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AVNT

AVIENT CORP

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4061
SEC CIK
0001122976
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682

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 16, 2018 21:15 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006638 · form4.xml · derivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:14 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
GrantStock Appreciation Rights · Derivative 10,400 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006636 · form4.xml · derivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 10,400 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:14 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
GrantRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006636 · form4.xml · derivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Common Stock · 3,650 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:12 UTC
Nikrant Craig MSVP, President SEM
GrantStock Appreciation Rights · Derivative 11,300 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006633 · form4.xml · derivative · entry 2

Nikrant Craig M · CIK 0001479549 · SVP, President SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:12 UTC
Nikrant Craig MSVP, President SEM
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006633 · form4.xml · derivative · entry 1

Nikrant Craig M · CIK 0001479549 · SVP, President SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:11 UTC
Crist Mark DSVP, President of CAI
GrantStock Appreciation Rights · Derivative 10,400 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006631 · form4.xml · derivative · entry 2

Crist Mark D · CIK 0001609173 · SVP, President of CAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 10,400 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:11 UTC
Crist Mark DSVP, President of CAI
GrantRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006631 · form4.xml · derivative · entry 1

Crist Mark D · CIK 0001609173 · SVP, President of CAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

Underlying: Common Stock · 3,650 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:10 UTC
Garratt Michael ASVP, Chief Commercial Officer
GrantStock Appreciation Rights · Derivative 11,050 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006629 · form4.xml · derivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050

Underlying: Common Stock · 11,050 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:10 UTC
Garratt Michael ASVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 3,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006629 · form4.xml · derivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 3,900 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:08 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantStock Appreciation Rights · Derivative 11,500 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006627 · form4.xml · derivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:08 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantRestricted Stock Units · Derivative 4,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006627 · form4.xml · derivative · entry 1

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

Underlying: Common Stock · 4,050 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:07 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
GrantStock Appreciation Rights · Derivative 20,950 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006623 · form4.xml · derivative · entry 2

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,950

Underlying: Common Stock · 20,950 shares

Expires 2028-02-14

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:07 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 7,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006623 · form4.xml · derivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,350

Underlying: Common Stock · 7,350 shares

Expires 2021-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:03 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantStock Appreciation Rights · Derivative 94,550 $0.00 Strike: $41.89 $0.00
Disclosure

SEC source: 0001127602-18-006617 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,550

Underlying: Common Stock · 94,550 shares

Expires 2028-02-14

F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 21:03 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 33,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006617 · form4.xml · derivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,100

Underlying: Common Stock · 33,100 shares

Expires 2021-02-14

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:16 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Exercise / conversionRestricted Stock Units · Derivative 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004312 · form4.xml · derivative · entry 3

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2018-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:16 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Tax withholdingCommon Stock 1,111 $42.88 $47,639.68
Disclosure

SEC source: 0001127602-18-004312 · form4.xml · nonDerivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:16 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Exercise / conversionCommon Stock 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004312 · form4.xml · nonDerivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:55 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004326 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:55 UTC
Patterson Robert MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 7,657 $42.88 $328,332.16
Disclosure

SEC source: 0001127602-18-004326 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,623.956

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:55 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 24,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004326 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,280.956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004319 · form4.xml · derivative · entry 3

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:25 UTC Tax withholdingCommon Stock 213 $42.88 $9,133.44
Disclosure

SEC source: 0001127602-18-004319 · form4.xml · nonDerivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:25 UTC Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004319 · form4.xml · nonDerivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:22 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004315 · form4.xml · derivative · entry 4

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,700 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:22 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,142 $42.88 $91,848.96
Disclosure

SEC source: 0001127602-18-004315 · form4.xml · nonDerivative · entry 2

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:22 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004315 · form4.xml · nonDerivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:21 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionRestricted Stock Units · Derivative 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004314 · form4.xml · derivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:21 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Tax withholdingCommon Stock 328 $42.88 $14,064.64
Disclosure

SEC source: 0001127602-18-004314 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,074

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:21 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionCommon Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004314 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:18 UTC
Nikrant Craig MSVP President Global SEM
Exercise / conversionRestricted Stock Units · Derivative 3,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004313 · form4.xml · derivative · entry 5

