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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
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535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2019 Filed Mar 14, 2019 00:20 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 1,982.6379 $71.61 $141,976.70
Disclosure

SEC source: 0001209191-19-019288 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,443.4754

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:33 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 500 $71.02 $35,510.00
Disclosure

SEC source: 0001209191-19-017272 · doc4.xml · nonDerivative · entry 4

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,139.469

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:33 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 73 $70.99 $5,182.27
Disclosure

SEC source: 0001209191-19-017272 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,639.469

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:33 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 100 $71.00 $7,100.00
Disclosure

SEC source: 0001209191-19-017272 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,712.469

Read SEC document
March 05, 2019 Filed Mar 6, 2019 19:30 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 4,255.3191 $70.50 $300,000.00
Disclosure

SEC source: 0001209191-19-017267 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,933.5734

F2 · shares: Updated 401k

Read SEC document
March 05, 2019 Filed Mar 14, 2019 00:28 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 371.0237 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019298 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,526.6547

F2 · shares: Updated DRIP

Read SEC document
March 05, 2019 Filed Mar 14, 2019 00:22 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 110.145 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,430.0201

F2 · shares: Updated DRIP

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:10 UTC
Rowley Paul JVP OF OPERATIONS
SaleCommon Shares 346 $71.25 $24,652.50
Disclosure

SEC source: 0001209191-19-017044 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376.1355

Read SEC document
March 01, 2019 Filed Mar 2, 2019 00:47 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $71.05 $21,315.00
Disclosure

SEC source: 0001209191-19-015239 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511.1518

Read SEC document
March 01, 2019 Filed Mar 2, 2019 00:47 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 6.615 $70.51 $466.42
Disclosure

SEC source: 0001209191-19-015239 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811.1518

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 2, 2019 01:02 UTC SaleCommon Shares 3,049 $70.40 $214,649.60
Disclosure

SEC source: 0001209191-19-015260 · doc4.xml · nonDerivative · entry 4

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,031.5415

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:10 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 5.9157 $70.51 $417.12
Disclosure

SEC source: 0001209191-19-017044 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722.1355

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 6, 2019 19:33 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 6.6156 $70.51 $466.47
Disclosure

SEC source: 0001209191-19-017272 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,812.469

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 6, 2019 19:30 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 9.1884 $70.51 $647.87
Disclosure

SEC source: 0001209191-19-017267 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,067.2574

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:28 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 35.0425 $70.51 $2,470.85
Disclosure

SEC source: 0001209191-19-019298 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,155.631

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:29 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 6.0714 $70.51 $428.09
Disclosure

SEC source: 0001209191-19-019301 · doc4.xml · nonDerivative · entry 1

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,382.3392

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:25 UTC
FARROW GLADYSVice President
GrantCommon Shares 6.2657 $70.51 $441.79
Disclosure

SEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133.917

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:26 UTC GrantCommon Shares 6.3814 $70.51 $449.95
Disclosure

SEC source: 0001209191-19-019294 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,740.7297

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:24 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 6.732 $70.51 $474.67
Disclosure

SEC source: 0001209191-19-019292 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811.2688

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:23 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 6.732 $70.51 $474.67
Disclosure

SEC source: 0001209191-19-019291 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811.2688

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:22 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 8.2571 $70.51 $582.21
Disclosure

SEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,319.8751

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Mar 14, 2019 00:20 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 4.9658 $70.51 $350.14
Disclosure

SEC source: 0001209191-19-019288 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,460.8375

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
March 01, 2019 Filed Jan 31, 2020 01:57 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 1.8321 $70.51 $129.18
Disclosure

SEC source: 0001209191-20-005710 · doc4.xml · nonDerivative · entry 1

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984.9571

F1 · shares: DER Units credited on 03/1/2019 as dividend at FMV

Read SEC document
February 28, 2019 Filed Mar 1, 2019 00:29 UTC
Cotton, III James CSenior Vice President
SaleCommon Shares 585 $71.16 $41,628.60
Disclosure

SEC source: 0001209191-19-014782 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,804.5368

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:01 UTC SaleCommon Shares 500 $71.18 $35,590.00
Disclosure

SEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 8

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802.9201

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:01 UTC SaleCommon Shares 1,000 $71.20 $71,200.00
Disclosure

SEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 7

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,302.9201

Read SEC document
February 26, 2019 Filed Feb 26, 2019 23:53 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 600 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-19-013776 · doc4.xml · derivative · entry 6

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 600 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2019 Filed Feb 26, 2019 23:53 UTC
TANG EVA GSr. Vice President & CFO
SaleCommon Shares 600 $71.94 $43,164.00
Disclosure

SEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,311.618

Read SEC document
February 26, 2019 Filed Feb 26, 2019 23:53 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionCommon Shares 600 $16.68 $10,008.00
Disclosure

SEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,911.618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:53 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 600 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-19-013776 · doc4.xml · derivative · entry 5

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 600 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:53 UTC
TANG EVA GSr. Vice President & CFO
SaleCommon Shares 600 $71.00 $42,600.00
Disclosure

SEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,311.618

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:53 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionCommon Shares 600 $16.68 $10,008.00
Disclosure

SEC source: 0001209191-19-013776 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,911.618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Mar 2, 2019 01:02 UTC GrantCommon Shares 11.845 $69.64 $824.89
Disclosure

SEC source: 0001209191-19-015260 · doc4.xml · nonDerivative · entry 3

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,080.5415

F3 · shares: DER Units credited on 02/15/2019 as dividend at FMV

Read SEC document
February 15, 2019 Filed Mar 1, 2019 17:01 UTC GrantCommon Shares 72.4259 $69.64 $5,043.74
Disclosure

SEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 6

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,302.9201

F6 · shares: DER Units credited on 02/15/2019 as dividend at FMV

Read SEC document
February 15, 2019 Filed Apr 8, 2019 17:38 UTC
ROSS LLOYD EDirector
GrantCommon Shares 74.2837 $69.64 $5,173.12
Disclosure

SEC source: 0001209191-19-023938 · doc4.xml · nonDerivative · entry 2

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,405.3655

F2 · shares: DER Units credited on 02/15/2019 as dividend at FMV

Read SEC document
February 15, 2019 Filed May 15, 2019 23:36 UTC GrantCommon Shares 69.8372 $69.64 $4,863.46
Disclosure

SEC source: 0001209191-19-030181 · doc4.xml · nonDerivative · entry 2

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,332.1743

Read SEC document
February 12, 2019 Filed Feb 15, 2019 18:27 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 600 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-19-010499 · doc4.xml · derivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 600 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 15, 2019 18:27 UTC
TANG EVA GSr. Vice President & CFO
SaleCommon Shares 600 $70.25 $42,150.00
Disclosure

SEC source: 0001209191-19-010499 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,311.618

Read SEC document
February 12, 2019 Filed Feb 15, 2019 18:27 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionCommon Shares 600 $16.68 $10,008.00
Disclosure

SEC source: 0001209191-19-010499 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,911.618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Apr 8, 2019 17:38 UTC
ROSS LLOYD EDirector
GrantCommon Shares 553.701 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023938 · doc4.xml · nonDerivative · entry 1

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,331.0818

F1 · shares: Updated Drip from Schwab Account

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:44 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 105.2111 $67.21 $7,071.24
Disclosure

SEC source: 0001209191-19-008255 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,805.8534

F3 · shares: 105.2111 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:44 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 207.0046 $67.21 $13,912.78
Disclosure

SEC source: 0001209191-19-008255 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,911.0645

F2 · shares: 207.0046 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:44 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 153.5667 $67.21 $10,321.22
Disclosure

SEC source: 0001209191-19-008255 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,118.0691

F1 · shares: 153.5667 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:46 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 135.8823 $67.21 $9,132.65
Disclosure

SEC source: 0001209191-19-008258 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,311.618

F3 · shares: 135.8823 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:46 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 189.6258 $67.21 $12,744.75
Disclosure

SEC source: 0001209191-19-008258 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,447.5003

F2 · shares: 189.6258 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:46 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 214.2549 $67.21 $14,400.07
Disclosure

SEC source: 0001209191-19-008258 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,637.1261

F1 · shares: 214.2549 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:41 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 479.9345 $67.21 $32,256.40
Disclosure

SEC source: 0001209191-19-008252 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,120.5885

F3 · shares: 479.9345 shares withheld to satisfy liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:41 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 560.4391 $67.21 $37,667.11
Disclosure

SEC source: 0001209191-19-008252 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,600.523

F2 · shares: 560.4391 shares withheld to satisfy liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:41 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 562.8714 $67.21 $37,830.59
Disclosure

SEC source: 0001209191-19-008252 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,160.9621

F1 · shares: 562.8714 shares withheld to satisfy liability.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:39 UTC Tax withholdingCommon Shares 105.2111 $67.21 $7,071.24
Disclosure

SEC source: 0001209191-19-008249 · doc4.xml · nonDerivative · entry 3

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,734.3483

F3 · shares: 105.2111 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.