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AWR

AMERICAN STATES WATER CO

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Tapewire entity
4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2023 Filed Feb 15, 2023 01:06 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 52.8302 $92.54 $4,888.91
Disclosure

SEC source: 0001209191-23-009552 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,590.6401

F3 · shares: 52.8302 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:06 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 86.6305 $92.54 $8,016.79
Disclosure

SEC source: 0001209191-23-009552 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,643.4703

F2 · shares: 86.6305 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:06 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 60.0691 $92.54 $5,558.79
Disclosure

SEC source: 0001209191-23-009552 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,730.1008

F1 · shares: 60.0691 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:03 UTC
Schickling David RVice President Water Operation
Tax withholdingCommon Sharesd 11.6431 $92.54 $1,077.45
Disclosure

SEC source: 0001209191-23-009546 · doc4.xml · nonDerivative · entry 3

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971.4432

F3 · shares: 11.6431 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:03 UTC
Schickling David RVice President Water Operation
Tax withholdingCommon Shares 13.9278 $92.54 $1,288.88
Disclosure

SEC source: 0001209191-23-009546 · doc4.xml · nonDerivative · entry 2

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983.0863

F2 · shares: 13.9278 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:03 UTC
Schickling David RVice President Water Operation
Tax withholdingCommon Shares 12.9835 $92.54 $1,201.49
Disclosure

SEC source: 0001209191-23-009546 · doc4.xml · nonDerivative · entry 1

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997.0141

F1 · shares: 12.9835 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:02 UTC
Miller Susan P.Vice President
Tax withholdingCommon Shares 15.1011 $92.54 $1,397.46
Disclosure

SEC source: 0001209191-23-009541 · doc4.xml · nonDerivative · entry 3

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801.866

F3 · shares: 15.1011 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:02 UTC
Miller Susan P.Vice President
Tax withholdingCommon Shares 18.1355 $92.54 $1,678.26
Disclosure

SEC source: 0001209191-23-009541 · doc4.xml · nonDerivative · entry 2

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816.9671

F2 · shares: -18.1355 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:02 UTC
Miller Susan P.Vice President
Tax withholdingCommon Shares 16.9692 $92.54 $1,570.33
Disclosure

SEC source: 0001209191-23-009541 · doc4.xml · nonDerivative · entry 1

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835.1026

F1 · shares: 16.9692 shares withheld to satisfy tax liability.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 01:49 UTC
Schickling David RVice President Water Operation
Disposition to issuerCommon Shares 0.8892 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 3

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481.9976

F3 · shares: Adjustment due to partial share

Read SEC document
February 08, 2023 Filed Feb 10, 2023 01:49 UTC
Schickling David RVice President Water Operation
Disposition to issuerCommon Shares 7.4932 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 2

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 236.4389

F2 · shares: Updated 401k Information

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:57 UTC
FARROW GLADYSVice President
GrantCommon Shares 528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 5

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,790.1699

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:52 UTC
Kubiak PatrickVP of Asset Management
GrantCommon Shares 528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008190 · doc4.xml · nonDerivative · entry 4

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591.3919

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:51 UTC GrantCommon Shares 765 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 4

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476.4277

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:49 UTC
Schickling David RVice President Water Operation
GrantCommon Shares 528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 4

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009.9976

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:48 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Shares 528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 5

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470.0955

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 7

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,892.2578

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 4,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 9

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,215.1793

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 734 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 8

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,348.8617

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:42 UTC
Miller Susan P.Vice President
GrantCommon Shares 528 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008183 · doc4.xml · nonDerivative · entry 3

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,852.0718

Read SEC document
February 07, 2023 Filed Feb 10, 2023 01:39 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 734 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008182 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,932.872

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:57 UTC
FARROW GLADYSVice President
Disposition to issuerCommon Shares 2.5232 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,262.1699

F4 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:52 UTC
Kubiak PatrickVP of Asset Management
Disposition to issuerCommon Shares 2.7234 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008190 · doc4.xml · nonDerivative · entry 3

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063.3919

F3 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:48 UTC
Pierotti JonVice President Reg Affairs
Disposition to issuerCommon Shares 14.81 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 4