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,400 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:18 UTC
Nikrant Craig MSVP President Global SEM
Tax withholdingCommon Stock 1,149 $42.88 $49,269.12
Disclosure

SEC source: 0001127602-18-004313 · form4.xml · nonDerivative · entry 2

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:18 UTC
Nikrant Craig MSVP President Global SEM
Exercise / conversionCommon Stock 3,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004313 · form4.xml · nonDerivative · entry 1

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:15 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004311 · form4.xml · derivative · entry 4

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,100 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:15 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Tax withholdingCommon Stock 1,064 $42.88 $45,624.32
Disclosure

SEC source: 0001127602-18-004311 · form4.xml · nonDerivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,497

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:15 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Exercise / conversionCommon Stock 3,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004311 · form4.xml · nonDerivative · entry 1

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:14 UTC
Horn J ScottSVP, President Distribution
Exercise / conversionRestricted Stock Units · Derivative 880 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004310 · form4.xml · derivative · entry 3

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 880 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:14 UTC
Horn J ScottSVP, President Distribution
Tax withholdingCommon Stock 317 $42.88 $13,592.96
Disclosure

SEC source: 0001127602-18-004310 · form4.xml · nonDerivative · entry 2

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,271

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February 04, 2018 Filed Feb 6, 2018 21:14 UTC
Horn J ScottSVP, President Distribution
Exercise / conversionCommon Stock 880 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004310 · form4.xml · nonDerivative · entry 1

Horn J Scott · CIK 0001710183 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

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February 04, 2018 Filed Feb 6, 2018 21:12 UTC
Garratt Michael ASVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004309 · form4.xml · derivative · entry 3

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,300 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

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February 04, 2018 Filed Feb 6, 2018 21:12 UTC
Garratt Michael ASVP, Chief Commercial Officer
Tax withholdingCommon Stock 1,121 $42.88 $48,068.48
Disclosure

SEC source: 0001127602-18-004309 · form4.xml · nonDerivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:12 UTC
Garratt Michael ASVP, Chief Commercial Officer
Exercise / conversionCommon Stock 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004309 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:11 UTC
Crist Mark DSVP, President of GCAI
Exercise / conversionRestricted Stock Units · Derivative 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004308 · form4.xml · derivative · entry 3

Crist Mark D · CIK 0001609173 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2018-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:11 UTC
Crist Mark DSVP, President of GCAI
Tax withholdingCommon Stock 916 $42.88 $39,278.08
Disclosure

SEC source: 0001127602-18-004308 · form4.xml · nonDerivative · entry 2

Crist Mark D · CIK 0001609173 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,269

Read SEC document
February 04, 2018 Filed Feb 6, 2018 21:11 UTC
Crist Mark DSVP, President of GCAI
Exercise / conversionCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-004308 · form4.xml · nonDerivative · entry 1

Crist Mark D · CIK 0001609173 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
January 10, 2018 Filed Feb 16, 2018 21:03 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantCommon Stock 921.364 $45.44 $41,867.79
Disclosure

SEC source: 0001127602-18-006617 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,545.32

F1 · shares: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.

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January 10, 2018 Filed Apr 3, 2018 21:14 UTC GrantCommon Stock 200 $45.38 $9,076.50
Disclosure

SEC source: 0001127602-18-013797 · form4.xml · nonDerivative · entry 2

Powell William Howard · CIK 0001299373 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 52,218

F1 · shares: Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 10, 2018 Filed Apr 3, 2018 21:10 UTC GrantCommon Stock 247 $45.38 $11,209.48
Disclosure

SEC source: 0001127602-18-013788 · form4.xml · nonDerivative · entry 2

LORRAINE RICHARD A · CIK 0001270569 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 65,313

F1 · shares: Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 22:23 UTC GrantCommon Stock 656 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000193 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 24,026

F1 · balance_after: Includes 74 shares acquired on October 5, 2017 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

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December 31, 2017 Filed Jan 2, 2018 22:19 UTC GrantCommon Stock 656 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000187 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 12,721

F1 · balance_after: Includes 36 shares acquired on October 5, 2017 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.