Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | SVP, President Distribution | February 11, 2022 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,814 |
Reported balance
After 2022-02-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-11 · Exercise / conversion · Acquired 1,713 · Balance 11,814 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2: Includes dividend equivalents earned with respect to the vested restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 11,191 |
Reported balance
After 2022-02-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-02-11 · Tax withholding · Disposed 623 · Balance 11,191 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-11 | Direct | 0 |
Reported balance
After 2022-02-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-11 · Exercise / conversion · Disposed 1,713 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-14 | Direct | 2,900 |
Reported balance
After 2022-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-02-14 · Grant · Acquired 2,900 · Balance 2,900 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $52.64 · Expires 2032-02-14 | Direct | 10,250 |
Reported balance
After 2022-02-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-02-14 · Grant · Acquired 10,250 · Balance 10,250 F4: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years. |
| Common StockSEC Table I · non-derivative | IndirectSavings Plan Trust | 3,733.808 |
Reported balance
Holding disclosure · report date 2022-02-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,733.808 F3: The information in this report is based on a Avient Retirement Savings Plan statement as of February 11, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.
F2: Includes dividend equivalents earned with respect to the vested restricted stock units.
F3: The information in this report is based on a Avient Retirement Savings Plan statement as of February 11, 2022.
F4: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2022 Filed Feb 15, 2022 21:55 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 10,250 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0001127602-22-005039 · form4.xml · derivative · entry 6 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 Underlying: Common Stock · 10,250 shares Expires 2032-02-14 F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 21:55 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005039 · form4.xml · derivative · entry 5 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Underlying: Common Stock · 2,900 shares Expires 2025-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:55 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 1,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005039 · form4.xml · derivative · entry 4 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,713 shares Expires 2022-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:55 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 623 | $52.64 | $32,794.72 |
DisclosureSEC source: 0001127602-22-005039 · form4.xml · nonDerivative · entry 2 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,191 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:55 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 1,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-005039 · form4.xml · nonDerivative · entry 1 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| May 06, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | SaleCommon Stock | 2,073 | $53.00 | $109,869.00 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 5 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,018 Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 4,140 | $0.00 Strike: $24.98 | $0.00 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · derivative · entry 9 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,140 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionStock Appreciation Rights · Derivative | 2,300 | $0.00 Strike: $36.04 | $0.00 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · derivative · entry 8 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $36.04 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | SaleCommon Stock | 253.8765 | $53.13 | $13,488.46 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 6 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · shares: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 2,590 | $53.19 | $137,762.10 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 4 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,091 Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 4,140 | $24.98 | $103,417.20 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 3 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | Disposition to issuerCommon Stock | 1,777 | $53.19 | $94,518.63 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 2 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,541 Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:17 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 2,300 | $36.04 | $82,892.00 |
DisclosureSEC source: 0001127602-21-015863 · form4.xml · nonDerivative · entry 1 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2021 Filed May 3, 2021 18:09 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 2,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-014887 · form4.xml · derivative · entry 5 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,602 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| May 01, 2021 Filed May 3, 2021 18:09 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 1,193 | $50.77 | $60,568.61 |
DisclosureSEC source: 0001127602-21-014887 · form4.xml · nonDerivative · entry 2 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,018 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on May 1, 2021. Read SEC document |
| May 01, 2021 Filed May 3, 2021 18:09 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 2,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-014887 · form4.xml · nonDerivative · entry 1 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:05 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 1,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006011 · form4.xml · derivative · entry 5 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,174 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:05 UTC | AVIENT CORP AVNT · Entity 4061 | Tax withholdingCommon Stock | 601 | $44.17 | $26,546.17 |
DisclosureSEC source: 0001127602-21-006011 · form4.xml · nonDerivative · entry 2 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,522 F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 00:05 UTC | AVIENT CORP AVNT · Entity 4061 | Exercise / conversionCommon Stock | 1,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006011 · form4.xml · nonDerivative · entry 1 Dodd Cathy · CIK 0001808442 · SVP, President Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:32 UTC | AVIENT CORP AVNT · Entity 4061 | GrantStock Appreciation Rights · Derivative | 12,140 | $0.00 Strike: $42.27 | $0.00 |
DisclosureSEC source: 0001127602-21-004637 · form4.xml · derivative · entry 2 Dodd Cathy · CIK 0001808442 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,140 Underlying: Common Stock · 12,140 shares Expires 2031-02-08 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 20:32 UTC | AVIENT CORP AVNT · Entity 4061 | GrantRestricted Stock Units · Derivative | 3,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004637 · form4.xml · derivative · entry 1 Dodd Cathy · CIK 0001808442 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Common Stock · 3,030 shares Expires 2024-02-08 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.