Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Pres, Global Corp Payments | November 01, 2013 | November 04, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date November 01, 2013 · Filed November 04, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,933 |
Ending reported balance
After 2013-11-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2013-11-01 · Exercise / conversion · Acquired 100,000 · Balance 187,778 Row 2 · 2013-11-01 · Sale · Disposed 92,845 · Balance 94,933 F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 3 · 2013-11-01 · Sale · Disposed 27,000 · Balance 67,933 F3: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.77 · Expires 2017-01-24 | Direct | 0 |
Reported balance
After 2013-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2013-11-01 · Exercise / conversion · Disposed 100,000 · Balance 0 F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 169.45 |
Reported balance
Holding disclosure · report date 2013-11-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 169.45 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2013 Filed Nov 4, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-13-030406 · form4.xml · derivative · entry 5 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 27,000 | $81.89 | $2,210,940.90 |
DisclosureSEC source: 0001127602-13-030406 · form4.xml · nonDerivative · entry 3 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,933 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 92,845 | $81.89 | $7,602,770.66 |
DisclosureSEC source: 0001127602-13-030406 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,933 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 01, 2013 Filed Nov 4, 2013 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 100,000 | $57.77 | $5,777,000.00 |
DisclosureSEC source: 0001127602-13-030406 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · derivative · entry 10 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,000 shares Expires 2016-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,421 | $0.00 Strike: $48.08 | $0.00 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · derivative · entry 9 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,421 shares Expires 2015-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,272 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · derivative · entry 8 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,272 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,275 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · derivative · entry 7 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,275 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 172,452 | $79.75 | $13,753,771.30 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 5 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,778 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.58 to $79.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 110,000 | $51.87 | $5,705,150.00 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 4 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 19,421 | $48.08 | $933,819.94 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 3 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 34,272 | $45.77 | $1,568,560.90 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2013 Filed Oct 21, 2013 20:12 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 26,275 | $45.77 | $1,202,554.20 |
DisclosureSEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 33,839 | $59.07 | $1,998,869.73 |
DisclosureSEC source: 0001127602-13-003253 · form4.xml · nonDerivative · entry 4 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,262 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 65,616 | $59.07 | $3,875,937.12 |
DisclosureSEC source: 0001127602-13-003253 · form4.xml · nonDerivative · entry 3 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,101 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,015 | $59.07 | $59,956.05 |
DisclosureSEC source: 0001127602-13-003253 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,485 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,968 | $59.07 | $116,249.76 |
DisclosureSEC source: 0001127602-13-003253 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,500 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-002616 · form4.xml · derivative · entry 6 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,138 Underlying: Common Stock · 20,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 68,544 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-13-002616 · form4.xml · derivative · entry 5 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,544 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 80,161 | $59.43 | $4,763,864.02 |
DisclosureSEC source: 0001127602-13-002616 · form4.xml · nonDerivative · entry 3 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,532 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.37 to $59.56. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 20,000 | $16.71 | $334,200.00 |
DisclosureSEC source: 0001127602-13-002616 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 68,544 | $43.98 | $3,014,359.49 |
DisclosureSEC source: 0001127602-13-002616 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 908 | $49.98 | $45,381.84 |
DisclosureSEC source: 0001127602-12-003044 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,149 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003044 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,057 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 21:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,743 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002625 · form4.xml · derivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,743 Underlying: Common Stock · 18,743 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 21:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 758 | $0.00 Strike: $48.04 | $0.00 |
DisclosureSEC source: 0001127602-11-031088 · form4.xml · derivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Corp Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock · 758 shares Expires 2021-11-30 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| April 28, 2011 Filed May 2, 2011 21:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,000 | $47.55 | $475,500.00 |
DisclosureSEC source: 0001127602-11-014371 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,088 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 23:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,779 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002750 · form4.xml · derivative · entry 4 Glenn William H · CIK 0001446121 · Pres, Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,779 Underlying: Common Stock · 19,779 shares Expires 2021-01-27 F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 23:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 771 | $44.46 | $34,278.66 |
DisclosureSEC source: 0001127602-11-002750 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Pres, Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,088 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 23:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 1,968 | $44.46 | $87,497.28 |
DisclosureSEC source: 0001127602-11-002750 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Pres, Global Merchant Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,859 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 46,379 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · derivative · entry 8 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,138 Underlying: Common Stock · 46,379 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,272 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · derivative · entry 7 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,272 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,308 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · derivative · entry 6 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,308 shares Expires 2012-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 82,881 | $44.42 | $3,681,723.21 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · nonDerivative · entry 4 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,891 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $44.53. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 46,379 | $16.71 | $774,993.09 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · nonDerivative · entry 3 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 34,272 | $29.24 | $1,002,079.01 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · nonDerivative · entry 2 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 15,308 | $29.81 | $456,392.71 |
DisclosureSEC source: 0001127602-10-019943 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 94,488 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002474 · form4.xml · derivative · entry 1 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,488 Underlying: Common Stock · 94,488 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 185,517 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002281 · form4.xml · derivative · entry 1 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,517 Underlying: Common Stock · 185,517 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 22:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,456 | $15.52 | $22,589.84 |
DisclosureSEC source: 0001127602-09-001773 · form4.xml · nonDerivative · entry 1 Glenn William H · CIK 0001446121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,813 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.