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 286.3676

F4 · shares: Updated 401k Information

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Disposition to issuerCommon Shares 92.74 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 6

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,278.91

F6 · shares: Updated 401k Information

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Disposition to issuerCommon Shares 1.5131 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 5

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364.2578

F5 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 6.9083 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 8

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 487.3078

F6 · shares: Updated 401k Information

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
Disposition to issuerCommon Shares 2.834 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 7

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,861.1793

F5 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 116.3826 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 7

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 8,288.1939

F6 · shares: Updated 401k Information

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
Disposition to issuerCommon Shares 2.1791 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 6

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,614.8617

F5 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:39 UTC
Rowley Paul JSVP OF OPERATIONS
Disposition to issuerCommon Shares 226.34 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008182 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 3,515.8038

F2 · shares: Updated 401k Information

Read SEC document
February 02, 2023 Filed Feb 10, 2023 01:39 UTC
Rowley Paul JSVP OF OPERATIONS
Disposition to issuerCommon Shares 2.1181 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008182 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198.872

F1 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed Apr 27, 2023 17:54 UTC
Anderson Sarah JFormer Director
Disposition to issuerCommon Shares 1.9271 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025784 · doc4.xml · nonDerivative · entry 1

Anderson Sarah J · CIK 0001505076 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,794

F1 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed May 24, 2023 23:16 UTC Disposition to issuerCommon Shares 1.9271 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032011 · doc4.xml · nonDerivative · entry 1

Levin Carl James · CIK 0001812452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,136

F1 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed May 24, 2023 23:11 UTC Disposition to issuerCommon Shares 1.9271 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032009 · doc4.xml · nonDerivative · entry 1

Hopkins Mary Ann · CIK 0001777981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,082

F1 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed May 24, 2023 23:10 UTC Disposition to issuerCommon Shares 0.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032008 · doc4.xml · nonDerivative · entry 3

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,512.4951

F3 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed May 24, 2023 23:07 UTC Disposition to issuerCommon Shares 1.9271 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032006 · doc4.xml · nonDerivative · entry 1

FIELDER JOHN R · CIK 0001182352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,217

F1 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed May 24, 2023 22:50 UTC Disposition to issuerCommon Shares 1.9271 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031990 · doc4.xml · nonDerivative · entry 1

DAVIS STEVEN D · CIK 0001254882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,026

F1 · shares: Adjustment due to partial share

Read SEC document
February 02, 2023 Filed May 24, 2023 22:46 UTC Disposition to issuerCommon Shares 0.474 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031988 · doc4.xml · nonDerivative · entry 3

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,777.3752

F3 · shares: Adjustment due to partial share

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:02 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 6.3884 $96.84 $618.65
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200.9901

F4 · shares: 6.3884 shares withheld to satisfy tax liability.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:02 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 18.4741 $96.84 $1,789.03
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207.3785

Read SEC document
December 05, 2022 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 516.4333 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 6

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,864.0133

F2 · shares: Updated DRIP

Read SEC document
December 01, 2022 Filed Feb 12, 2022 00:28 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
GrantCommon Shares 5.4833 $94.10 $515.98
Disclosure

SEC source: 0001209191-22-009025 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798.7605

F1 · shares: DER units credited on 12/01/2021 as dividend at FMV

Read SEC document
December 01, 2022 Filed Dec 13, 2022 23:02 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 5.3157 $98.68 $524.55
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188.9044

F3 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:57 UTC
FARROW GLADYSVice President
GrantCommon Shares 4.93 $98.68 $486.49
Disclosure

SEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,264.6931

F3 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:51 UTC GrantCommon Shares 2.8543 $98.68 $281.66
Disclosure

SEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 3

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711.4277

F3 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:49 UTC
Schickling David RVice President Water Operation
GrantCommon Shares 1.5706 $98.68 $154.99
Disclosure

SEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 1

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482.8868

F1 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:48 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Shares 2.1192 $98.68 $209.12
Disclosure

SEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 3

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942.0955

F3 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 4.2635 $98.68 $420.72
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 4

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365.7709

F4 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 32.5465 $98.68 $3,211.69
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 5

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,347.58

F4 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.