Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | SVP of ASUS | March 12, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 12, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 6,103.4493 |
Ending reported balance
After 2026-03-13 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2026-03-05 · Disposition to issuer · Disposed 3.25 · Balance 3,938.6607 F1: Adjustment due to partial shares Row 2 · 2026-03-05 · Grant · Acquired 11.9265 · Balance 3,950.5872 F2: 11.9265 Der units credited on 03/05/2026 at FMV Row 3 · 2026-03-12 · Grant · Acquired 1,124 · Balance 5,074.5872 Row 4 · 2026-03-12 · Grant · Acquired 1,664.7044 · Balance 6,739.2916 Row 5 · 2026-03-13 · Tax withholding · Disposed 424.1398 · Balance 6,315.1518 F3: 424.1398 shares withheld to satisfy tax liability Row 6 · 2026-03-13 · Tax withholding · Disposed 108.5382 · Balance 6,206.6136 F4: 108.5382 shares withheld to satisfy tax liability Row 7 · 2026-03-13 · Tax withholding · Disposed 103.1643 · Balance 6,103.4493 F5: 103.1643 shares withheld to satisfy tax liability |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial shares
F2: 11.9265 Der units credited on 03/05/2026 at FMV
F3: 424.1398 shares withheld to satisfy tax liability
F4: 108.5382 shares withheld to satisfy tax liability
F5: 103.1643 shares withheld to satisfy tax liability
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 103.1643 | $74.44 | $7,679.55 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 7 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,103.4493 F5 · shares: 103.1643 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 108.5382 | $74.44 | $8,079.58 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 6 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,206.6136 F4 · shares: 108.5382 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 424.1398 | $74.44 | $31,572.97 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 5 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,315.1518 F3 · shares: 424.1398 shares withheld to satisfy tax liability Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,664.7044 | $74.44 | $123,920.60 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 4 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,739.2916 Read SEC document |
| March 12, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,074.5872 Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.9265 | $75.46 | $899.97 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,950.5872 F2 · shares: 11.9265 Der units credited on 03/05/2026 at FMV Read SEC document |
| March 05, 2026 Filed Mar 17, 2026 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 3.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000046 · form4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,938.6607 F1 · shares: Adjustment due to partial shares Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 22:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 82.5435 | $74.88 | $6,180.86 |
DisclosureSEC source: 0001056903-26-000004 · form4.xml · nonDerivative · entry 4 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,941.9107 F4 · shares: 82.5435 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2025 Filed Feb 20, 2026 22:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.1739 | $72.89 | $1,033.14 |
DisclosureSEC source: 0001056903-26-000004 · form4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,024.4542 F3 · shares: Der units credited on 12/02/2025 at FMV Read SEC document |
| September 03, 2025 Filed Feb 20, 2026 22:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.9568 | $73.52 | $1,026.10 |
DisclosureSEC source: 0001056903-26-000004 · form4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,010.2803 F2 · shares: Der units credited on 09/03/2025 at FMV Read SEC document |
| June 03, 2025 Filed Feb 20, 2026 22:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.0108 | $78.44 | $942.13 |
DisclosureSEC source: 0001056903-26-000004 · form4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,996.3235 F1 · shares: Der units credited on 06/03/2025 at FMV Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 105.72 | $78.01 | $8,247.22 |
DisclosureSEC source: 0001567619-25-000221 · form4.xml · nonDerivative · entry 6 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,984.31 F4 · shares: 105.72 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 292.2 | $78.01 | $22,794.52 |
DisclosureSEC source: 0001567619-25-000221 · form4.xml · nonDerivative · entry 5 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,090.03 F3 · shares: 292.20 shares withheld to satisfy tax liability Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 75.27 | $78.01 | $5,871.81 |
DisclosureSEC source: 0001567619-25-000221 · form4.xml · nonDerivative · entry 4 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,382.23 F2 · shares: 75.27 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,123.17 | $78.01 | $87,618.49 |
DisclosureSEC source: 0001567619-25-000221 · form4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,457.5 Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000221 · form4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,334.33 Read SEC document |
| March 03, 2025 Filed Mar 17, 2025 23:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.51 | $78.13 | $743.02 |
DisclosureSEC source: 0001567619-25-000221 · form4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,307.33 F1 · shares: Der Units Credited on 03/03/2025 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.77 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000110 · form4.xml · nonDerivative · entry 5 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,297.81 F5 · shares: Adjustment due to partial share Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 78.09 | $73.53 | $5,741.96 |
