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AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2010 Filed Apr 27, 2010 21:44 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012176 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,335.197

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 23:59 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012196 · form4.xml · derivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,768.533

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 21:54 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012179 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,405.557

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 23:55 UTC
LESCHLY JANDirector
GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012195 · form4.xml · derivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,169.487

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 00:06 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012198 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,137.51

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 00:03 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012197 · form4.xml · derivative · entry 1

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,169.493

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 00:13 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012200 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,193.403

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 00:10 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012199 · form4.xml · derivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,768.533

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 00:16 UTC GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012201 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027.881

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:40 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 188,496 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-012332 · form4.xml · derivative · entry 5

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,496 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:40 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 8,913 $46.90 $418,019.70
Disclosure

SEC source: 0001127602-10-012332 · form4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,852.95

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:40 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 179,583 $46.90 $8,422,442.70
Disclosure

SEC source: 0001127602-10-012332 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,765.95

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:40 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Stock 188,496 $38.92 $7,336,641.31
Disclosure

SEC source: 0001127602-10-012332 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,348.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:42 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 188,496 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001127602-10-012336 · form4.xml · derivative · entry 6

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,496 shares

Expires 2011-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:42 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 3,500 $47.21 $165,224.50
Disclosure

SEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 4

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,144

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:42 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 5,413 $47.18 $255,385.34
Disclosure

SEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,644

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:42 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 179,583 $47.21 $8,478,113.43
Disclosure

SEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,057

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.07 to $47.41. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 26, 2010 Filed Apr 28, 2010 21:42 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Stock 188,496 $38.92 $7,336,641.31
Disclosure

SEC source: 0001127602-10-012336 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 16:54 UTC
LESCHLY JANDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0001127602-10-011979 · form4.xml · derivative · entry 2

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,427 shares

Expires 2010-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 16:54 UTC
LESCHLY JANDirector
Exercise / conversionCommon Stock 3,427 $42.77 $146,555.66
Disclosure

SEC source: 0001127602-10-011979 · form4.xml · nonDerivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 16:52 UTC
JORDAN VERNON E JRAdvisor to the Board
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $42.77 $0.00
Disclosure

SEC source: 0001127602-10-011976 · form4.xml · derivative · entry 2

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,427 shares

Expires 2010-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2010 Filed Apr 26, 2010 16:52 UTC
JORDAN VERNON E JRAdvisor to the Board
Exercise / conversionCommon Stock 3,427 $42.77 $146,555.66
Disclosure

SEC source: 0001127602-10-011976 · form4.xml · nonDerivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 15:27 UTC GrantShare Equivalent Units · Derivative 668.693 $41.13 $27,500.00
Disclosure

SEC source: 0001127602-10-010172 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,196.557

Underlying: Common Stock · 668.693 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 16:35 UTC GrantShare Equivalent Units · Derivative 607.902 $41.13 $24,999.97
Disclosure

SEC source: 0001127602-10-010183 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,972.953

Underlying: Common Stock · 607.902 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 16:39 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 455.927 $41.13 $18,750.00
Disclosure

SEC source: 0001127602-10-010185 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,401.75

Underlying: Common Stock · 455.927 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2010 Filed Apr 2, 2010 16:49 UTC GrantShare Equivalent Units · Derivative 607.901 $41.13 $24,999.93
Disclosure

SEC source: 0001127602-10-010187 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,863.324

Underlying: Common Stock · 607.901 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 17, 2010 Filed Mar 19, 2010 21:01 UTC
Linville Judson CCEO, U.S. Consumer Division
OtherCommon Stock 28.57 $41.01 $1,171.66
Disclosure

SEC source: 0001127602-10-009192 · form4.xml · nonDerivative · entry 1

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Trust

Disclosed balance after: 0

F1 · shares: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
March 12, 2010 Filed Mar 16, 2010 20:52 UTC PurchaseCommon Stock 20,000 $40.82 $816,400.00
Disclosure

SEC source: 0001127602-10-008829 · form4.xml · nonDerivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,300

Read SEC document
February 26, 2010 Filed Mar 2, 2010 22:35 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 188,496 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001127602-10-006922 · form4.xml · derivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 188,496 shares

