Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Vice President Reg Affairs | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Indirect401k | 369.1676 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 31.81 · Balance 369.1676 F1: Updated 401k |
| Common SharesSEC Table I · non-derivative | Direct | 3,698.5542 |
Ending reported balance
After 2026-03-13 transaction · row 8
7 source rows · reconciled sequenceRow 2 · 2026-03-05 · Disposition to issuer · Disposed 3.0471 · Balance 2,752.1476 F2: Adjustment due to partial shares Row 3 · 2026-03-05 · Grant · Acquired 8.213 · Balance 2,760.3606 F3: Der units credited on 03/05/2026 at FMV Row 4 · 2026-03-12 · Grant · Acquired 770 · Balance 3,530.3606 Row 5 · 2026-03-12 · Grant · Acquired 630.325 · Balance 4,160.6856 Row 6 · 2026-03-13 · Tax withholding · Disposed 259.568 · Balance 3,901.1176 F4: 259.5680 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 104.0658 · Balance 3,797.0518 F5: 259.5680 shares withheld to satisfy tax liability Row 8 · 2026-03-13 · Tax withholding · Disposed 98.4976 · Balance 3,698.5542 F6: 98.4976 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Updated 401k
F2: Adjustment due to partial shares
F3: Der units credited on 03/05/2026 at FMV
F4: 259.5680 shares withheld to satisfy tax liability
F5: 259.5680 shares withheld to satisfy tax liability
F6: 98.4976 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 98.4976 | $74.44 | $7,332.16 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 8 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,698.5542 F6 · shares: 98.4976 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 104.0658 | $74.44 | $7,746.66 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 7 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,797.0518 F5 · shares: 259.5680 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 259.568 | $74.44 | $19,322.24 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 6 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,901.1176 F4 · shares: 259.5680 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 630.325 | $74.44 | $46,921.39 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 5 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,160.6856 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 4 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,530.3606 Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.213 | $75.46 | $619.75 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,760.3606 F3 · shares: Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 3.0471 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,752.1476 F2 · shares: Adjustment due to partial shares Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 31.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000045 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 369.1676 F1 · shares: Updated 401k Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 79.1255 | $74.88 | $5,924.92 |
DisclosureSEC source: 0001056903-26-000013 · form4.xml · nonDerivative · entry 4 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,755.1947 F4 · shares: 79.1255 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2025 Filed Feb 20, 2026 22:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.7637 | $72.89 | $711.68 |
DisclosureSEC source: 0001056903-26-000013 · form4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,834.3202 F3 · shares: DER units credited on 12/02/2025 at FMV Read SEC document |
| September 03, 2025 Filed Feb 20, 2026 22:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.6141 | $73.52 | $706.83 |
DisclosureSEC source: 0001056903-26-000013 · form4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,824.5565 F2 · shares: DER units credited on 09/03/2025 at FMV Read SEC document |
| June 03, 2025 Filed Feb 20, 2026 22:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.2737 | $78.44 | $648.99 |
DisclosureSEC source: 0001056903-26-000013 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,814.9423 F1 · shares: DER units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 101.11 | $78.01 | $7,887.59 |
DisclosureSEC source: 0001567619-25-000227 · form4.xml · nonDerivative · entry 6 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,806.66 F4 · shares: 101.11 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 222.39 | $78.01 | $17,348.64 |
DisclosureSEC source: 0001567619-25-000227 · form4.xml · nonDerivative · entry 5 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,907.78 F3 · shares: 222.39 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 49.91 | $78.01 | $3,893.48 |
DisclosureSEC source: 0001567619-25-000227 · form4.xml · nonDerivative · entry 4 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,130.18 F2 · shares: 49.91 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 541.37 | $78.01 | $42,232.27 |
DisclosureSEC source: 0001567619-25-000227 · form4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,180.1 Read SEC document |
| March 13, 2025 Filed Mar 18, 2025 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000227 · form4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,638.72 Read SEC document |
| March 03, 2025 Filed Mar 18, 2025 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.25 | $78.13 | $488.31 |
DisclosureSEC source: 0001567619-25-000227 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,932.72 F1 · shares: Der Units Credited on 03/03/2025 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 12.6 | $73.53 | $926.48 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 7 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,926.46 F7 · shares: 12.60 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 74.67 | $73.53 | $5,490.49 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 6 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,939.07 F6 · shares: 74.67 shares withheld to satisfy tax liability Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 28.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 5 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Indirect · 401k Disclosed balance after: 337.35 F5 · shares: Updated 401k Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 4 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,013.75 F4 · shares: Adjustment due to partial share Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.81 | $85.77 | $584.09 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,014.98 F3 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.15 | $81.25 | $580.94 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,008.17 F2 · shares: Der units credited on 09/03/2024 at FMV Read SEC document |