DisclosureSEC source: 0001567619-25-000110 · form4.xml · nonDerivative · entry 4 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,298.59 F4 · shares: 78.09 shares withheld to satisfy tax liability Read SEC document |
| December 02, 2024 Filed Feb 12, 2025 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 10.04 | $85.77 | $861.13 |
DisclosureSEC source: 0001567619-25-000110 · form4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,376.68 F3 · shares: Der units credited on 12/02/2024 at FMV Read SEC document |
| September 03, 2024 Filed Feb 12, 2025 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 10.54 | $81.25 | $856.38 |
DisclosureSEC source: 0001567619-25-000110 · form4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,366.64 F2 · shares: Der units credited on 09/03/2024 at FMV Read SEC document |
| June 03, 2024 Filed Feb 12, 2025 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 10.76 | $73.07 | $786.23 |
DisclosureSEC source: 0001567619-25-000110 · form4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,356.09 F1 · shares: Der units credited on 06/03/2024 at FMV Read SEC document |
| March 15, 2024 Filed Mar 16, 2024 00:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 71.3999 | $71.79 | $5,125.80 |
DisclosureSEC source: 0001056903-24-000030 · form4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,345.3275 F2 · shares: 71.3999 shares withheld to satisfy tax liability Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 00:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000030 · form4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,416.7274 Read SEC document |
| March 01, 2024 Filed Mar 16, 2024 00:34 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Stocks | 6.0538 | $71.64 | $433.69 |
DisclosureSEC source: 0001056903-24-000030 · form4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,360.7274 F1 · shares: Der units credited on 03/01/2024 at FMV Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 76.3185 | $75.11 | $5,732.28 |
DisclosureSEC source: 0001056903-24-000005 · form4.xml · nonDerivative · entry 5 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,354.6736 F5 · shares: 76.3185 shares withheld to satosfy tax liability Read SEC document |
| January 16, 2024 Filed Feb 13, 2024 22:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.9168 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000005 · form4.xml · nonDerivative · entry 4 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,430.9921 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2023 Filed Feb 13, 2024 22:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.6639 | $81.26 | $541.51 |
DisclosureSEC source: 0001056903-24-000005 · form4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,431.9089 F3 · shares: Der units credited on 12/01/2023 at FMV Read SEC document |
| September 01, 2023 Filed Feb 13, 2024 22:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.4084 | $84.07 | $538.75 |
DisclosureSEC source: 0001056903-24-000005 · form4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,425.2449 F2 · shares: Der units credited on 09/01/2023 at FMV Read SEC document |
| June 01, 2023 Filed Feb 13, 2024 22:48 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.5841 | $88.79 | $495.81 |
DisclosureSEC source: 0001056903-24-000005 · form4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,418.8365 F1 · shares: Der units credited on 06/01/2023 at FMV Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 16:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 69.9281 | $86.73 | $6,064.86 |
DisclosureSEC source: 0001209191-23-019513 · doc4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,413.2524 F2 · shares: 69.9281 shares withheld to satisfy tax liability. Read SEC document |
| March 01, 2023 Filed Mar 17, 2023 16:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.7527 | $86.91 | $586.88 |
DisclosureSEC source: 0001209191-23-019513 · doc4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483.1805 F1 · shares: DER units credited on 03/01/2023 as dividend at FMV Read SEC document |
| February 07, 2023 Filed Feb 10, 2023 01:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 4 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476.4277 Read SEC document |
| December 01, 2022 Filed Feb 10, 2023 01:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.8543 | $98.68 | $281.66 |
DisclosureSEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 3 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711.4277 F3 · shares: DER units credited on 12/01/2022 as dividend at FMV Read SEC document |
| September 01, 2022 Filed Feb 10, 2023 01:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.346 | $83.78 | $280.33 |
DisclosureSEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 2 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708.5735 F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV Read SEC document |
| June 01, 2022 Filed Feb 10, 2023 01:51 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.2275 | $79.39 | $256.23 |
DisclosureSEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705.2275 F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 20:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018794 · doc4.xml · nonDerivative · entry 1 Connor Christopher H · CIK 0001917262 · SVP of ASUS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.