Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Vice President Water Operation | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Indirect401k | 279.1985 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 14.2532 · Balance 279.1985 F1: Updated 401k |
| Common SharesSEC Table I · non-derivative | Direct | 3,238.5699 |
Ending reported balance
After 2026-03-13 transaction · row 8
7 source rows · reconciled sequenceRow 2 · 2026-03-05 · Disposition to issuer · Disposed 1.6752 · Balance 2,248.1385 F2: Adjustment due to partial shares Row 3 · 2026-03-05 · Grant · Acquired 8.213 · Balance 2,256.3515 F3: Der units credited on 03/05/2026 at FMV Row 4 · 2026-03-12 · Grant · Acquired 770 · Balance 3,026.3515 Row 5 · 2026-03-12 · Grant · Acquired 630.325 · Balance 3,656.6765 Row 6 · 2026-03-13 · Tax withholding · Disposed 259.568 · Balance 3,397.1085 F4: 259.5680 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 81.4483 · Balance 3,315.6602 F5: 81.4483 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 77.0903 · Balance 3,238.5699 F6: 77.0903 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Updated 401k
F2: Adjustment due to partial shares
F3: Der units credited on 03/05/2026 at FMV
F4: 259.5680 shares withheld to satisfy tax liability
F5: 81.4483 shares withheld to satisfy tax liability
F6: 77.0903 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 77.0903 | $74.44 | $5,738.60 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 8 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,238.5699 F6 · shares: 77.0903 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 81.4483 | $74.44 | $6,063.01 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 7 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,315.6602 F5 · shares: 81.4483 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 259.568 | $74.44 | $19,322.24 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 6 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,397.1085 F4 · shares: 259.5680 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 630.325 | $74.44 | $46,921.39 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 5 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,656.6765 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 4 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,026.3515 Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.213 | $75.46 | $619.75 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,256.3515 F3 · shares: Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.6752 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,248.1385 F2 · shares: Adjustment due to partial shares Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:16 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.2532 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000037 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 279.1985 F1 · shares: Updated 401k Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 61.9286 | $74.88 | $4,637.21 |
DisclosureSEC source: 0001056903-26-000017 · form4.xml · nonDerivative · entry 4 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,249.8137 F4 · shares: 61.9286 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2025 Filed Feb 20, 2026 22:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.7637 | $72.89 | $711.68 |
DisclosureSEC source: 0001056903-26-000017 · form4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,311.7423 F3 · shares: DER units credited on 12/02/2025 at FMV Read SEC document |
| September 03, 2025 Filed Feb 20, 2026 22:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.6141 | $73.52 | $706.83 |
DisclosureSEC source: 0001056903-26-000017 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,301.9786 F2 · shares: DER units credited on 09/03/2025 at FMV Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 17:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 26.1716 | $76.21 | $1,994.54 |
DisclosureSEC source: 0001567619-25-000401 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,284.0908 F2 · shares: 26.1716 shares withheld to satisfy tax liability Read SEC document |
| June 03, 2025 Filed Aug 14, 2025 17:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.7052 | $78.44 | $682.84 |
DisclosureSEC source: 0001567619-25-000401 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,310.2624 F1 · shares: Der units credited on 06/03/2025 at FMV Read SEC document |
| June 03, 2025 Filed Feb 20, 2026 22:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.2737 | $78.44 | $648.99 |
DisclosureSEC source: 0001056903-26-000017 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,292.3644 F1 · shares: DER units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 101.11 | $78.01 | $7,887.59 |
DisclosureSEC source: 0001567619-25-000230 · form4.xml · nonDerivative · entry 5 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,301.55 F3 · shares: 101.11 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 132.65 | $78.01 | $10,348.03 |
DisclosureSEC source: 0001567619-25-000230 · form4.xml · nonDerivative · entry 4 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,402.67 F2 · shares: 132.65 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 322.91 | $78.01 | $25,190.21 |
DisclosureSEC source: 0001567619-25-000230 · form4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,535.32 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000230 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,212.41 Read SEC document |
| March 03, 2025 Filed Mar 18, 2025 00:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.53 | $78.13 | $432.06 |
DisclosureSEC source: 0001567619-25-000230 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,506.41 F1 · shares: Der units credited on 03/31/2025 at FMV Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 12.6 | $73.53 | $926.48 |
DisclosureSEC source: 0001567619-25-000116 · form4.xml · nonDerivative · entry 6 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500.88 F6 · shares: 12.60 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 74.67 | $73.53 | $5,490.49 |
DisclosureSEC source: 0001567619-25-000116 · form4.xml · nonDerivative · entry 5 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,513.48 F5 · shares: 74.67 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000116 · form4.xml · nonDerivative · entry 4 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 264.94 F4 · shares: Updated 401k Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000116 · form4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,588.16 F3 · shares: Adjustment due to partial share Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 00:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.55 | $85.77 | $561.79 |
