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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 7, 2019 23:39 UTC Tax withholdingCommon Shares 183.1788 $67.21 $12,311.45
Disclosure

SEC source: 0001209191-19-008249 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,839.5594

F2 · shares: 183.1788 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:39 UTC Tax withholdingCommon Shares 153.5667 $67.21 $10,321.22
Disclosure

SEC source: 0001209191-19-008249 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,022.7382

F1 · shares: 153.5667 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:34 UTC
Willis Gabriel GVP of Strategic Business Dev.
Tax withholdingCommon Shares 22.9552 $67.21 $1,542.82
Disclosure

SEC source: 0001209191-19-008237 · doc4.xml · nonDerivative · entry 3

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983.125

F3 · shares: 22.9552 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:34 UTC
Willis Gabriel GVP of Strategic Business Dev.
Tax withholdingCommon Shares 28.7634 $67.21 $1,933.19
Disclosure

SEC source: 0001209191-19-008237 · doc4.xml · nonDerivative · entry 2

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006.0802

F2 · shares: 28.7634 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:34 UTC
Willis Gabriel GVP of Strategic Business Dev.
Tax withholdingCommon Shares 31.5831 $67.21 $2,122.70
Disclosure

SEC source: 0001209191-19-008237 · doc4.xml · nonDerivative · entry 1

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034.8436

F1 · shares: 31.5831 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:37 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 105.2111 $67.21 $7,071.24
Disclosure

SEC source: 0001209191-19-008244 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716.2198

F3 · shares: 105.2111 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:37 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 135.8075 $67.21 $9,127.62
Disclosure

SEC source: 0001209191-19-008244 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821.4309

F2 · shares: 135.8075 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:37 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 85.6428 $67.21 $5,756.05
Disclosure

SEC source: 0001209191-19-008244 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957.2384

F1 · shares: 85.6428 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:31 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 73.6203 $67.21 $4,948.02
Disclosure

SEC source: 0001209191-19-008230 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,455.8717

F3 · shares: 73.6203 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:31 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 95.1634 $67.21 $6,395.93
Disclosure

SEC source: 0001209191-19-008230 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,529.492

F2 · shares: 95.1634 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:31 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 107.4965 $67.21 $7,224.84
Disclosure

SEC source: 0001209191-19-008230 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,624.6554

F1 · shares: 107.4965 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:28 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 121.2407 $67.21 $8,148.59
Disclosure

SEC source: 0001209191-19-008223 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,058.069

F3 · shares: 121.2407 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:28 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 282.2509 $67.21 $18,970.08
Disclosure

SEC source: 0001209191-19-008223 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,179.3097

F2 · shares: 282.2509 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:28 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 214.2549 $67.21 $14,400.07
Disclosure

SEC source: 0001209191-19-008223 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,461.5606

F1 · shares: 214.2549 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:31 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 105.2111 $67.21 $7,071.24
Disclosure

SEC source: 0001209191-19-008169 · doc4.xml · nonDerivative · entry 3

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,376.2678

F3 · shares: 105.2111 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:31 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 151.6447 $67.21 $10,192.04
Disclosure

SEC source: 0001209191-19-008169 · doc4.xml · nonDerivative · entry 2

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,481.4789

F2 · shares: 151.6447 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:31 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 153.5667 $67.21 $10,321.22
Disclosure

SEC source: 0001209191-19-008169 · doc4.xml · nonDerivative · entry 1

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,633.1236

F1 · shares: 153.5667 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 20:58 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 105.2111 $67.21 $7,071.24
Disclosure

SEC source: 0001209191-19-008041 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127.6513

F3 · shares: 105.2111 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 20:58 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 171.4062 $67.21 $11,520.21
Disclosure

SEC source: 0001209191-19-008041 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232.8624

F2 · shares: 171.4062 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 20:58 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 153.5667 $67.21 $10,321.22
Disclosure

SEC source: 0001209191-19-008041 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,404.2686

F1 · shares: 153.5667 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:56 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 74.0991 $67.21 $4,980.20
Disclosure

SEC source: 0001209191-19-007969 · doc4.xml · nonDerivative · entry 3

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,389.5368

F3 · shares: 74.0991 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:56 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 95.7564 $67.21 $6,435.79
Disclosure

SEC source: 0001209191-19-007969 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463.6359

F2 · shares: 95.7564 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:56 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 151.5215 $67.21 $10,183.76
Disclosure

SEC source: 0001209191-19-007969 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,559.3923

F1 · shares: 151.5215 were withheld to satisfy tax liability.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 01:01 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $67.63 $20,289.00
Disclosure

SEC source: 0001209191-19-007133 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271.6358

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:44 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 531 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006327 · doc4.xml · nonDerivative · entry 6

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710.9138

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:43 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006325 · doc4.xml · nonDerivative · entry 7

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,042.8812

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:44 UTC
FARROW GLADYSVice President
GrantCommon Shares 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 5

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557.8353

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:40 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 456 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006323 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732.1519

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:41 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 6

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,786.6903

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:39 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 910 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 6

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675.8155

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:39 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 910 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006321 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,851.381

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:38 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006320 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,571.6358

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:36 UTC GrantCommon Shares 652 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 6

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176.3049

Read SEC document
January 29, 2019 Filed Feb 1, 2019 02:37 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 383 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006318 · doc4.xml · nonDerivative · entry 3

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066.4267

Read SEC document
January 17, 2019 Filed Mar 1, 2019 17:01 UTC GrantCommon Shares 290 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 5

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,230.4942

F5 · shares: Updated Drip from Schwab Account

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:44 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 108.6554 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006327 · doc4.xml · nonDerivative · entry 5

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,607.102

F5 · shares: Updated 401k

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:44 UTC
Cotton, III James CSenior Vice President
Disposition to issuerCommon Shares 1.6677 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006327 · doc4.xml · nonDerivative · entry 4

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179.9138

F4 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:43 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 257.4724 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006325 · doc4.xml · nonDerivative · entry 6

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,587.4071

F6 · shares: Updated 401k

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:43 UTC
Rowley Paul JVP OF OPERATIONS
Disposition to issuerCommon Shares 1.9481 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006325 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390.8812

F5 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:44 UTC
FARROW GLADYSVice President
Disposition to issuerCommon Shares 2.864 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,905.8353

F4 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:40 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 96.7122 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006323 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,368.664

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:40 UTC
HODGES GRANVILLE R JRVice President
Disposition to issuerCommon Shares 2.1226 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006323 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,276.1519

F2 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:41 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 327.4033 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 5

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,268.8635

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:41 UTC
GEDNEY WILLIAM CVice President
Disposition to issuerCommon Shares 2.5336 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 4

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,134.6903

F4 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:39 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 149.015 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 5

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 18,188.8925

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:39 UTC
KRUGER DENISE LSr. Vice President
Disposition to issuerCommon Shares 2.093 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 4

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,765.8155

F4 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:39 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 93.4109 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006321 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 8,883.9219

F2 · shares: Updated 401k

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:39 UTC
TANG EVA GSr. Vice President & CFO
Disposition to issuerCommon Shares 1.7053 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006321 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,941.381

F1 · shares: Adjustment due to partial share

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:37 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 29.0377 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006319 · doc4.xml · nonDerivative · entry 5

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 465.1633

Read SEC document
January 10, 2019 Filed Feb 1, 2019 02:37 UTC
SPROWLS ROBERT JPresident & CEO
Disposition to issuerCommon Shares 0.9108 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006319 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,553.8335

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.