organization · Reporting owner
Apollo Capital Management, L.P.
Disclosed activity across 12 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | 10% owner | July 15, 2021 | July 26, 2021 |
| Athene Holding Ltd.ATH · Entity 9807 | 10% owner | September 11, 2020 | September 15, 2020 |
| CALAMOS STRATEGIC TOTAL RETURN FUNDCSQ · Entity 1296 | 10% owner | May 24, 2022 | June 02, 2022 |
| CION Ares Diversified Credit FundCADCX · Entity 31546 | 10% owner | June 01, 2023 | June 05, 2023 |
| Carlyle Tactical Private Credit FundTAKAX · Entity 35835 | 10% owner | September 01, 2022 | September 02, 2022 |
| Fortress Private Lending FundNONE · Entity 35726 | 10% owner | August 20, 2025 | August 28, 2025 |
| LAUREATE EDUCATION, INC.LAUR · Entity 1751 | 10% owner | May 03, 2018 | May 29, 2018 |
| Lucky Strike Entertainment CorpBOWL · Entity 5101 | 10% owner | December 15, 2021 | March 23, 2022 |
| Virtuoso Acquisition Corp.VOSO · Entity 133193 | 10% owner | November 12, 2021 | November 17, 2021 |
| WARRIOR MET COAL, INC.HCC · Entity 3831 | 10% owner | May 10, 2018 | May 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date July 15, 2021 · Filed July 26, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, ATHENE ANNUITY & LIFE ASSURANCE Co, Athene USA Corp, Athene Holding Ltd., Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred Stock 7/15/2026SEC Table I · non-derivative | IndirectSee footnote | 9,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,000,000 F1: See Exhibit 99.1. |
| Mandatory Redeemable Preferred Stock 9/15/2026SEC Table I · non-derivative | IndirectSee footnote | 4,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000,000 F1: See Exhibit 99.1. |
| Mandatory Redeemable Preferred Stock 9/15/2028SEC Table I · non-derivative | IndirectSee footnote | 6,000,000 |
Reported balance
Holding disclosure · report date 2021-07-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,000,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Athene Holding Ltd.
Report date September 11, 2020 · Filed September 15, 2020
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, Apollo International Management GP, LLC, Apollo International Management, L.P., Apollo Principal Holdings A, L.P., Apollo Principal Holdings A GP, Ltd., Apollo Principal Holdings II, L.P., Apollo Principal Holdings II GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee footnote | 54,578,634 |
Reported balance
After 2020-09-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-09-11 · Disposition to issuer · Disposed 605,554 · Balance 54,578,634 F1: See Exhibit 99.1, note 1. F2: See Exhibit 99.1, note 2. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1, note 1.
F2: See Exhibit 99.1, note 2.
CALAMOS STRATEGIC TOTAL RETURN FUND
Report date May 24, 2022 · Filed June 02, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series F Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee Footnote | 1,760,000 |
Reported balance
Holding disclosure · report date 2022-05-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,760,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
CION Ares Diversified Credit Fund
Report date June 01, 2023 · Filed June 05, 2023
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, ATHENE ANNUITY & LIFE ASSURANCE Co, Athene USA Corp, Apollo Management Holdings, L.P., Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Life Asset L.P., Apollo Life Asset GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series G Mandatory Redeemable Preferred Stock 06/01/2028SEC Table I · non-derivative | IndirectSee footnote | 560,000 |
Reported balance
After 2023-06-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 560,000 · Balance 560,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Carlyle Tactical Private Credit Fund
Report date September 01, 2022 · Filed September 02, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Athene Annuity & Life Co, ATHENE ANNUITY & LIFE ASSURANCE Co, Apollo Insurance Solutions Group LP, AISG GP Ltd., Apollo Life Asset L.P., Apollo Life Asset GP, LLC, Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectSee footnote | 1,200,000 |
Reported balance
After 2022-09-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-09-01 · Purchase · Acquired 1,200,000 · Balance 1,200,000 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Fortress Private Lending Fund
Report date August 20, 2025 · Filed August 28, 2025
Jointly reported with APO Corp., Apollo Principal Holdings B, L.P., Apollo Principal Holdings B GP, LLC, Apollo S3 RIC Management, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P., Apollo Management Holdings GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 7,207,424.4 |
Reported balance
Holding disclosure · report date 2025-08-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,207,424.4 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
LAUREATE EDUCATION, INC.