DisclosureSEC source: 0001567619-25-000116 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,589.99 F2 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 00:57 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.87 | $81.25 | $558.19 |
DisclosureSEC source: 0001567619-25-000116 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,583.44 F1 · shares: Der units credited on 09/03/2024 at FMV Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 22:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 24.7553 | $80.88 | $2,002.21 |
DisclosureSEC source: 0001056903-24-000049 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,576.5726 F2 · shares: 24.7553 shares withheld to satisfy tax liability. Read SEC document |
| June 03, 2024 Filed Aug 13, 2024 22:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 7.427 | $73.07 | $542.69 |
DisclosureSEC source: 0001056903-24-000049 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,601.3279 F1 · shares: Der units credited on 06/03/2024 at FMV Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 22:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000024 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,593.9009 Read SEC document |
| March 01, 2024 Filed Mar 15, 2024 22:25 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 3.277 | $71.64 | $234.76 |
DisclosureSEC source: 0001056903-24-000024 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 864.9009 F1 · shares: Der units credited on 03/01/2024 at FMV Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 14.7028 | $75.11 | $1,104.33 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 7 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 861.6239 F7 · shares: 14.7028 shares withheld to satosfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 11.9294 | $75.11 | $896.02 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 6 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 876.3267 F6 · shares: 11.9294 shares withheld to satosfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 72.8031 | $75.11 | $5,468.24 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 5 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 888.2561 F5 · shares: 72.8031 shares withheld to satosfy tax liability Read SEC document |
| January 16, 2024 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 14.2532 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 4 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Indirect · 401(k) Disclosed balance after: 250.6921 F4 · shares: Updated 401k Read SEC document |
| January 16, 2024 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 2.3793 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 961.0592 F3 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2023 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 4.0665 | $81.26 | $330.44 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 963.4385 F2 · shares: Der units credited on 12/01/2023 at FMV Read SEC document |
| September 01, 2023 Filed Feb 13, 2024 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 3.9106 | $84.07 | $328.76 |
DisclosureSEC source: 0001056903-24-000006 · form4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959.372 F1 · shares: Der units credited on 09/01/2023 at FMV Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 23:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 23.4647 | $88.22 | $2,070.06 |
DisclosureSEC source: 0001209191-23-045719 · doc4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 955.4615 F3 · shares: 23.4647 shares withheld to satisfy tax liability. Read SEC document |
| June 01, 2023 Filed Aug 14, 2023 23:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.71 | $88.79 | $329.41 |
DisclosureSEC source: 0001209191-23-045719 · doc4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 978.9262 F2 · shares: DER Units credited on 06/01/2023 as dividend at FMV Read SEC document |
| March 01, 2023 Filed Aug 14, 2023 23:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.773 | $86.91 | $327.91 |
DisclosureSEC source: 0001209191-23-045719 · doc4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975.2162 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Sharesd | 11.6431 | $92.54 | $1,077.45 |
DisclosureSEC source: 0001209191-23-009546 · doc4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971.4432 F3 · shares: 11.6431 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 13.9278 | $92.54 | $1,288.88 |
DisclosureSEC source: 0001209191-23-009546 · doc4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983.0863 F2 · shares: 13.9278 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 12.9835 | $92.54 | $1,201.49 |
DisclosureSEC source: 0001209191-23-009546 · doc4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997.0141 F1 · shares: 12.9835 shares withheld to satisfy tax liability. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.8892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481.9976 F3 · shares: Adjustment due to partial share Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 7.4932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 236.4389 F2 · shares: Updated 401k Information Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 4 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009.9976 Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.5706 | $98.68 | $154.99 |
DisclosureSEC source: 0001209191-23-008188 · doc4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482.8868 F1 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 22:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 4.6987 | $89.77 | $421.80 |
DisclosureSEC source: 0001209191-22-056428 · doc4.xml · nonDerivative · entry 3 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412.3162 F2 · shares: 4.6987 shares withheld to satisfy tax liability. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 22:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.5879 | $89.77 | $1,219.79 |
DisclosureSEC source: 0001209191-22-056428 · doc4.xml · nonDerivative · entry 2 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417.0149 Read SEC document |
| September 01, 2022 Filed Nov 10, 2022 22:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1.8412 | $8.78 | $16.17 |
DisclosureSEC source: 0001209191-22-056428 · doc4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403.427 F1 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| July 23, 2022 Filed Jul 25, 2022 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043148 · doc4.xml · nonDerivative · entry 1 Schickling David R · CIK 0001938330 · Vice President Water Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401.5858 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.