Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Director | May 19, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date May 19, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,060.199 |
Ending reported balance
After 2026-05-19 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-09-03 · Grant · Acquired 3.4182 · Balance 1,533.3756 F1: Der units credited on 09/03/2025 at FMV Row 2 · 2026-02-14 · Disposition to issuer · Disposed 0.047 · Balance 1,533.3286 F2: Adjustment due to partial shares Row 3 · 2026-05-19 · Grant · Acquired 526.8704 · Balance 2,060.199 |
Filing footnotes · ownership attribution and instrument terms
F1: Der units credited on 09/03/2025 at FMV
F2: Adjustment due to partial shares
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 20, 2026 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 526.8704 | $75.92 | $40,000.00 |
DisclosureSEC source: 0001056903-26-000053 · form4.xml · nonDerivative · entry 3 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,060.199 Read SEC document |
| February 14, 2026 Filed May 20, 2026 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.047 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-26-000053 · form4.xml · nonDerivative · entry 2 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,533.3286 F2 · shares: Adjustment due to partial shares Read SEC document |
| September 03, 2025 Filed May 20, 2026 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 3.4182 | $73.52 | $251.31 |
DisclosureSEC source: 0001056903-26-000053 · form4.xml · nonDerivative · entry 1 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,533.3756 F1 · shares: Der units credited on 09/03/2025 at FMV Read SEC document |
| May 20, 2025 Filed May 22, 2025 00:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 560.9574 | $80.22 | $45,000.00 |
DisclosureSEC source: 0001567619-25-000314 · form4.xml · nonDerivative · entry 4 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,529.9574 Read SEC document |
| May 20, 2025 Filed May 22, 2025 00:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.2871 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-25-000314 · form4.xml · nonDerivative · entry 3 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969 F3 · shares: Adjustment due to partial share Read SEC document |
| September 03, 2024 Filed May 22, 2025 00:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.9582 | $81.25 | $240.35 |
DisclosureSEC source: 0001567619-25-000314 · form4.xml · nonDerivative · entry 2 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969.2871 F2 · shares: DER Units credited on 09/03/2024 as dividend at FMV Read SEC document |
| May 21, 2024 Filed May 22, 2024 21:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 516.3289 | $77.47 | $40,000.00 |
DisclosureSEC source: 0001056903-24-000040 · form4.xml · nonDerivative · entry 2 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,046.0366 Read SEC document |
| February 15, 2024 Filed May 22, 2024 21:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.4716 | $0.00 | $0.00 |
DisclosureSEC source: 0001056903-24-000040 · form4.xml · nonDerivative · entry 1 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,529.7077 F1 · shares: Adjustment due to partial Share Read SEC document |
| September 01, 2023 Filed May 22, 2025 00:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2.2923 | $84.07 | $192.71 |
DisclosureSEC source: 0001567619-25-000314 · form4.xml · nonDerivative · entry 1 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450.4716 F1 · shares: DER Units credited on 09/01/2023 as dividend at FMV Read SEC document |
| May 23, 2023 Filed May 24, 2023 22:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 448.1793 | $89.25 | $40,000.00 |
DisclosureSEC source: 0001209191-23-031986 · doc4.xml · nonDerivative · entry 1 Ervin Roger M · CIK 0001975627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448.1793 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.