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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2023 Filed May 24, 2023 22:50 UTC GrantCommon Shares 448.1793 $89.25 $40,000.00
Disclosure

SEC source: 0001209191-23-031990 · doc4.xml · nonDerivative · entry 2

DAVIS STEVEN D · CIK 0001254882 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,474.1793

Read SEC document
May 23, 2023 Filed May 24, 2023 22:46 UTC GrantCommon Shares 448.1793 $89.25 $40,000.00
Disclosure

SEC source: 0001209191-23-031988 · doc4.xml · nonDerivative · entry 6

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,253.9107

Read SEC document
May 23, 2023 Filed May 24, 2023 22:44 UTC GrantCommon Shares 448.1793 $89.25 $40,000.00
Disclosure

SEC source: 0001209191-23-031986 · doc4.xml · nonDerivative · entry 1

Ervin Roger M · CIK 0001975627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448.1793

Read SEC document
May 19, 2023 Filed May 24, 2023 23:10 UTC GrantCommon Shares 86.6878 $86.88 $7,531.44
Disclosure

SEC source: 0001209191-23-032008 · doc4.xml · nonDerivative · entry 5

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,679.6748

F5 · shares: DER Units credited on 05/19/2023 as dividend at FMV

Read SEC document
May 19, 2023 Filed May 24, 2023 22:46 UTC GrantCommon Shares 14.7035 $86.88 $1,277.44
Disclosure

SEC source: 0001209191-23-031988 · doc4.xml · nonDerivative · entry 5

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,805.7314

F5 · shares: DER Units credited on 05/19/2023 as dividend at FMV

Read SEC document
May 16, 2023 Filed May 17, 2023 16:03 UTC PurchaseCommon Shares 2,000 $89.99 $179,980.00
Disclosure

SEC source: 0001209191-23-030037 · doc4.xml · nonDerivative · entry 1

Eichelberger Thomas A. · CIK 0001967349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
April 26, 2023 Filed Apr 27, 2023 17:54 UTC
Anderson Sarah JFormer Director
SaleCommon Shares 11,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025784 · doc4.xml · nonDerivative · entry 2

Anderson Sarah J · CIK 0001505076 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
March 22, 2023 Filed Feb 14, 2024 01:09 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Stocks 7.8212 $0.00 $0.00
Disclosure

SEC source: 0001056903-24-000013 · form4.xml · nonDerivative · entry 1

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,397.727

F1 · shares: Updated Schwab Account

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:13 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 4,188.8705 $86.73 $363,300.74
Disclosure

SEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,827.521

F3 · shares: 4188.8705 shares withheld to satisfy tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:13 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 8,454.5672 $86.73 $733,264.61
Disclosure

SEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,016.3915

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:04 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 172.4101 $86.73 $14,953.13
Disclosure

SEC source: 0001209191-23-019515 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,846.2149

F2 · shares: 172.4101 shares withheld to satisfy tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:00 UTC Tax withholdingCommon Shares 69.9281 $86.73 $6,064.86
Disclosure

SEC source: 0001209191-23-019513 · doc4.xml · nonDerivative · entry 2

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413.2524

F2 · shares: 69.9281 shares withheld to satisfy tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:54 UTC
Pierotti JonVice President Reg Affairs
Tax withholdingCommon Shares 46.0336 $86.73 $3,992.49
Disclosure

SEC source: 0001209191-23-019508 · doc4.xml · nonDerivative · entry 2

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389.9058

F2 · shares: 46.0336 shares withheld to satisfy tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:52 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 183.6169 $86.73 $15,925.09
Disclosure

SEC source: 0001209191-23-019505 · doc4.xml · nonDerivative · entry 3

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,947.3219

F2 · shares: 183.6169 shares withheld to satisfy tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:52 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 450.262 $86.73 $39,051.22
Disclosure

SEC source: 0001209191-23-019505 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,130.9388

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:50 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 491.4832 $86.73 $42,626.34
Disclosure

SEC source: 0001209191-23-019501 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,183.2031

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:46 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 239.6501 $86.73 $20,784.85
Disclosure

SEC source: 0001209191-23-019498 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,432.8935

F2 · shares: 239.6501 shares withheld to satisfy tax liability.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:46 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 587.6659 $86.73 $50,968.26
Disclosure

SEC source: 0001209191-23-019498 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,672.5436

Read SEC document
March 03, 2023 Filed Mar 17, 2023 16:13 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 593.347 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,561.8243

F2 · shares: Updated DRIP

Read SEC document
March 01, 2023 Filed Mar 17, 2023 16:13 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 38.7749 $86.91 $3,369.93
Disclosure

SEC source: 0001209191-23-019519 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,968.4773

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Mar 17, 2023 16:04 UTC
FARROW GLADYSVice President
GrantCommon Shares 422.7812 $86.73 $36,667.81
Disclosure

SEC source: 0001209191-23-019515 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,018.625

Read SEC document
March 01, 2023 Filed Mar 17, 2023 16:04 UTC
FARROW GLADYSVice President
GrantCommon Shares 5.2036 $86.91 $452.24
Disclosure

SEC source: 0001209191-23-019515 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,595.8438

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Mar 17, 2023 16:00 UTC GrantCommon Shares 6.7527 $86.91 $586.88
Disclosure

SEC source: 0001209191-23-019513 · doc4.xml · nonDerivative · entry 1

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483.1805

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Mar 17, 2023 15:54 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Shares 4.3984 $86.91 $382.26
Disclosure

SEC source: 0001209191-23-019508 · doc4.xml · nonDerivative · entry 1

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435.9394

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Mar 17, 2023 15:52 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 4.848 $86.91 $421.34
Disclosure