Report date May 03, 2018 · Filed May 29, 2018
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management Holdings, L.P., Apollo Capital Management GP, LLC, APH Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 8,919,722 |
Last balance in matching sequence
After 2018-05-16 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
13 source rowsRow 1 · 2018-05-03 · Sale · Disposed 25,982 · Balance 11,263,661 F1: See Exhibit 99.1. Row 2 · 2018-05-04 · Sale · Disposed 12,503 · Balance 11,251,158 F1: See Exhibit 99.1. Row 3 · 2018-05-07 · Sale · Disposed 550,000 · Balance 10,701,158 F1: See Exhibit 99.1. Row 4 · 2018-05-07 · Sale · Disposed 50,000 · Balance 10,651,158 F1: See Exhibit 99.1. Row 5 · 2018-05-07 · Sale · Disposed 100,000 · Balance 10,551,158 F1: See Exhibit 99.1. Row 6 · 2018-05-07 · Sale · Disposed 71,536 · Balance 10,479,622 F1: See Exhibit 99.1. Row 7 · 2018-05-08 · Sale · Disposed 100,000 · Balance 10,379,622 F1: See Exhibit 99.1. Row 8 · 2018-05-09 · Sale · Disposed 93,669 · Balance 10,285,953 F1: See Exhibit 99.1. Row 9 · 2018-05-10 · Sale · Disposed 156,808 · Balance 10,129,145 F1: See Exhibit 99.1. Row 10 · 2018-05-11 · Sale · Disposed 405,000 · Balance 9,724,145 F1: See Exhibit 99.1. Row 11 · 2018-05-14 · Sale · Disposed 196,136 · Balance 9,528,009 F1: See Exhibit 99.1. Row 12 · 2018-05-15 · Sale · Disposed 108,287 · Balance 9,419,722 F1: See Exhibit 99.1. Row 13 · 2018-05-16 · Sale · Disposed 500,000 · Balance 8,919,722 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Lucky Strike Entertainment Corp
Report date December 15, 2021 · Filed March 23, 2022
Jointly reported with Apollo Management Holdings GP, LLC, Apollo SPAC Fund I, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 10,991,033 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,991,033 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Virtuoso Acquisition Corp.
Report date November 12, 2021 · Filed November 17, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Apollo SPAC Fund I, L.P., Apollo Capital Management GP, LLC, Apollo Management Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,500,000 |
Last balance in matching sequence
After 2021-11-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-11-12 · Purchase · Acquired 1,223,000 · Balance 4,650,000 F1: See Exhibit 99.1 Row 2 · 2021-11-15 · Purchase · Acquired 2,850,000 · Balance 7,500,000 F1: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
WARRIOR MET COAL, INC.
Report date May 10, 2018 · Filed May 14, 2018
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management Holdings, L.P., Apollo Capital Management GP, LLC, Apollo Principal Holdings I GP, LLC, Apollo Principal Holdings I, L.P., Apollo Principal Holdings A GP, Ltd., APH Holdings, L.P., Apollo Capital Management VIII, LLC, Apollo Advisors VIII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,917,687 |
Reported balance
After 2018-05-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-10 · Sale · Disposed 3,192,328 · Balance 6,917,687 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENCO SHIPPING & TRADING LTD
Report date March 09, 2021 · Filed March 11, 2021
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management Holdings, L.P., Apollo Capital Management GP, LLC, Apollo Principal Holdings II GP, LLC, Apollo SVF Management GP, LLC, Apollo SVF Management, L.P., APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP
Section 16 reporting ended · disclosed 2021-03-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 399,651 |
Last balance in matching sequence
After 2021-03-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-03-09 · Sale · Disposed 232,913 · Balance 4,148,015 F1: See Exhibit 99.1. Row 2 · 2021-03-10 · Sale · Disposed 3,748,364 · Balance 399,651 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Vistra Corp.
Report date November 19, 2018 · Filed December 04, 2018 · Amendment
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management, L.P., Apollo Management GP, LLC, Apollo Management Holdings, L.P., Apollo Capital Management GP, LLC, AIF VII Management, LLC, Apollo Principal Holdings A, L.P., Apollo Principal Holdings A GP, Ltd., APH Holdings, L.P.
