4.xml · derivative · entry 3

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,099.226

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 17:15 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000122 · doc4.xml · derivative · entry 2

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,071.488

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 17:23 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000123 · doc4.xml · derivative · entry 2

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 26, 2004 Filed Apr 28, 2004 22:51 UTC GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-04-000128 · doc4.xml · derivative · entry 6

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,231.33

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F2 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F5 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 20,955 $0.00 Strike: $49.58 $0.00
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 10

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,955

Underlying: Common Shares · 20,955 shares

Expires 2008-02-22

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee Stock Option (right to buy) · Derivative 22,452 $0.00 Strike: $49.58 $0.00
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 9

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,452

Underlying: Common Shares · 22,452 shares

Expires 2008-10-25

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $29.60 $0.00
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 8

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Shares · 28,000 shares

Expires 2008-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,480 $0.00 Strike: $29.60 $0.00
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 7

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,480 shares

Expires 2008-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,600 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · derivative · entry 6

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 28,600 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Shares 43,407 $49.58 $2,152,119.06
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,863

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 2,480 $29.60 $73,417.92
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2004 Filed Apr 19, 2004 18:06 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 28,000 $29.60 $828,912.00
Disclosure

SEC source: 0000004962-04-000110 · doc4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.