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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2009 Filed Apr 29, 2009 19:34 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009946 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,444.82

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 19:43 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009947 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,748.816

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 19:48 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009949 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960.46

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 19:54 UTC
LESCHLY JANDirector
GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009953 · form4.xml · derivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,580.49

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 19:57 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009955 · form4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400.817

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 20:05 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009960 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,686.566

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 20:02 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009956 · form4.xml · derivative · entry 1

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,580.495

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 20:07 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009961 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,758.748

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 20:12 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009962 · form4.xml · derivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400.817

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 20:16 UTC GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009963 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,433.695

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 16:30 UTC GrantShare Equivalent Units · Derivative 1,550.02 $13.71 $21,250.77
Disclosure

SEC source: 0001127602-09-008286 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,286.566

Underlying: Common Stock · 1,550.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 16:22 UTC GrantShare Equivalent Units · Derivative 1,641.197 $13.71 $22,500.81
Disclosure

SEC source: 0001127602-09-008282 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,348.816

Underlying: Common Stock · 1,641.197 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 16:40 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 1,367.665 $13.71 $18,750.69
Disclosure

SEC source: 0001127602-09-008289 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,533.126

Underlying: Common Stock · 1,367.665 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 17:02 UTC GrantShare Equivalent Units · Derivative 1,641.195 $13.71 $22,500.78
Disclosure

SEC source: 0001127602-09-008306 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,358.748

Underlying: Common Stock · 1,641.195 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 17, 2009 Filed Mar 19, 2009 18:37 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 27,260 $12.92 $352,199.20
Disclosure

SEC source: 0001127602-09-007472 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,778

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Letter of Intent award noted above.

Read SEC document
March 17, 2009 Filed Mar 19, 2009 18:37 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 62,236 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-007472 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,038

F1 · kind: Shares acquired pursuant to the vesting of a Letter of Intent award granted to reporting person on March 17, 2006.

Read SEC document
February 18, 2009 Filed Feb 19, 2009 15:02 UTC PurchaseCommon Stock 20,000 $14.06 $281,140.00
Disclosure

SEC source: 0001127602-09-004141 · form4.xml · nonDerivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F1 · price: The price reported is the weighted average of purchase prices ranging from $14.00 to $14.09 per share.

Read SEC document
January 31, 2009 Filed Feb 2, 2009 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 31,426 $16.73 $525,756.98
Disclosure

SEC source: 0001127602-09-002264 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,802

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards.

F2 · balance_after: The reporting person's direct holdings have been increased to reflect the transfer of 74,305 shares from a grantor annuity trust (shown on the reporting person's previous filing as shares indirectly held by "GRAT 2006").

Read SEC document
January 31, 2009 Filed Feb 2, 2009 22:20 UTC
Cox L KevinEVP, Human Resources
Tax withholdingCommon Stock 1,200 $16.73 $20,076.00
Disclosure

SEC source: 0001127602-09-002273 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,133

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards.

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,196,888 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002264 · form4.xml · derivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,888

Underlying: Common Stock · 1,196,888 shares

Expires 2019-01-28

F3 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:29 UTC
AMBLE JOAN LORDISenior Vice President
GrantCommon Stock 31,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-09-002275 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,282

F1 · price: Restricted Stock Award will vest in four equal annual installments on the first, second, third, and fourth anniversary of grant date subject to award requirements including continuous employment.

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:20 UTC
Cox L KevinEVP, Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 203,470 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002273 · form4.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,470

Underlying: Common Stock · 203,470 shares

Expires 2019-01-28

F3 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:36 UTC
GILLIGAN EDWARD PVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 335,128 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002279 · form4.xml · derivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,128

Underlying: Common Stock · 335,128 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:40 UTC
Glenn William HExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 185,517 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002281 · form4.xml · derivative · entry 1

Glenn William H · CIK 0001446121 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,517

Underlying: Common Stock · 185,517 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:44 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
GrantEmployee Stock Option (Right to Buy) · Derivative 179,533 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002283 · form4.xml · derivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,533

Underlying: Common Stock · 179,533 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:53 UTC
Henry Daniel TEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 239,377 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002288 · form4.xml · derivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,377

Underlying: Common Stock · 239,377 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:49 UTC
HAYES JOHN DEVP, Advertising
GrantEmployee Stock Option (Right to Buy) · Derivative 191,502 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002286 · form4.xml · derivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,502

Underlying: Common Stock · 191,502 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:56 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 311,190 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002290 · form4.xml · derivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,190

Underlying: Common Stock · 311,190 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 22:59 UTC
Linville Judson CCEO, U.S. Consumer Division
GrantEmployee Stock Option (Right to Buy) · Derivative 203,470 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002292 · form4.xml · derivative · entry 1

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,470

Underlying: Common Stock · 203,470 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 23:07 UTC
PARENT LOUISE MEVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 209,455 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002297 · form4.xml · derivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,455

Underlying: Common Stock · 209,455 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 23:13 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee Stock Option (Right to Buy) · Derivative 179,533 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002300 · form4.xml · derivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,533

Underlying: Common Stock · 179,533 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 29, 2009 Filed Feb 2, 2009 23:20 UTC
Squeri Stephen JEVP, Chief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 209,455 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-09-002302 · form4.xml · derivative · entry 1

Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,455

Underlying: Common Stock · 209,455 shares

Expires 2019-01-28

F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."

