Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP, Chief Financial Officer | May 23, 2013 | May 24, 2013 |
| HANOVER INSURANCE GROUP, INC.THG · Entity 3652 | Director | May 11, 2021 | May 13, 2021 |
| Veritiv CorpVRTV · Entity 107723 | Director | April 28, 2021 | April 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 23, 2013 · Filed May 24, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,254 |
Ending reported balance
After 2013-05-23 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2013-05-23 · Exercise / conversion · Acquired 30,000 · Balance 114,123 Row 2 · 2013-05-23 · Exercise / conversion · Acquired 100,000 · Balance 214,123 Row 3 · 2013-05-23 · Sale · Disposed 115,869 · Balance 98,254 F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 4 · 2013-05-23 · Sale · Disposed 40,000 · Balance 58,254 F3: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2016-01-22 | Direct | 0 |
Reported balance
After 2013-05-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-05-23 · Exercise / conversion · Disposed 30,000 · Balance 0 F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2020-01-26 | Direct | 37,795 |
Reported balance
After 2013-05-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-05-23 · Exercise / conversion · Disposed 100,000 · Balance 37,795 F6: The options exercised became exercisable as follows: 34,448 shares on 1/26/2011; 34,449 on 1/26/2012; and 31,103 on 1/29/2013. |
| Common StockSEC Table I · non-derivative | Indirect401(k) trust | 20 |
Reported balance
Holding disclosure · report date 2013-05-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
F6: The options exercised became exercisable as follows: 34,448 shares on 1/26/2011; 34,449 on 1/26/2012; and 31,103 on 1/29/2013.
HANOVER INSURANCE GROUP, INC.
Report date May 11, 2021 · Filed May 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,356 |
Reported balance
After 2021-05-11 transaction · row 1
1 source rowRow 1 · 2021-05-11 · Grant · Acquired 980 · Balance 15,356 F1: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan.
Veritiv Corp
Report date April 28, 2021 · Filed April 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,362 |
Reported balance
After 2021-04-28 transaction · row 1
1 source rowRow 1 · 2021-04-28 · Grant · Acquired 3,319 · Balance 33,362 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2021 Filed May 13, 2021 14:00 UTC | HANOVER INSURANCE GROUP, INC. THG · Entity 3652 | GrantCommon Stock | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-004485 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,356 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 16:19 UTC | Veritiv Corp VRTV · Entity 107723 | GrantCommon Stock | 3,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001193 · primary_01.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,362 Read SEC document |
| May 12, 2020 Filed May 14, 2020 11:24 UTC | HANOVER INSURANCE GROUP, INC. THG · Entity 3652 | GrantCommon Stock | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-20-000102 · edgar.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,376 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 16:08 UTC | Veritiv Corp VRTV · Entity 107723 | GrantCommon Stock | 13,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001065 · primary_01.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,043 Read SEC document |
| May 14, 2019 Filed May 16, 2019 18:28 UTC | HANOVER INSURANCE GROUP, INC. THG · Entity 3652 | GrantCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-19-000121 · edgar.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,889 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 16:15 UTC | Veritiv Corp VRTV · Entity 107723 | GrantCommon Stock | 4,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001010 · primary_01.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,773 Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:23 UTC | HANOVER INSURANCE GROUP, INC. THG · Entity 3652 | GrantCommon Stock | 1,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-18-000067 · edgar.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,773 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 17:02 UTC | Veritiv Corp VRTV · Entity 107723 | GrantCommon Stock | 3,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000693 · primary_01.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,827 Read SEC document |
| May 25, 2017 Filed May 25, 2017 17:43 UTC | Veritiv Corp VRTV · Entity 107723 | GrantCommon Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000729 · primary_01.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,153 Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:58 UTC | HANOVER INSURANCE GROUP, INC. THG · Entity 3652 | GrantCommon Stock | 1,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000944695-17-000059 · edgar.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,637 F1 · kind: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-13-018268 · form4.xml · derivative · entry 7 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,795 Underlying: Common Stock · 100,000 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options exercised became exercisable as follows: 34,448 shares on 1/26/2011; 34,449 on 1/26/2012; and 31,103 on 1/29/2013. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-018268 · form4.xml · derivative · entry 6 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2016-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 40,000 | $74.56 | $2,982,556.00 |
DisclosureSEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,254 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 115,869 | $74.56 | $8,639,644.53 |
DisclosureSEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,254 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 100,000 | $38.10 | $3,810,000.00 |
DisclosureSEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 30,000 | $51.87 | $1,555,950.00 |
DisclosureSEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 59,845 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · derivative · entry 9 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,845 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · derivative · entry 8 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 100,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Of the 100,000 option shares exercised, 37,500 became exercisable on 1/31/2009, 37,500 became exercisable on 1/31/2010, and 25,000 became exercisable on 1/31/2011. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,560 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · derivative · entry 7 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,560 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 35,000 | $61.31 | $2,145,801.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 5 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,123 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $61.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 171,280 | $61.31 | $10,500,937.01 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,123 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $61.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 59,845 | $16.71 | $1,000,009.95 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 100,000 | $49.13 | $4,913,000.00 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2013 Filed Feb 25, 2013 17:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 28,560 | $45.77 | $1,307,134.08 |