Section 16 reporting ended · disclosed 2018-12-04. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01SEC Table I · non-derivative | IndirectSee footnote | 26,131,509 |
Last balance in matching sequence
After 2018-11-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-11-19 · Sale · Disposed 9,882,531 · Balance 30,249,231 F1: See Exhibit 99.1 F2: See Exhibit 99.1 Row 2 · 2018-11-19 · Sale · Disposed 4,117,722 · Balance 26,131,509 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 17:10 UTC | CION Ares Diversified Credit Fund CADCX · Entity 31546 | GrantSeries G Mandatory Redeemable Preferred Stock 06/01/2028 | 560,000 | $25.00 | $14,000,000.00 |
DisclosureSEC source: 0001104659-23-068108 · tm2317773-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Athene USA Corp · CIK 0001051717 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 560,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:05 UTC | Carlyle Tactical Private Credit Fund TAKAX · Entity 35835 | PurchaseSeries C Mandatory Redeemable Preferred Shares | 1,200,000 | $25.00 | $30,000,000.00 |
DisclosureSEC source: 0001104659-22-097478 · tm2224497-3_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,200,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:05 UTC | Carlyle Tactical Private Credit Fund TAKAX · Entity 35835 | PurchaseSeries B Mandatory Redeemable Preferred Shares | 240,000 | $25.00 | $6,000,000.00 |
DisclosureSEC source: 0001104659-22-060317 · tm2215499-1_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 320,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:05 UTC | Carlyle Tactical Private Credit Fund TAKAX · Entity 35835 | PurchaseSeries A Mandatory Redeemable Preferred Shares | 680,000 | $25.00 | $17,000,000.00 |
DisclosureSEC source: 0001104659-22-060317 · tm2215499-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner ATHENE ANNUITY & LIFE ASSURANCE Co · CIK 0000059252 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 960,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 22:26 UTC | CION Ares Diversified Credit Fund CADEX · Entity 31546 | GrantMandatory Redeemable Preferred Stock Series D 1/06/2027 | 800,000 | $25.00 | $20,000,000.00 |
DisclosureSEC source: 0001104659-22-003244 · tm2136571-5_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Athene Annuity & Life Co · CIK 0000837332 · 10% owner Athene Holding Ltd · CIK 0001527469 · 10% owner Apollo Insurance Solutions Group LP · CIK 0001505002 · 10% owner AISG GP Ltd. · CIK 0001829976 · 10% owner Apollo Life Asset L.P. · CIK 0001829857 · 10% owner Apollo Life Asset GP, LLC · CIK 0001829856 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 800,000 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:47 UTC | Virtuoso Acquisition Corp. VOSO · Entity 133193 | PurchaseClass A Common Stock | 2,850,000 | $10.00 | $28,500,000.00 |
DisclosureSEC source: 0001104659-21-140649 · tm2133272-1_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo SPAC Fund I, L.P. · CIK 0001877952 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,500,000 F1 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 12, 2021 Filed Nov 17, 2021 17:47 UTC | Virtuoso Acquisition Corp. VOSO · Entity 133193 | PurchaseClass A Common Stock | 1,223,000 | $10.00 | $12,229,877.70 |
DisclosureSEC source: 0001104659-21-140649 · tm2133272-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo SPAC Fund I, L.P. · CIK 0001877952 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,650,000 F1 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 16:05 UTC | Virtuoso Acquisition Corp. VOSO · Entity 133193 | PurchaseClass A Common Stock | 1,123,507 | $10.00 | $11,235,070.00 |
DisclosureSEC source: 0001104659-21-139148 · tm2132766-3_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo SPAC Fund I, L.P. · CIK 0001877952 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,427,000 F1 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 16:05 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 3,748,364 | $10.56 | $39,568,854.89 |
DisclosureSEC source: 0001104659-21-034998 · tm219408-1_4seq1.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 399,651 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 16:05 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 232,913 | $11.15 | $2,595,838.68 |
DisclosureSEC source: 0001104659-21-034998 · tm219408-1_4seq1.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,148,015 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 16:05 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | SaleCommon Stock | 1,034,877 | $7.15 | $7,399,991.48 |
DisclosureSEC source: 0001104659-20-135729 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,380,928 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 17:28 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 605,554 | $35.70 | $21,618,277.80 |
DisclosureSEC source: 0001104659-20-105311 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 54,578,634 F1 · kind: See Exhibit 99.1, note 1. F1 · shares: See Exhibit 99.1, note 1. F2 · balance_after: See Exhibit 99.1, note 2. F2 · ownership.nature: See Exhibit 99.1, note 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:24 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 35,534,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-028845 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,214,533 F1 · kind: See Exhibit 99.1 F1 · shares: See Exhibit 99.1 F1 · price: See Exhibit 99.1 F2 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 22:46 UTC | Vistra Corp. VST · Entity 42 | SaleCommon stock, par value $0.01 | 4,214,606 | $23.00 | $96,935,938.00 |
DisclosureSEC source: 0001104659-18-069629 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,802,104 F1 · shares: See Exhibit 99.1 F1 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 22:46 UTC | Vistra Corp. VST · Entity 42 | SaleCommon stock, par value $0.01 | 10,115,052 | $23.00 | $232,646,196.00 |
DisclosureSEC source: 0001104659-18-069629 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,016,710 F1 · shares: See Exhibit 99.1 F1 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 19, 2018 Filed Dec 4, 2018 22:46 UTC Amendment | Vistra Corp. VST · Entity 42 | SaleCommon stock, par value $0.01 | 4,117,722 | $23.00 | $94,707,606.00 |
DisclosureSEC source: 0001104659-18-071424 · a4a.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,131,509 F1 · shares: See Exhibit 99.1 F1 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 19, 2018 Filed Dec 4, 2018 22:46 UTC Amendment | Vistra Corp. VST · Entity 42 | SaleCommon stock, par value $0.01 | 9,882,531 | $23.00 | $227,298,213.00 |