Read SEC document
January 28, 2009 Filed Jan 29, 2009 20:52 UTC PurchaseCommon Stock 50,000 $17.76 $888,095.00
Disclosure

SEC source: 0001127602-09-001919 · form4.xml · nonDerivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,300

F1 · price: The price reported is the weighted average of purchase prices ranging from $17.66 to $17.82 per share.

Read SEC document
January 28, 2009 Filed Jan 29, 2009 20:54 UTC PurchaseCommon Stock 4,000 $17.74 $70,964.40
Disclosure

SEC source: 0001127602-09-001921 · form4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported is the weighted average of purchase prices ranging from $17.72 to $17.77 per share.

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January 26, 2009 Filed Jan 28, 2009 22:43 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 23,326 $15.20 $354,555.20
Disclosure

SEC source: 0001127602-09-001853 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,923

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards.

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January 26, 2009 Filed Jan 28, 2009 22:52 UTC Tax withholdingCommon Stock 11,458 $15.20 $174,161.60
Disclosure

SEC source: 0001127602-09-001856 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,161

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards.

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January 26, 2009 Filed Jan 28, 2009 23:25 UTC
GILLIGAN EDWARD PVice Chairman
Tax withholdingCommon Stock 13,207 $15.20 $200,746.40
Disclosure

SEC source: 0001127602-09-001861 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,380

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock awards.

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January 23, 2009 Filed Jan 27, 2009 22:40 UTC
Glenn William HExecutive Vice President
Tax withholdingCommon Stock 1,456 $15.52 $22,589.84
Disclosure

SEC source: 0001127602-09-001773 · form4.xml · nonDerivative · entry 1

Glenn William H · CIK 0001446121 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,813

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 23, 2009 Filed Jan 27, 2009 22:51 UTC
Linville Judson CCEO, U.S. Consumer Division
Tax withholdingCommon Stock 1,078 $15.52 $16,725.17
Disclosure

SEC source: 0001127602-09-001780 · form4.xml · nonDerivative · entry 1

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,084

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 23, 2009 Filed Jan 27, 2009 22:43 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
Tax withholdingCommon Stock 656 $15.52 $10,177.84
Disclosure

SEC source: 0001127602-09-001775 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,617

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 23, 2009 Filed Jan 27, 2009 22:49 UTC
Henry Daniel TEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,857 $15.52 $28,811.36
Disclosure

SEC source: 0001127602-09-001778 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,167

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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January 23, 2009 Filed Jan 27, 2009 22:54 UTC
Squeri Stephen JEVP, Chief Information Officer
Tax withholdingCommon Stock 1,077 $15.52 $16,709.66
Disclosure

SEC source: 0001127602-09-001782 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,683

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

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December 31, 2008 Filed Jan 5, 2009 19:02 UTC GrantShare Equivalent Units · Derivative 1,212.84 $18.55 $22,500.61
Disclosure

SEC source: 0001127602-09-000325 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,715.829

Underlying: Common Stock · 1,212.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2008 Filed Jan 5, 2009 19:08 UTC GrantShare Equivalent Units · Derivative 1,212.84 $18.55 $22,500.61
Disclosure

SEC source: 0001127602-09-000329 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,456.375

Underlying: Common Stock · 1,212.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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December 31, 2008 Filed Jan 5, 2009 19:12 UTC
JORDAN VERNON E JRAdvisor to the Board
GrantShare Equivalent Units · Derivative 1,010.7 $18.55 $18,750.51
Disclosure

SEC source: 0001127602-09-000333 · form4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,343.925

Underlying: Common Stock · 1,010.7 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2008 Filed Jan 5, 2009 19:16 UTC GrantShare Equivalent Units · Derivative 1,145.46 $18.55 $21,250.57
Disclosure

SEC source: 0001127602-09-000337 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,474.398

Underlying: Common Stock · 1,145.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2008 Filed Jan 5, 2009 19:21 UTC
POPOFF FRANK PRetired Board Member
GrantShare Equivalent Units · Derivative 1,010.7 $18.55 $18,750.51
Disclosure

SEC source: 0001127602-09-000340 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Retired Board Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,888.17

Underlying: Common Stock · 1,010.7 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2008 Filed Jan 5, 2009 19:26 UTC GrantShare Equivalent Units · Derivative 1,212.84 $18.55 $22,500.61
Disclosure

SEC source: 0001127602-09-000342 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,603.973

Underlying: Common Stock · 1,212.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 22, 2008 Filed Dec 24, 2008 18:00 UTC
AMBLE JOAN LORDISenior Vice President
Tax withholdingCommon Stock 9,007 $18.82 $169,466.71
Disclosure

SEC source: 0001127602-08-011789 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,282

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
September 30, 2008 Filed Oct 2, 2008 16:55 UTC
POPOFF FRANK PRetired Board Member
GrantShare Equivalent Units · Derivative 509.79 $36.78 $18,750.08
Disclosure

SEC source: 0001127602-08-007579 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Retired Board Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,699.208

Underlying: Common Stock · 509.79 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.