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AVNT

AVIENT CORP

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4061
SEC CIK
0001122976
Parsed reports
682

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 1, 2021 20:41 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012617 · form4.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,623

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:40 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012616 · form4.xml · nonDerivative · entry 1

LIN SANDRA BEACH · CIK 0001220571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 32,427

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:38 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012615 · form4.xml · nonDerivative · entry 1

Jellison William R · CIK 0001189883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:37 UTC
Mink Kim AnnDirector
GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012613 · form4.xml · nonDerivative · entry 1

Mink Kim Ann · CIK 0001660951 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 15,839

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:28 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012602 · form4.xml · nonDerivative · entry 1

Goff Gregory James · CIK 0001490987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,033

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:21 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012595 · form4.xml · nonDerivative · entry 1

Preete Kerry J · CIK 0001438256 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 27,048

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:20 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012592 · form4.xml · nonDerivative · entry 1

Verduin Patricia · CIK 0001290501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,898

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:06 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012578 · form4.xml · nonDerivative · entry 1

ABERNATHY ROBERT E · CIK 0001222888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,428

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:19 UTC GrantCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012587 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Comp Plan

Disclosed balance after: 39,245

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:10 UTC Exercise / conversionStock Appreciation Rights · Derivative 1,533 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001127602-21-010332 · form4.xml · derivative · entry 6

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,533 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the February 15, 2013 closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:10 UTC Exercise / conversionStock Appreciation Rights · Derivative 2,690 $0.00 Strike: $24.98 $0.00
Disclosure

SEC source: 0001127602-21-010332 · form4.xml · derivative · entry 5

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,690 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:10 UTC Disposition to issuerCommon Stock 966 $48.52 $46,870.32
Disclosure

SEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 4

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,450

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:10 UTC Exercise / conversionCommon Stock 1,533 $23.08 $35,381.64
Disclosure

SEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 3

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:10 UTC Disposition to issuerCommon Stock 1,769 $48.52 $85,831.88
Disclosure

SEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

Read SEC document
March 10, 2021 Filed Mar 12, 2021 15:10 UTC Exercise / conversionCommon Stock 2,690 $24.98 $67,196.20
Disclosure

SEC source: 0001127602-21-010332 · form4.xml · nonDerivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:15 UTC
Moh Woon KeatSVP, President CAI Asia & Amer
Exercise / conversionRestricted Stock Units · Derivative 709 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006028 · form4.xml · derivative · entry 3

Moh Woon Keat · CIK 0001796125 · SVP, President CAI Asia & Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 709 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:15 UTC
Moh Woon KeatSVP, President CAI Asia & Amer
Tax withholdingCommon Stock 344 $44.17 $15,194.48
Disclosure

SEC source: 0001127602-21-006028 · form4.xml · nonDerivative · entry 2

Moh Woon Keat · CIK 0001796125 · SVP, President CAI Asia & Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,276

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:15 UTC
Moh Woon KeatSVP, President CAI Asia & Amer
Exercise / conversionCommon Stock 709 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006028 · form4.xml · nonDerivative · entry 1

Moh Woon Keat · CIK 0001796125 · SVP, President CAI Asia & Amer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:14 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionRestricted Stock Units · Derivative 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006025 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,650 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:14 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Tax withholdingCommon Stock 1,841 $44.17 $81,316.97
Disclosure

SEC source: 0001127602-21-006025 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,107

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:14 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionCommon Stock 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006025 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:12 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006020 · form4.xml · derivative · entry 4

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,050 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:12 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Tax withholdingCommon Stock 1,943 $44.17 $85,822.31
Disclosure

SEC source: 0001127602-21-006020 · form4.xml · nonDerivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,610

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:12 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Exercise / conversionCommon Stock 4,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006020 · form4.xml · nonDerivative · entry 1

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:10 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 33,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006017 · form4.xml · derivative · entry 4

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,100 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:10 UTC
Patterson Robert MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 12,374 $44.17 $546,559.58
Disclosure

SEC source: 0001127602-21-006017 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,843

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:10 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 33,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006017 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:08 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Exercise / conversionRestricted Stock Units · Derivative 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006014 · form4.xml · derivative · entry 4