Expires 2010-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
February 26, 2010 Filed Mar 2, 2010 22:35 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 188,496 $38.28 $7,215,815.38
Disclosure

SEC source: 0001127602-10-006922 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,852.95

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.26 to $38.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
February 26, 2010 Filed Mar 2, 2010 22:35 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Stock 188,496 $38.22 $7,205,071.10
Disclosure

SEC source: 0001127602-10-006922 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,348.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2010 Filed Nov 5, 2010 20:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 1,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-027123 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,924

Read SEC document
January 31, 2010 Filed Feb 2, 2010 23:28 UTC
Cox L KevinEVP, Human Resources
Tax withholdingCommon Stock 1,201 $37.66 $45,229.66
Disclosure

SEC source: 0001127602-10-003174 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,765

F1 · kind: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award.

F1 · shares: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 29, 2010 Filed Feb 2, 2010 23:04 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Tax withholdingCommon Stock 4,497 $37.66 $169,357.02
Disclosure

SEC source: 0001127602-10-003159 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,015

F1 · kind: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award.

F1 · shares: The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 29, 2010 Filed Feb 2, 2010 23:22 UTC
AMBLE JOAN LORDISenior Vice President
Tax withholdingCommon Stock 2,932 $37.66 $110,419.12
Disclosure

SEC source: 0001127602-10-003172 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,019.7466

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:42 UTC
Cox L KevinEVP, Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 86,614 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002470 · form4.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,614

Underlying: Common Stock · 86,614 shares

Expires 2020-01-26

F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:42 UTC
Cox L KevinEVP, Human Resources
GrantCommon Stock 7,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002470 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,966

F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements.

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:42 UTC
Cox L KevinEVP, Human Resources
GrantCommon Stock 65,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002470 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,749

F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements.

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:38 UTC
AMBLE JOAN LORDISenior Vice President
GrantCommon Stock 14,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002469 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,951.7466

F1 · price: The reported acquisition represents the grant of Restricted Stock Units under the Company's Long Term Incentive Plan.

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:44 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
GrantEmployee Stock Option (Right to Buy) · Derivative 94,488 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002471 · form4.xml · derivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,488

Underlying: Common Stock · 94,488 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 650,918 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002472 · form4.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,918

Underlying: Common Stock · 650,918 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:46 UTC
GILLIGAN EDWARD PVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 228,346 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002473 · form4.xml · derivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,346

Underlying: Common Stock · 228,346 shares

Expires 2020-01-26

F2 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:46 UTC
GILLIGAN EDWARD PVice Chairman
GrantCommon Stock 19,028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002473 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,274

F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements.

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:48 UTC
Glenn William HExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 94,488 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002474 · form4.xml · derivative · entry 1

Glenn William H · CIK 0001446121 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,488

Underlying: Common Stock · 94,488 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:49 UTC
Gupta AshwiniPres-Risk/Info Mgmt/Banking Gp
GrantEmployee Stock Option (Right to Buy) · Derivative 82,677 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002475 · form4.xml · derivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,677

Underlying: Common Stock · 82,677 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:50 UTC
HAYES JOHN DEVP, Advertising
GrantEmployee Stock Option (Right to Buy) · Derivative 78,740 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002476 · form4.xml · derivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,740

Underlying: Common Stock · 78,740 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:51 UTC
Henry Daniel TEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 137,795 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002477 · form4.xml · derivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,795

Underlying: Common Stock · 137,795 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:53 UTC GrantCommon Stock 52,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-002478 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,143

F1 · price: The reported acquisition represents the grant of Restricted Stock Units under the Company's Long Term Incentive Plan.

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:57 UTC
PARENT LOUISE MEVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 98,425 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002480 · form4.xml · derivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,425

Underlying: Common Stock · 98,425 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 26, 2010 Filed Jan 29, 2010 00:55 UTC
Linville Judson CCEO, U.S. Consumer Division
GrantEmployee Stock Option (Right to Buy) · Derivative 110,236 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-10-002479 · form4.xml · derivative · entry 1

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,236

Underlying: Common Stock · 110,236 shares

Expires 2020-01-26

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.