SEC source: 0001209191-23-019505 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680.6768

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Mar 17, 2023 15:50 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 6.5543 $86.91 $569.63
Disclosure

SEC source: 0001209191-23-019501 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,691.7199

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Mar 17, 2023 15:46 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 7.144 $86.91 $620.89
Disclosure

SEC source: 0001209191-23-019498 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,084.8777

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Jun 8, 2023 18:40 UTC
Miller Susan P.Vice President
GrantCommon Shares 4.026 $86.91 $349.90
Disclosure

SEC source: 0001209191-23-035317 · doc4.xml · nonDerivative · entry 1

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,805.892

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Jun 8, 2023 18:37 UTC
Kubiak PatrickVP of Asset Management
GrantCommon Shares 5.2028 $86.91 $452.18
Disclosure

SEC source: 0001209191-23-035316 · doc4.xml · nonDerivative · entry 1

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,502.8384

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
March 01, 2023 Filed Aug 14, 2023 23:14 UTC
Schickling David RVice President Water Operation
GrantCommon Shares 3.773 $86.91 $327.91
Disclosure

SEC source: 0001209191-23-045719 · doc4.xml · nonDerivative · entry 1

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975.2162

F1 · shares: DER units credited on 03/01/2023 as dividend at FMV

Read SEC document
February 21, 2023 Filed May 24, 2023 23:10 UTC GrantCommon Shares 80.492 $93.17 $7,499.44
Disclosure

SEC source: 0001209191-23-032008 · doc4.xml · nonDerivative · entry 4

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,592.9871

F4 · shares: DER Units credited on 02/21/2023 as dividend at FMV

Read SEC document
February 21, 2023 Filed May 24, 2023 22:46 UTC GrantCommon Shares 13.6526 $93.17 $1,272.01
Disclosure

SEC source: 0001209191-23-031988 · doc4.xml · nonDerivative · entry 4

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,791.0279

F4 · shares: DER Units credited on 02/21/2023 as dividend at FMV

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:47 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 73.3993 $92.54 $6,792.37
Disclosure

SEC source: 0001209191-23-009573 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,077.7336

F3 · shares: 73.3993 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:47 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 114.3699 $92.54 $10,583.79
Disclosure

SEC source: 0001209191-23-009573 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,151.1329

F2 · shares: 114.3699 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:47 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 83.3589 $92.54 $7,714.03
Disclosure

SEC source: 0001209191-23-009573 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,265.5028

F1 · shares: 83.3589 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:58 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 417.2283 $92.54 $38,610.31
Disclosure

SEC source: 0001209191-23-009581 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,929.7023

F3 · shares: 417.2283 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:58 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 467.8267 $92.54 $43,292.68
Disclosure

SEC source: 0001209191-23-009581 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,346.9306

F2 · shares: 467.8267 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:58 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 400.422 $92.54 $37,055.05
Disclosure

SEC source: 0001209191-23-009581 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,814.7573

F1 · shares: 400.4220 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:40 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 92.8707 $92.54 $8,594.25
Disclosure

SEC source: 0001209191-23-009571 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685.1655

F3 · shares: 92.8707 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:40 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 78.8315 $92.54 $7,295.07
Disclosure

SEC source: 0001209191-23-009571 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,778.0362

F2 · shares: 78.8315 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:40 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 76.0043 $92.54 $7,033.44
Disclosure

SEC source: 0001209191-23-009571 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856.8677

F1 · shares: 76.0043 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:16 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 66.8451 $92.54 $6,185.85
Disclosure

SEC source: 0001209191-23-009565 · doc4.xml · nonDerivative · entry 3

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675.8288

F3 · shares: 66.8451 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:16 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 78.8315 $92.54 $7,295.07
Disclosure

SEC source: 0001209191-23-009565 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742.6739

F2 · shares: 78.8315 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:16 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 70.7524 $92.54 $6,547.43
Disclosure

SEC source: 0001209191-23-009565 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821.5054

F1 · shares: 70.7524 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:09 UTC
Pierotti JonVice President Reg Affairs
Tax withholdingCommon Shares 11.6431 $92.54 $1,077.45
Disclosure

SEC source: 0001209191-23-009559 · doc4.xml · nonDerivative · entry 3

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431.5411

F3 · shares: 11.6431 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:09 UTC
Pierotti JonVice President Reg Affairs
Tax withholdingCommon Shares 13.9278 $92.54 $1,288.88
Disclosure

SEC source: 0001209191-23-009559 · doc4.xml · nonDerivative · entry 2

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443.1842

F2 · shares: 13.9278 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:09 UTC
Pierotti JonVice President Reg Affairs
Tax withholdingCommon Shares 12.9835 $92.54 $1,201.49
Disclosure

SEC source: 0001209191-23-009559 · doc4.xml · nonDerivative · entry 1

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457.112

F1 · shares: 12.9835 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:08 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 66.8451 $92.54 $6,185.85
Disclosure

SEC source: 0001209191-23-009555 · doc4.xml · nonDerivative · entry 3

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497.6355

F3 · shares: 66.8451 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:08 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 13.9278 $92.54 $1,288.88
Disclosure

SEC source: 0001209191-23-009555 · doc4.xml · nonDerivative · entry 2

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,564.4806

F2 · shares: 13.9278 shares withheld to satisfy tax liability.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:08 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 12.9835 $92.54 $1,201.49
Disclosure

SEC source: 0001209191-23-009555 · doc4.xml · nonDerivative · entry 1

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578.4084

F1 · shares: 12.9835 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.