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person · Reporting owner

Cox L Kevin

Disclosed activity across 4 companies

Tapewire entity
11431
SEC CIK
0001302528

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839Chief Human Resources OfficerJanuary 26, 2019January 29, 2019
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentMarch 01, 2024March 05, 2024
Kraft Heinz CoKHC · Entity 3144DirectorMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date January 26, 2019 · Filed January 29, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,199 Reported balance After 2019-01-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.

Common StockSEC Table I · non-derivativeDirect11,763 Reported balance After 2019-01-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-01-26 · Tax withholding · Disposed 8,436 · Balance 11,763

F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.09 · Expires 2026-01-26Direct20,199 Reported balance After 2019-01-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-01-26 · Grant · Acquired 20,199 · Balance 20,199

F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Common StockSEC Table I · non-derivativeIndirectby GRAT 39,886 Reported balance Holding disclosure · report date 2019-01-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 9,886

Common StockSEC Table I · non-derivativeIndirectby GRAT 430,394 Reported balance Holding disclosure · report date 2019-01-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 30,394

F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4.

Common StockSEC Table I · non-derivativeIndirectby 401(k) Trust54.05 Reported balance Holding disclosure · report date 2019-01-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 54.05

F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

F2: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.

F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4: Includes the prior transfer of 30,394 shares from the reporting person's direct holdings to GRAT 4.

F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F6: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

GENERAL ELECTRIC CO

Report date March 01, 2024 · Filed March 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,110 Reported balance After 2024-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-03-01 · Grant · Acquired 23,884 · Balance 65,110

F1: Settlement of performance rights granted on March 1, 2021.

Common StockSEC Table I · non-derivativeDirect54,334 Reported balance After 2024-03-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-03-01 · Tax withholding · Disposed 10,776 · Balance 54,334

Common StockSEC Table I · non-derivativeDirect74,853 Reported balance After 2024-03-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-03-01 · Exercise / conversion · Acquired 20,519 · Balance 74,853

Common StockSEC Table I · non-derivativeDirect66,692 Reported balance After 2024-03-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2024-03-01 · Tax withholding · Disposed 8,161 · Balance 66,692

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-03-01 · Exercise / conversion · Disposed 20,519 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.

Common StockSEC Table I · non-derivativeIndirectby trust12,431 Reported balance Holding disclosure · report date 2024-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 12,431

Common StockSEC Table I · non-derivativeIndirectby wife's trust110 Reported balance Holding disclosure · report date 2024-03-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 110

Common StockSEC Table I · non-derivativeIndirectby descendant's trust794 Reported balance Holding disclosure · report date 2024-03-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 794

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of performance rights granted on March 1, 2021.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F3: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.

Kraft Heinz Co

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,070 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 7,937 · Balance 8,070

F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director.

Common StockSEC Table I · non-derivativeIndirectBy Trust60 Reported balance Holding disclosure · report date 2026-05-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 60

Common StockSEC Table I · non-derivativeIndirectBy Spouse120 Reported balance Holding disclosure · report date 2026-05-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 120

Filing footnotes · ownership attribution and instrument terms

F1: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CEB Inc.

Report date April 05, 2017 · Filed April 06, 2017

Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-04-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 18,047

F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.

F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.

Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 12,715

F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.

F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).

Row 3 · 2017-04-05 · Disposition to issuer · Disposed 12,715 · Balance 0

F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.

F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).

Common StockSEC Table I · non-derivativeIndirectBy grantor retained annuity trust0 Reported balance After 2017-04-05 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-04-05 · Disposition to issuer · Disposed 11,039 · Balance 0

F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05Direct0 Reported balance After 2017-04-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0

F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.

F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.

F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.

F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.

F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).

F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.

F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 17:57 UTC Kraft Heinz Co KHC · Entity 3144 GrantCommon Stock 7,937 $23.31 $185,011.47
Disclosure

SEC source: 0001302528-26-000005 · wk-form4_1779141466.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,070

F1 · shares: Grant of deferred shares, receipt of which is deferred until Mr. Cox's separation from service as a director.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 20,519 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000044 · wk-form4_1709677354.xml · derivative · entry 8

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.

F3 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provision of the agreement.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 8,161 $158.10 $1,290,254.10
Disclosure

SEC source: 0000040545-24-000044 · wk-form4_1709677354.xml · nonDerivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,692

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 20,519 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000044 · wk-form4_1709677354.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 10,776 $158.10 $1,703,685.60
Disclosure

SEC source: 0000040545-24-000044 · wk-form4_1709677354.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,334

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantCommon Stock 23,884 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000044 · wk-form4_1709677354.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,110

F1 · security: Settlement of performance rights granted on March 1, 2021.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 7,222 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · derivative · entry 9

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,222 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,154 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · derivative · entry 8

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,154 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.exercise_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

F2 · derivative.expiration_date: Reflects lapse of restrictions in accordance with the retirement eligibility provisions of each grant agreement.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 3,024 $152.86 $462,248.64
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,226

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 7,222 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,363 $152.86 $208,348.18
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,028

Read SEC document
February 25, 2024 Filed Feb 27, 2024 21:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0000040545-24-000036 · wk-form4_1709069265.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:17 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 48,226 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000209 · wk-form4_1694031412.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,225

Underlying: Common Stock · 48,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:17 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 21,865 $114.50 $2,503,542.50
Disclosure

