Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 22:05 UTC |
Golden John LeonardEVP and General Counsel
|
Exercise / conversionClass A Common Shares | 694 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001075 · form4.xml · nonDerivative · entry 1 Golden John Leonard · CIK 0001836613 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 18:43 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
PurchaseDepositary Shares of Series D Preference Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001127602-20-032070 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 40,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 4.875% Fixed-Rate Perpetual Non-Cumulative Preference Shares, Series D. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| December 14, 2020 Filed Dec 18, 2020 23:45 UTC |
Taitz Hope SDirector
|
GiftClass A Common Shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-032071 · form4.xml · nonDerivative · entry 1 Taitz Hope S · CIK 0001525808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,625 F1 · shares: Reflects a gift of Class A common shares to a charitable donor advised fund. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:27 UTC |
SWANN LYNN CDirector
|
GrantClass A Common Shares | 1,223 | $0.00 | $1.22 |
DisclosureSEC source: 0001127602-20-026356 · form4.xml · nonDerivative · entry 1 SWANN LYNN C · CIK 0001253486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223 F1 · shares: This Form 4 is being filed to report a restricted share award of 1,223 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 17:28 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Principal Holdings A, L.P.10% owner
Apollo Principal Holdings A GP, Ltd.10% owner
Apollo Principal Holdings II, L.P.10% owner
Apollo Principal Holdings II GP, LLC10% owner
|
Disposition to issuerClass A Common Shares | 605,554 | $35.70 | $21,618,277.80 |
DisclosureSEC source: 0001104659-20-105311 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 54,578,634 F1 · kind: See Exhibit 99.1, note 1. F1 · shares: See Exhibit 99.1, note 1. F2 · balance_after: See Exhibit 99.1, note 2. F2 · ownership.nature: See Exhibit 99.1, note 2. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 16:54 UTC |
Kvalheim GrantSee Remarks
|
PurchaseDepositary Shares of Series C Preference Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001127602-20-019434 · form4.xml · nonDerivative · entry 1 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preference Shares, Series C. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 16:50 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
PurchaseDepositary Shares of Series C Preference Shares | 40,000 | $25.00 | $1,000,000.00 |
DisclosureSEC source: 0001127602-20-019430 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by James and Leslie Belardi Family Trust Disclosed balance after: 40,000 F1 · security: Complete Title of Security: Depositary Shares Each Representing 1/1000th Interest in a Share of 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preference Shares, Series C. The Depositary Shares are not convertible into the Class A common shares and do not derive any of their value from the value of the Class A common shares and, except in very limited circumstances, are not convertible or exchangeable for any other securities or property of the Issuer, and, except in very limited circumstances, have no voting rights. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:37 UTC |
BEILINSON MARC ADirector
|
PurchaseDepositary Shares of Series A Preference Shares | 800 | $22.41 | $17,928.00 |
DisclosureSEC source: 0001127602-20-010871 · form4.xml · nonDerivative · entry 1 BEILINSON MARC A · CIK 0001279821 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by The Beilinson Living Trust Disclosed balance after: 10,800 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.40 to $22.42 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:42 UTC |
Klein Martin PExecutive VP and CFO
|
PurchaseClass A Common Shares | 4,000 | $25.25 | $101,000.00 |
DisclosureSEC source: 0001127602-20-010876 · form4.xml · nonDerivative · entry 1 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,449 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.20 to $25.25 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:15 UTC |
O'Neill MitraDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009228 · form4.xml · nonDerivative · entry 1 O'Neill Mitra · CIK 0001761271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,223 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:10 UTC |
Puffer ManfredDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009217 · form4.xml · nonDerivative · entry 1 Puffer Manfred · CIK 0001691088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,951 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:11 UTC |
Leach BrianDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009220 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,938 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:13 UTC |
BEILINSON MARC ADirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009224 · form4.xml · nonDerivative · entry 1 BEILINSON MARC A · CIK 0001279821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,680 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:16 UTC |
WRUBEL ARTHURDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009230 · form4.xml · nonDerivative · entry 1 WRUBEL ARTHUR · CIK 0001279098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,968 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:18 UTC |
MCCALL H CARLDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009233 · form4.xml · nonDerivative · entry 1 MCCALL H CARL · CIK 0001223627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,968 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 19:18 UTC |
Ruisi LawrenceDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009234 · form4.xml · nonDerivative · entry 1 Ruisi Lawrence · CIK 0001312995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,492 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:12 UTC |
