Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | May 12, 2014 | May 14, 2014 |
| Cushman & Wakefield Ltd.CWK · Entity 4196 | Director | May 05, 2022 | May 09, 2022 |
| InterPrivate III Financial Partners Inc.IPVF · Entity 141678 | Director | March 04, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 12, 2014 · Filed May 14, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 35,486.278 |
Reported balance
After 2014-05-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-05-12 · Grant · Acquired 1,777.802 · Balance 35,486.278 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
Cushman & Wakefield Ltd.
Report date May 05, 2022 · Filed May 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 33,077 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Exercise / conversion · Acquired 9,397 · Balance 33,077 F1: Conversion of previously awarded restricted stock units ("RSUs") into an equal number of ordinary shares, without the payment of any consideration, pursuant to the Amended & Restated Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan (the "A&R Omnibus Plan"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-05 · Exercise / conversion · Disposed 9,397 · Balance 0 F1: Conversion of previously awarded restricted stock units ("RSUs") into an equal number of ordinary shares, without the payment of any consideration, pursuant to the Amended & Restated Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan (the "A&R Omnibus Plan"). F2: RSUs were granted on May 6, 2021 and vest and settle on the earlier of (i) May 6, 2022 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,896 |
Reported balance
After 2022-05-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-05 · Grant · Acquired 9,896 · Balance 9,896 F3: RSUs granted under the A&R Omnibus Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F4: RSUs were granted on May 5, 2022 and vest and settle on the earlier of (i) May 5, 2023 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of previously awarded restricted stock units ("RSUs") into an equal number of ordinary shares, without the payment of any consideration, pursuant to the Amended & Restated Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan (the "A&R Omnibus Plan").
F2: RSUs were granted on May 6, 2021 and vest and settle on the earlier of (i) May 6, 2022 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date.
F3: RSUs granted under the A&R Omnibus Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc.
F4: RSUs were granted on May 5, 2022 and vest and settle on the earlier of (i) May 5, 2023 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date.
InterPrivate III Financial Partners Inc.
Report date March 04, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253189) (the "Registration Statement") and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253189) (the "Registration Statement") and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2022 Filed May 9, 2022 16:58 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 9,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017273 · doc4.xml · derivative · entry 3 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,896 Underlying: Ordinary Shares · 9,896 shares Expires not disclosed F3 · derivative.exercise_price: RSUs granted under the A&R Omnibus Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F4 · derivative.exercise_date: RSUs were granted on May 5, 2022 and vest and settle on the earlier of (i) May 5, 2023 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. F4 · derivative.expiration_date: RSUs were granted on May 5, 2022 and vest and settle on the earlier of (i) May 5, 2023 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:58 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 9,397 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017273 · doc4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 9,397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units ("RSUs") into an equal number of ordinary shares, without the payment of any consideration, pursuant to the Amended & Restated Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan (the "A&R Omnibus Plan"). F2 · derivative.exercise_date: RSUs were granted on May 6, 2021 and vest and settle on the earlier of (i) May 6, 2022 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. F2 · derivative.expiration_date: RSUs were granted on May 6, 2021 and vest and settle on the earlier of (i) May 6, 2022 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:58 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 9,397 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-017273 · doc4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion of previously awarded restricted stock units ("RSUs") into an equal number of ordinary shares, without the payment of any consideration, pursuant to the Amended & Restated Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan (the "A&R Omnibus Plan"). Read SEC document |
| May 06, 2021 Filed May 10, 2021 18:14 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 9,397 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019024 · doc4.xml · derivative · entry 3 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,397 Underlying: Ordinary Shares · 9,397 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F3 · derivative.exercise_date: Restricted Stock Units granted on May 6, 2021 and vest and settle on the earlier of (i) May 6, 2022 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. F3 · derivative.expiration_date: Restricted Stock Units granted on May 6, 2021 and vest and settle on the earlier of (i) May 6, 2022 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. Read SEC document |
| May 06, 2021 Filed May 10, 2021 18:14 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019024 · doc4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: Restricted Stock Units granted on June 10, 2020 and vest and settle on the earlier of (i) June 10, 2021 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. F2 · derivative.expiration_date: Restricted Stock Units granted on June 10, 2020 and vest and settle on the earlier of (i) June 10, 2021 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. Read SEC document |
| May 06, 2021 Filed May 10, 2021 18:14 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 13,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-019024 · doc4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:22 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016366 · doc4.xml · derivative · entry 3 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Underlying: Ordinary Shares · 13,900 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F3 · derivative.exercise_date: On June 10, 2020, the reporting person was granted 13,900 RSUs which will vest and settle on the earlier of (i) June 10, 2021 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. F3 · derivative.expiration_date: On June 10, 2020, the reporting person was granted 13,900 RSUs which will vest and settle on the earlier of (i) June 10, 2021 or (ii) the date of the first annual shareholders' meeting to occur following the grant date subject, with certain limited exceptions, to the reporting person's continuing board service through such vesting date. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:22 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 1,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-016366 · doc4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: On October 1, 2019, the reporting person was granted 1,408 RSUs scheduled to vest and settle on the earlier of (i) October 1, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the grant date. F2 · derivative.expiration_date: On October 1, 2019, the reporting person was granted 1,408 RSUs scheduled to vest and settle on the earlier of (i) October 1, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the grant date. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 16:22 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 1,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016366 · doc4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. Read SEC document |
| June 06, 2020 Filed Jun 9, 2020 19:59 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionRestricted Stock Units · Derivative | 8,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015862 · doc4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 8,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: On June 6, 2019, the reporting person was granted 8,372 RSUs scheduled to vest and settle on the earlier of (i) June 6, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the grant date. F2 · derivative.expiration_date: On June 6, 2019, the reporting person was granted 8,372 RSUs scheduled to vest and settle on the earlier of (i) June 6, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the grant date. Read SEC document |