DisclosureSEC source: 0001104659-18-071424 · a4a.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,249,231 F1 · shares: See Exhibit 99.1 F1 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| May 16, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 500,000 | $14.66 | $7,330,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 13 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,919,722 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 15, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 108,287 | $14.41 | $1,560,415.67 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 12 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,419,722 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 14, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 196,136 | $14.74 | $2,891,044.64 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 11 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,528,009 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 11, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 405,000 | $14.53 | $5,884,650.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 10 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,724,145 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:29 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | SaleCommon Stock | 3,192,328 | $24.20 | $77,254,337.60 |
DisclosureSEC source: 0001104659-18-033036 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings I GP, LLC · CIK 0001413407 · 10% owner Apollo Principal Holdings I, L.P. · CIK 0001413406 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Apollo Capital Management VIII, LLC · CIK 0001600223 · 10% owner Apollo Advisors VIII, L.P. · CIK 0001600221 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,917,687 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 10, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 156,808 | $14.53 | $2,278,420.24 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 9 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,129,145 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 09, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 93,669 | $14.08 | $1,318,859.52 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 8 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,285,953 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 08, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 100,000 | $14.25 | $1,425,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 7 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,379,622 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 71,536 | $14.26 | $1,020,103.36 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 6 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,479,622 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 100,000 | $14.43 | $1,443,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 5 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,551,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 50,000 | $14.40 | $720,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 4 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,651,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 550,000 | $14.12 | $7,766,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,701,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 04, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 12,503 | $14.00 | $175,042.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,251,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 03, 2018 Filed May 29, 2018 20:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | SaleClass A Common Stock, $0.001 par value per share | 25,982 | $14.04 | $364,787.28 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,263,661 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:48 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 962,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-021933 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,649,247 F1 · kind: See Exhibit 99.1 F1 · shares: See Exhibit 99.1 F1 · price: See Exhibit 99.1 F2 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 23:07 UTC | Vistra Corp. VST · Entity 42 | SaleCommon stock, par value $0.01 | 5,748,353 | $20.03 | $115,139,510.59 |
DisclosureSEC source: 0001104659-18-018397 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management GP, LLC · CIK 0001413410 · 10% owner Apollo Management, L.P. · CIK 0001398053 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner AIF VII Management, LLC · CIK 0001475358 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,131,762 F1 · shares: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 18:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 22,021,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-015615 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,611,339 F1 · kind: See Exhibit 99.1 F1 · shares: See Exhibit 99.1 F1 · price: See Exhibit 99.1 F2 · balance_after: See Exhibit 99.2 F2 · ownership.nature: See Exhibit 99.2 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 18:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 22,469,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-072976 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,633,170.49 F1 · kind: On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F1 · shares: On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F1 · price: On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 218,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-071917 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,102,862.49 F1 · kind: On December 1, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · shares: On December 1, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · price: On December 1, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 17:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 218,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-068589 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,321,545.49 F1 · kind: On November 10, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · shares: On November 10, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · price: On November 10, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 16:57 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 