| June 03, 2024 Filed Feb 12, 2025 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.3 | $73.07 | $533.41 |
DisclosureSEC source: 0001567619-25-000118 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,001.02 F1 · shares: Der units credited on 06/03/2024 at FMV Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 47.2333 | $71.79 | $3,390.88 |
DisclosureSEC source: 0001056903-24-000031 · form4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,993.7235 F2 · shares: 47.2333 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000031 · form4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,040.9568 Read SEC document |
| March 01, 2024 Filed Mar 16, 2024 00:37 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.7412 | $71.64 | $268.02 |
DisclosureSEC source: 0001056903-24-000031 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,311.9568 F1 · shares: Der units credited on 03/01/2024 at FMV Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 91.0049 | $75.11 | $6,835.38 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 9 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,231.9135 F9 · shares: 91.0049 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 11.9294 | $75.11 | $896.02 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 8 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,322.9184 F8 · shares: 11.9294 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Stocks | 72.8031 | $75.11 | $5,468.24 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 7 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,334.8478 F7 · shares: 72.8031 shares withheld to satisfy tax liability Read SEC document |
| February 09, 2024 Filed Feb 16, 2024 17:43 UTC Amendment | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 14.7028 | $75.11 | $1,104.33 |
DisclosureSEC source: 0001056903-24-000018 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,308.2156 F1 · shares: 14.7028 used to satisfy tax liability. Previous amount entered was incorrect. Read SEC document |
| January 16, 2024 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 22.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 6 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Indirect · 401(k) Disclosed balance after: 308.7184 F6 · shares: Updated 401(k) Read SEC document |
| January 16, 2024 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Stocks | 2.8373 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 5 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,407.6509 F5 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2023 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 4.5582 | $81.26 | $370.40 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 4 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,410.4882 F4 · shares: Der units credited on 12/01/2023 at FMV Read SEC document |
| September 01, 2023 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 4.3834 | $84.07 | $368.51 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,405.93 F3 · shares: Der units credited on 09/01/2023 at FMV Read SEC document |
| June 01, 2023 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 3.8196 | $88.79 | $339.14 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,401.5466 F2 · shares: Der units credited on 06/01/2023 at FMV Read SEC document |
| March 22, 2023 Filed Feb 14, 2024 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 7.8212 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,397.727 F1 · shares: Updated Schwab Account Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 46.0336 | $86.73 | $3,992.49 |
DisclosureSEC source: 0001209191-23-019508 · doc4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389.9058 F2 · shares: 46.0336 shares withheld to satisfy tax liability. Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 15:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.3984 | $86.91 | $382.26 |
DisclosureSEC source: 0001209191-23-019508 · doc4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435.9394 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 11.6431 | $92.54 | $1,077.45 |
DisclosureSEC source: 0001209191-23-009559 · doc4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431.5411 F3 · shares: 11.6431 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 13.9278 | $92.54 | $1,288.88 |
DisclosureSEC source: 0001209191-23-009559 · doc4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443.1842 F2 · shares: 13.9278 shares withheld to satisfy tax liability. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 12.9835 | $92.54 | $1,201.49 |
DisclosureSEC source: 0001209191-23-009559 · doc4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457.112 F1 · shares: 12.9835 shares withheld to satisfy tax liability. Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 5 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470.0955 Read SEC document |
| February 02, 2023 Filed Feb 10, 2023 01:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 14.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 4 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 286.3676 F4 · shares: Updated 401k Information Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.1192 | $98.68 | $209.12 |
DisclosureSEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 3 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942.0955 F3 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| September 01, 2022 Filed Feb 10, 2023 01:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.4843 | $83.78 | $208.13 |
DisclosureSEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 2 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939.9763 F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| June 01, 2022 Filed Feb 10, 2023 01:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.3963 | $79.39 | $190.24 |
DisclosureSEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937.492 F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018811 · doc4.xml · nonDerivative · entry 1 Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521.2105 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.