| June 06, 2020 Filed Jun 9, 2020 19:59 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | Exercise / conversionOrdinary Shares | 8,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-015862 · doc4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:39 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 1,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024973 · doc4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780 Underlying: Ordinary Shares · 1,408 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: On October 1, 2019, the reporting person was granted 1,408 RSUs which will vest and settle on the earlier of (i) June 6, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the Grant Date, subject, with certain limited exceptions, to Mr. McGinn remaining a director through such vesting date. F2 · derivative.expiration_date: On October 1, 2019, the reporting person was granted 1,408 RSUs which will vest and settle on the earlier of (i) June 6, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the Grant Date, subject, with certain limited exceptions, to Mr. McGinn remaining a director through such vesting date. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:02 UTC | Cushman & Wakefield Ltd. CWK · Entity 4196 | GrantRestricted Stock Units · Derivative | 8,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016254 · doc4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,372 Underlying: Ordinary Shares · 8,372 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Non-Employee Director Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. F2 · derivative.exercise_date: On June 6, 2019, the reporting person was granted 8,372 RSUs which will vest and settle on the earlier of (i) June 6, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the Grant Date, subject, with certain limited exceptions, to Mr. McGinn remaining a director through such vesting date. F2 · derivative.expiration_date: On June 6, 2019, the reporting person was granted 8,372 RSUs which will vest and settle on the earlier of (i) June 6, 2020 or (ii) the date of the first annual shareholders' meeting to occur following the Grant Date, subject, with certain limited exceptions, to Mr. McGinn remaining a director through such vesting date. Read SEC document |
| May 12, 2014 Filed May 14, 2014 23:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 1,777.802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-017580 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,486.278 Underlying: Common Stock · 1,777.802 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 29, 2013 Filed May 1, 2013 19:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,350.028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014972 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,336.065 Underlying: Common Stock · 2,350.028 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 10, 2012 Filed May 11, 2012 17:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,593.8991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-016561 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666.411 Underlying: Common Stock · 2,593.8991 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 02, 2011 Filed May 4, 2011 21:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,024.498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-015141 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,578.992 Underlying: Common Stock · 3,024.498 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 00:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,164.557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-012197 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,169.493 Underlying: Common Stock · 3,164.557 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 27, 2009 Filed Apr 29, 2009 20:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009956 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,580.495 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 20:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-002713 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,746.232 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 12, 2007 Filed Dec 13, 2007 16:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 600 | $54.83 | $32,898.00 |
DisclosureSEC source: 0001127602-07-004886 · form4.xml · nonDerivative · entry 3 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,412 Read SEC document |
| December 12, 2007 Filed Dec 13, 2007 16:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 200 | $54.82 | $10,964.00 |
DisclosureSEC source: 0001127602-07-004886 · form4.xml · nonDerivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,812 Read SEC document |
| December 12, 2007 Filed Dec 13, 2007 16:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 200 | $54.81 | $10,962.00 |
DisclosureSEC source: 0001127602-07-004886 · form4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,612 Read SEC document |
| September 05, 2007 Filed Sep 7, 2007 18:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 100 | $59.47 | $5,947.00 |
DisclosureSEC source: 0001127602-07-003674 · form4.xml · nonDerivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,412 Read SEC document |
| September 05, 2007 Filed Sep 7, 2007 18:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 900 | $59.48 | $53,532.00 |
DisclosureSEC source: 0001127602-07-003674 · form4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,312 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-001575 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,201.275 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 20:50 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000997 · form4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,709.2 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 19:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,142 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-05-002207 · form4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,142 shares Expires 2012-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2005 Filed Dec 7, 2005 19:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 1,142 | $37.71 | $43,069.39 |
DisclosureSEC source: 0001127602-05-002207 · form4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 19:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000126 · doc4.xml · derivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $43.09 | $0.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 9 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Shares · 2,000 shares Expires 2012-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One half of the options exercised became exercisable on 4/22/2003, the other on 4/22/2004. Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $40.63 | $0.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 8 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2011-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $48.85 | $0.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 7 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2010-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $44.91 | $0.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 6 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2009-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 8,892 | $55.03 | $489,282.30 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 5 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,730 Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 2,000 | $43.09 | $86,170.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 4 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $40.63 | $121,890.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 3 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $48.85 | $146,562.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2004 Filed Nov 8, 2004 20:03 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $44.91 | $134,718.00 |
DisclosureSEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2004 Filed Nov 17, 2004 17:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Shares | 2,000 | $51.91 | $103,820.00 |
DisclosureSEC source: 0000004962-04-000225 · doc4.xml · nonDerivative · entry 1 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,622 F1 · kind: This transaction should have been reported on or before October 27, 2004. F2 · balance_after: Includes 37 shares acquired pursuant to the Company's dividend reinvestment plan. F3 · balance_after: The shares acquired on October 25, 2004 were not reflected in the reporting person's direct holdings shown on a Form 4 filed on November 5, 2004 to report other transactions; as a result, the direct holdings shown in Column 5, "Amount of Securities Benficially Owned Following Reported Transactions" on the Form 4 filed on November 5, 2004, were understated by 2,000 shares. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 17:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000119 · doc4.xml · derivative · entry 2 MCGINN RICHARD A · CIK 0001209438 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231.33 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.