DisclosureSEC source: 0001127602-13-007636 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 40,607 | $59.07 | $2,398,655.49 |
DisclosureSEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,998 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 78,740 | $59.07 | $4,651,171.80 |
DisclosureSEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,605 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,481 | $59.07 | $87,482.67 |
DisclosureSEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,865 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 2,870 | $59.07 | $169,530.90 |
DisclosureSEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,346 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 179,532 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · derivative · entry 9 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,845 Underlying: Common Stock · 179,532 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Three installments of 59,844 shares each vested on 1/29/2010, 1/29/2011, and 1/29/2012, respectively. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 68,544 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · derivative · entry 8 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,544 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,582 | $0.00 Strike: $31.06 | $0.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · derivative · entry 7 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,582 shares Expires 2013-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 40,000 | $60.56 | $2,422,456.00 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 5 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,476 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.51 to $60.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 210,125 | $60.63 | $12,739,899.76 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,476 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Henry will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.38 to $60.99. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 179,532 | $16.71 | $2,999,979.72 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 68,544 | $43.98 | $3,014,359.49 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2012 Filed May 3, 2012 13:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 2,582 | $31.06 | $80,189.17 |
DisclosureSEC source: 0001127602-12-015680 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,323 | $49.98 | $66,123.54 |
DisclosureSEC source: 0001127602-12-003058 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,943 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 2,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003058 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,266 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 22:07 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 28,490 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002631 · form4.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,490 Underlying: Common Stock · 28,490 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,301 | $44.38 | $235,258.38 |
DisclosureSEC source: 0001127602-11-003601 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,395 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 14,634 | $44.38 | $649,456.92 |
DisclosureSEC source: 0001127602-11-003601 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,696 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 31, 2008. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 01:58 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,301 | $43.38 | $229,957.38 |
DisclosureSEC source: 0001127602-11-003614 · form4a.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,395 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F2 · price: Due to a typographical error, the price reported in Table I, Column 4 of the original filing ($44.38) was misstated. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 01:58 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 14,634 | $43.38 | $634,822.92 |
DisclosureSEC source: 0001127602-11-003614 · form4a.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,696 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 31, 2008. F2 · price: Due to a typographical error, the price reported in Table I, Column 4 of the original filing ($44.38) was misstated. Read SEC document |
| January 27, 2011 Filed Jan 29, 2011 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 30,492 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002755 · form4.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,492 Underlying: Common Stock · 30,492 shares Expires 2021-01-27 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 00:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,040 | $44.46 | $46,238.40 |
DisclosureSEC source: 0001127602-11-002586 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,062 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 00:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 2,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-11-002586 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,102 F2 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. F2 · shares: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. F2 · price: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010. Read SEC document |
| January 25, 2011 Filed Jan 28, 2011 00:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 662 | $44.80 | $29,657.60 |
DisclosureSEC source: 0001127602-11-002586 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,232 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 137,795 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002477 · form4.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,795 Underlying: Common Stock · 137,795 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 623 | $37.79 | $23,543.17 |
DisclosureSEC source: 0001127602-10-002324 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,894 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 23, 2010 Filed Jan 26, 2010 22:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 650 | $39.84 | $25,896.00 |
DisclosureSEC source: 0001127602-10-002222 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,517 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.