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:08 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Tax withholdingCommon Stock 1,772 $44.17 $78,269.24
Disclosure

SEC source: 0001127602-21-006014 · form4.xml · nonDerivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,476

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:08 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
Exercise / conversionCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006014 · form4.xml · nonDerivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:05 UTC
Dodd CathySVP, President Distribution
Exercise / conversionRestricted Stock Units · Derivative 1,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006011 · form4.xml · derivative · entry 5

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,174 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:05 UTC
Dodd CathySVP, President Distribution
Tax withholdingCommon Stock 601 $44.17 $26,546.17
Disclosure

SEC source: 0001127602-21-006011 · form4.xml · nonDerivative · entry 2

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:05 UTC
Dodd CathySVP, President Distribution
Exercise / conversionCommon Stock 1,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006011 · form4.xml · nonDerivative · entry 1

Dodd Cathy · CIK 0001808442 · SVP, President Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:03 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006008 · form4.xml · derivative · entry 3

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:03 UTC Tax withholdingCommon Stock 1,446 $44.17 $63,869.82
Disclosure

SEC source: 0001127602-21-006008 · form4.xml · nonDerivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,962

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:03 UTC Exercise / conversionCommon Stock 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006008 · form4.xml · nonDerivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:01 UTC
Garratt Michael ASVP, President CAI - EMEA
Exercise / conversionRestricted Stock Units · Derivative 3,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006007 · form4.xml · derivative · entry 4

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,900 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:01 UTC
Garratt Michael ASVP, President CAI - EMEA
Tax withholdingCommon Stock 1,655 $44.17 $73,101.35
Disclosure

SEC source: 0001127602-21-006007 · form4.xml · nonDerivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,383

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:01 UTC
Garratt Michael ASVP, President CAI - EMEA
Exercise / conversionCommon Stock 3,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006007 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:41 UTC
Garratt Michael ASVP, President CAI - EMEA
GrantStock Appreciation Rights · Derivative 20,150 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004648 · form4.xml · derivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,150

Underlying: Common Stock · 20,150 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:41 UTC
Garratt Michael ASVP, President CAI - EMEA
GrantRestricted Stock Units · Derivative 5,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004648 · form4.xml · derivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, President CAI - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 5,050 shares

Expires 2024-02-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:40 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantStock Appreciation Rights · Derivative 19,250 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004647 · form4.xml · derivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Underlying: Common Stock · 19,250 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

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February 08, 2021 Filed Feb 9, 2021 20:40 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004647 · form4.xml · derivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires 2024-02-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

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February 08, 2021 Filed Feb 9, 2021 20:39 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantStock Appreciation Rights · Derivative 21,650 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004646 · form4.xml · derivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,650

Underlying: Common Stock · 21,650 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

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February 08, 2021 Filed Feb 9, 2021 20:39 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004646 · form4.xml · derivative · entry 1

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires 2024-02-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

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February 08, 2021 Filed Feb 9, 2021 20:38 UTC
Beggs Jamie A.SVP & Chief Financial Officer
GrantStock Appreciation Rights · Derivative 27,200 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004645 · form4.xml · derivative · entry 2

Beggs Jamie A. · CIK 0001821820 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Common Stock · 27,200 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

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February 08, 2021 Filed Feb 9, 2021 20:38 UTC
Beggs Jamie A.SVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004645 · form4.xml · derivative · entry 1

Beggs Jamie A. · CIK 0001821820 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires 2024-02-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

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February 08, 2021 Filed Feb 9, 2021 20:36 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantStock Appreciation Rights · Derivative 177,700 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004642 · form4.xml · derivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,700

Underlying: Common Stock · 177,700 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

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February 08, 2021 Filed Feb 9, 2021 20:36 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 44,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004642 · form4.xml · derivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Underlying: Common Stock · 44,250 shares

Expires 2024-02-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

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February 08, 2021 Filed Feb 9, 2021 20:37 UTC
Pederson ChristopherSVP, President SEM
GrantStock Appreciation Rights · Derivative 19,250 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004644 · form4.xml · derivative · entry 2

Pederson Christopher · CIK 0001756776 · SVP, President SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,250

Underlying: Common Stock · 19,250 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.