SEC source: 0000040545-23-000209 · wk-form4_1694031412.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,237

Read SEC document
September 03, 2023 Filed Sep 6, 2023 20:17 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 48,226 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000209 · wk-form4_1694031412.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,061 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000059 · wf-form4_167814516772675.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,061 shares

Expires 2023-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,420 $84.56 $120,075.20
Disclosure

SEC source: 0000040545-23-000059 · wf-form4_167814516772675.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000059 · wf-form4_167814516772675.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,154 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000042 · wf-form4_167780518131379.xml · derivative · entry 8

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,154

Underlying: Common Stock · 3,154 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 31,259 $0.00 Strike: $82.85 $0.00
Disclosure

SEC source: 0000040545-23-000042 · wf-form4_167780518131379.xml · derivative · entry 7

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259

Underlying: Common Stock · 31,259 shares

Expires 2033-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 20,519 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000042 · wf-form4_167780518131379.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,519

Underlying: Common Stock · 20,519 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,434 $84.57 $121,273.38
Disclosure

SEC source: 0000040545-23-000042 · wf-form4_167780518131379.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,235

Read SEC document
March 01, 2023 Filed Mar 3, 2023 00:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0000040545-23-000042 · wf-form4_167780518131379.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 20:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008284 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2022 Filed Mar 22, 2022 20:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,793 $95.25 $170,783.25
Disclosure

SEC source: 0001062993-22-008284 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515

Read SEC document
March 19, 2022 Filed Mar 22, 2022 20:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008284 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,062 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · derivative · entry 8

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061

Underlying: Common Stock · 3,062 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,484 $94.02 $139,525.68
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558

Read SEC document
March 02, 2022 Filed Mar 4, 2022 01:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,062 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 31,522 $0.00 Strike: $92.23 $0.00
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · derivative · entry 7

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,522

Underlying: Common Stock · 31,522 shares

Expires 2032-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 7,222 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006739 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

Underlying: Common Stock · 7,222 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
November 17, 2021 Filed Feb 14, 2022 21:14 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004275 · form5.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by descendant's trust

Disclosed balance after: 794

F1 · kind: Represents the distribution of the remaining shares of the Company's common stock from the Reporting Person's grantor retained annuity trust (the "GRAT") upon termination of the GRAT to a trust for the benefit of the Reporting Person's children, of which the Reporting Person's wife is the trustee.

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November 17, 2021 Filed Feb 14, 2022 21:14 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004275 · form5.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 12,431

F1 · kind: Represents the distribution of the remaining shares of the Company's common stock from the Reporting Person's grantor retained annuity trust (the "GRAT") upon termination of the GRAT to a trust for the benefit of the Reporting Person's children, of which the Reporting Person's wife is the trustee.

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000088 · edgar.xml · derivative · entry 5

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 14,155 $13.17 $186,421.35
Disclosure

SEC source: 0001231205-21-000088 · edgar.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000088 · edgar.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:35 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 174,081 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001231205-21-000067 · edgar.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,081

Underlying: Common Stock · 174,081 shares

Expires 2031-03-01

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:35 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 50,463 $0.00 $0.00
Disclosure

SEC source: 0001231205-21-000067 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,463

Underlying: Common Stock · 50,463 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:45 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 771,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000128 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,605

Underlying: Common Stock · 771,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:17 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 245,232 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001231205-20-000053 · edgar.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,232

Underlying: Common Stock · 245,232 shares

Expires 2030-03-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:17 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 48,980 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000053 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,980

Underlying: Common Stock · 48,980 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 10:33 UTC GENERAL ELECTRIC CO GE · Entity 2813 PurchaseCommon Stock 105,600 $9.42 $994,752.00
Disclosure

SEC source: 0001231205-19-000163 · edgar.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 105,805

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $9.415 to $9.430, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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March 19, 2019 Filed Mar 21, 2019 21:09 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 253,530 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000078 · edgar.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,530

Underlying: Common Stock · 253,530 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:09 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000078 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:13 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 1,404,000 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001231205-19-000048 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,000

Underlying: Common Stock · 1,404,000 shares

Expires 2029-02-25

F1 · derivative.exercise_date: The Stock Options become exercisable in three equal installments of 33.3% each beginning on the first anniversary of the grant date.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:01 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantEmployee Stock Option (Right to Buy) · Derivative 20,199 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-002929 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

Underlying: Common Stock · 20,199 shares

Expires 2026-01-26

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

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January 26, 2019 Filed Jan 29, 2019 23:01 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Tax withholdingCommon Stock 8,436 $100.77 $850,095.72
Disclosure

SEC source: 0001127602-19-002929 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,763

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 23:01 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantCommon Stock 20,199 $100.77 $2,035,453.23
Disclosure

SEC source: 0001127602-19-002929 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

F2 · balance_after: This balance reflects the prior transfer of 30,394 shares from the reporting person's direct holdings to indirect holdings in GRAT 4 shown below.

Read SEC document
April 26, 2018 Filed Apr 23, 2018 21:35 UTC AMERICAN EXPRESS CO AXP · Entity 2839 SaleCommon Stock 2,975 $99.50 $296,012.50
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · nonDerivative · entry 12

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT III

Disclosed balance after: 25,853

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:35 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,542 $0.00 Strike: $49.23 $0.00
Disclosure

SEC source: 0001127602-18-015116 · form4.xml · derivative · entry 18

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,542 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.