Taitz Hope SDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009223 · form4.xml · nonDerivative · entry 1 Taitz Hope S · CIK 0001525808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,625 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:14 UTC |
Zeko Fehmi AlexanderDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009227 · form4.xml · nonDerivative · entry 1 Zeko Fehmi Alexander · CIK 0001733826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,365 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:08 UTC |
Borden Robert LDirector
|
GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009215 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,534 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Disposition to issuerClass M-3 Common Shares · Derivative | 500,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 16 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2019 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 500,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2019 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Disposition to issuerClass M-3 Common Shares · Derivative | 500,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 15 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2018 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 500,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F4 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2018 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Disposition to issuerClass M-2 Common Shares · Derivative | 650,169.76 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 14 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2019 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 650,169.76 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2019 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Disposition to issuerClass M-2 Common Shares · Derivative | 190,841 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 13 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2018 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 190,841 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F4 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2018 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Disposition to issuerClass M-1 Common Shares · Derivative | 1,994,233 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 12 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi 2019 GRAT Disclosed balance after: 0 Underlying: Class A Common Shares · 1,994,233 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · ownership.nature: These Class M common shares were previously held by the James and Leslie Belardi Family Trust and were transferred to the Belardi 2019 GRAT in one or more transactions that were exempt from Section 16 by Rule 16a-13. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
Disposition to issuerClass M-1 Common Shares · Derivative | 351,922 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 11 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi Family Irrevocable Trust Disclosed balance after: 0 Underlying: Class A Common Shares · 351,922 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantWarrants (Right to Buy) · Derivative | 334,325 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 10 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi Family Irrevocable Trust Disclosed balance after: 334,325 Underlying: Class A Common Shares · 334,325 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantWarrants (Right to Buy) · Derivative | 1,894,522 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 9 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 1,894,522 Underlying: Class A Common Shares · 1,894,522 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantWarrants (Right to Buy) · Derivative | 475,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 8 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2018 GRAT Disclosed balance after: 475,000 Underlying: Class A Common Shares · 475,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantWarrants (Right to Buy) · Derivative | 475,000 | Not disclosed Strike: $13.46 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 7 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 475,000 Underlying: Class A Common Shares · 475,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantWarrants (Right to Buy) · Derivative | 617,661 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 6 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 617,661 Underlying: Class A Common Shares · 617,661 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantWarrants (Right to Buy) · Derivative | 181,299 | Not disclosed Strike: $10.78 | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · derivative · entry 5 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2018 GRAT Disclosed balance after: 181,299 Underlying: Class A Common Shares · 181,299 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantClass A Common Shares | 14,907 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · nonDerivative · entry 3 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By Belardi Family Irrevocable Trust Disclosed balance after: 16,657 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantClass A Common Shares | 131,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · nonDerivative · entry 2 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2019 GRAT Disclosed balance after: 131,691 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 19:54 UTC |
Belardi James RichardDirector · Chairman, CEO and CIO
|
GrantClass A Common Shares | 28,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009247 · form4.xml · nonDerivative · entry 1 Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by Belardi 2018 GRAT Disclosed balance after: 28,005 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, the Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:13 UTC |