256,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062540 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,540,228.49 F1 · kind: On October 13, 2017, AHL 2014 Investor II, L.P. distributed 256,182 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · shares: On October 13, 2017, AHL 2014 Investor II, L.P. distributed 256,182 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · price: On October 13, 2017, AHL 2014 Investor II, L.P. distributed 256,182 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 21:42 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 265,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-057018 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 65,796,410.49 F1 · kind: On September 8, 2017, AHL 2014 Investor II, L.P. distributed 265,082 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · shares: On September 8, 2017, AHL 2014 Investor II, L.P. distributed 265,082 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · price: On September 8, 2017, AHL 2014 Investor II, L.P. distributed 265,082 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 17:05 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 279,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-051394 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,061,492.49 F1 · kind: On August 9, 2017, AHL 2014 Investor II, L.P. distributed 279,314 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · shares: On August 9, 2017, AHL 2014 Investor II, L.P. distributed 279,314 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F1 · price: On August 9, 2017, AHL 2014 Investor II, L.P. distributed 279,314 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:15 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,602,829.93 | $49.00 | $372,538,666.57 |
DisclosureSEC source: 0001104659-17-039279 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 66,340,806.49 F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:15 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 10,534,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-039279 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 73,943,636.42 F1 · kind: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F1 · shares: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F1 · price: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 22:02 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | SaleCommon Stock | 5,932,545 | $17.81 | $105,673,457.81 |
DisclosureSEC source: 0001104659-17-024949 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings I GP, LLC · CIK 0001413407 · 10% owner Apollo Principal Holdings I, L.P. · CIK 0001413406 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,110,015 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:53 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 12,532,624 | $48.50 | $607,832,264.00 |
DisclosureSEC source: 0001104659-17-021790 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 84,478,596.72 F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:53 UTC | Athene Holding Ltd. ATH · Entity 9807 | OtherClass A Common Shares | 12,124,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-021790 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,011,220.72 F1 · kind: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 12,391,703 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 12,391,703 Class B common shares to its unitholders, including 22,322 Class B common shares to Apollo Principal Holdings III, L.P. and 244,974 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F1 · shares: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 12,391,703 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 12,391,703 Class B common shares to its unitholders, including 22,322 Class B common shares to Apollo Principal Holdings III, L.P. and 244,974 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F1 · price: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 12,391,703 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 12,391,703 Class B common shares to its unitholders, including 22,322 Class B common shares to Apollo Principal Holdings III, L.P. and 244,974 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution. F2 · balance_after: See Exhibit 99.1. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 18:43 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | ConversionSeries A Convertible Preferred Stock · Derivative | 4,391,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-001270 · a4.xml · derivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,391,753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F1 · price: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F1 · derivative.exercise_date: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F1 · derivative.expiration_date: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 18:43 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | ConversionCommon Stock | 4,391,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-001270 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,415,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: At a special meeting of the shareholders held on January 4, 2017, the Issuer's shareholders approved the issuance of up to 27,061,856 shares of the Issuer's common stock upon the conversion of shares of the Issuer's Series A Convertible Preferred Stock (the "Series A Preferred Stock"), which were purchased by the Reporting Person and certain other investors in certain private placement transactions. As a result of such shareholder approval, each share of Series A Preferred Stock held by the Reporting Person automatically and mandatorily converted into one share of the Issuer's common stock. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 20:17 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 14,136,389 | $40.00 | $565,455,560.00 |
DisclosureSEC source: 0001104659-16-162409 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 109,135,630 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:58 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | PurchaseSeries A Convertible Preferred Stock · Derivative | 1,024,054 | $4.85 | $4,966,661.90 |
DisclosureSEC source: 0001104659-16-157871 · a4.xml · derivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,024,054 Underlying: Common Stock · 1,024,054 shares Expires not disclosed F1 · derivative.exercise_price: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.