Kvalheim GrantSee Remarks
|
GrantWarrants (Right to Buy) · Derivative | 232,462 | Not disclosed Strike: $34.23 | Not disclosed |
DisclosureSEC source: 0001127602-20-009253 · form4.xml · derivative · entry 4 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,462 Underlying: Class A Common Shares · 232,462 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F3 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:13 UTC |
Kvalheim GrantSee Remarks
|
Disposition to issuerClass M-4 Prime Common Shares · Derivative | 244,697.54 | Not disclosed Strike: $34.23 | Not disclosed |
DisclosureSEC source: 0001127602-20-009253 · form4.xml · derivative · entry 3 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 244,697.54 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:13 UTC |
Kvalheim GrantSee Remarks
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 79,809.46 | $12.04 Strike: $34.23 | $960,905.90 |
DisclosureSEC source: 0001127602-20-009253 · form4.xml · derivative · entry 2 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,697.54 Underlying: Class A Common Shares · 79,809.46 shares Expires not disclosed F1 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:13 UTC |
Kvalheim GrantSee Remarks
|
GrantClass A Common Shares | 5,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009253 · form4.xml · nonDerivative · entry 1 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,645,414 F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:24 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Principal Holdings A, L.P.10% owner
Apollo Principal Holdings A GP, Ltd.10% owner
Apollo Principal Holdings II, L.P.10% owner
Apollo Principal Holdings II GP, LLC10% owner
|
GrantClass A Common Shares | 35,534,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-028845 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,214,533 F1 · kind: See Exhibit 99.1 F1 · shares: See Exhibit 99.1 F1 · price: See Exhibit 99.1 F2 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 00:58 UTC |
WHEELER WILLIAM JPresident
|
GrantWarrants (Right to Buy) · Derivative | 2,375,000 | Not disclosed Strike: $27.83 | Not disclosed |
DisclosureSEC source: 0001127602-20-009249 · form4.xml · derivative · entry 3 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375,000 Underlying: Class A Common Shares · 2,375,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F2 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 00:58 UTC |
WHEELER WILLIAM JPresident
|
Disposition to issuerClass M-4 Prime Common Shares · Derivative | 2,500,000 | Not disclosed Strike: $27.83 | Not disclosed |
DisclosureSEC source: 0001127602-20-009249 · form4.xml · derivative · entry 2 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 2,500,000 shares Expires not disclosed F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F1 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 00:58 UTC |
WHEELER WILLIAM JPresident
|
GrantClass A Common Shares | 66,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009249 · form4.xml · nonDerivative · entry 1 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,259 F1 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:07 UTC |
Klein Martin PExecutive VP and CFO
|
GrantWarrants (Right to Buy) · Derivative | 132,916 | Not disclosed Strike: $27.83 | Not disclosed |
DisclosureSEC source: 0001127602-20-009250 · form4.xml · derivative · entry 4 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,916 Underlying: Class A Common Shares · 132,916 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F3 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:07 UTC |
Klein Martin PExecutive VP and CFO
|
Disposition to issuerClass M-4 Prime Common Shares · Derivative | 139,912.21 | Not disclosed Strike: $27.83 | Not disclosed |
DisclosureSEC source: 0001127602-20-009250 · form4.xml · derivative · entry 3 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 139,912.21 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:07 UTC |
Klein Martin PExecutive VP and CFO
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 48,011.6 | $18.44 Strike: $27.83 | $885,333.90 |
DisclosureSEC source: 0001127602-20-009250 · form4.xml · derivative · entry 2 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,912.21 Underlying: Class A Common Shares · 48,011.6 shares Expires not disclosed F1 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:07 UTC |
Klein Martin PExecutive VP and CFO
|
GrantClass A Common Shares | 3,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009250 · form4.xml · nonDerivative · entry 1 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,449 F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC |
Rhodes John MSee Remarks
|
GrantWarrants (Right to Buy) · Derivative | 113,139 | Not disclosed Strike: $36.40 | Not disclosed |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · derivative · entry 4 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,139 Underlying: Class A Common Shares · 113,139 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F3 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC |
Rhodes John MSee Remarks
|
Disposition to issuerClass M-4 Prime Common Shares · Derivative | 119,094.61 | Not disclosed Strike: $36.40 | Not disclosed |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · derivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 119,094.61 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC |
Rhodes John MSee Remarks
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 36,460.72 | $9.87 Strike: $36.40 | $359,867.31 |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · derivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,094.61 Underlying: Class A Common Shares · 36,460.72 shares Expires not disclosed F1 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC |
Rhodes John MSee Remarks
|
GrantClass A Common Shares | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,946 F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.