Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Senior Floating Rate Fund Inc.AFT · Entity 88793 | Director | May 17, 2022 | May 19, 2022 |
| Apollo Tactical Income Fund Inc.AIF · Entity 88792 | Director | May 17, 2022 | May 19, 2022 |
| Athene Holding Ltd.ATH · Entity 9807 | Director | January 01, 2022 | January 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Senior Floating Rate Fund Inc.
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,700 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Purchase · Acquired 1,500 · Balance 2,700 |
Apollo Tactical Income Fund Inc.
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Purchase · Acquired 1,000 · Balance 3,000 |
Athene Holding Ltd.
Report date January 01, 2022 · Filed January 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-01 · Disposition to issuer · Disposed 11,956 · Balance 5,151 F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. Row 2 · 2022-01-01 · Disposition to issuer · Disposed 5,151 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F3: Pursuant to the Merger Agreement, these time-based restricted share awards ("RSAs") converted into a number of restricted HoldCo Shares, rounded down to the nearest whole HoldCo Share, equal to (i) 1.149 multiplied by (ii) the number of Class A Common Shares subject to such RSA immediately prior to the Effective Time. In addition, these RSAs vested in full immediately prior to the Effective Time. These RSAs are otherwise subject to the same terms and conditions as were applicable immediately prior to the Effective Time. |
| Class A Common SharesSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2022-01-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-01-01 · Disposition to issuer · Disposed 27,147 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."
F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.
F3: Pursuant to the Merger Agreement, these time-based restricted share awards ("RSAs") converted into a number of restricted HoldCo Shares, rounded down to the nearest whole HoldCo Share, equal to (i) 1.149 multiplied by (ii) the number of Class A Common Shares subject to such RSA immediately prior to the Effective Time. In addition, these RSAs vested in full immediately prior to the Effective Time. These RSAs are otherwise subject to the same terms and conditions as were applicable immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed May 19, 2022 16:30 UTC | Apollo Senior Floating Rate Fund Inc. AFT · Entity 88793 | PurchaseCommon Stock | 1,500 | $13.32 | $19,973.40 |
DisclosureSEC source: 0000899243-22-018841 · doc4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
| May 17, 2022 Filed May 19, 2022 16:30 UTC | Apollo Tactical Income Fund Inc. AIF · Entity 88792 | PurchaseCommon Stock | 1,000 | $12.85 | $12,846.10 |
DisclosureSEC source: 0000899243-22-018842 · doc4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 16:21 UTC | Apollo Senior Floating Rate Fund Inc. AFT · Entity 88793 | PurchaseCommon Stock | 1,200 | $15.67 | $18,800.76 |
DisclosureSEC source: 0000899243-22-008598 · doc4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 16:23 UTC | Apollo Tactical Income Fund Inc. AIF · Entity 88792 | PurchaseCommon Stock | 2,000 | $14.67 | $29,330.80 |
DisclosureSEC source: 0000899243-22-008599 · doc4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 22:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 27,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000196 · form4.xml · nonDerivative · entry 3 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2 · price: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 22:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 5,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000196 · form4.xml · nonDerivative · entry 2 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F3 · price: Pursuant to the Merger Agreement, these time-based restricted share awards ("RSAs") converted into a number of restricted HoldCo Shares, rounded down to the nearest whole HoldCo Share, equal to (i) 1.149 multiplied by (ii) the number of Class A Common Shares subject to such RSA immediately prior to the Effective Time. In addition, these RSAs vested in full immediately prior to the Effective Time. These RSAs are otherwise subject to the same terms and conditions as were applicable immediately prior to the Effective Time. Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 22:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 11,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-000196 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151 F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc." F2 · price: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 22:29 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 2,000 | $77.34 | $154,680.00 |
DisclosureSEC source: 0001127602-21-027370 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 27,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 22:30 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 2,000 | $68.80 | $137,600.00 |
DisclosureSEC source: 0001127602-21-025527 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 29,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 2,000 | $65.19 | $130,380.00 |
DisclosureSEC source: 0001127602-21-024000 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 31,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 22:05 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 2,000 | $64.49 | $128,980.00 |
DisclosureSEC source: 0001127602-21-022137 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 33,147 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 22:38 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 2,000 | $62.88 | $125,760.00 |
DisclosureSEC source: 0001127602-21-020082 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,107 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2021. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| May 10, 2021 Filed May 13, 2021 00:24 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 12,000 | $62.99 | $755,880.00 |
DisclosureSEC source: 0001127602-21-016450 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,107 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.96 to $63.00 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 3,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001093 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,107 F1 · shares: This Form 4 is being filed to report a restricted share award which vests on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 00:08 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009215 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,534 F1 · shares: This Form 4 is being filed to report a restricted share award of Class A common shares which vests ratably on the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:47 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000920 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,167 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:24 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 3,000 | $44.35 | $133,050.00 |
DisclosureSEC source: 0001127602-19-032917 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 00:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 3,000 | $40.00 | $120,000.00 |
DisclosureSEC source: 0001127602-19-030658 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 01:05 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 3,000 | $41.97 | $125,910.00 |
DisclosureSEC source: 0001127602-19-028497 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:53 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 3,000 | $37.75 | $113,250.00 |
DisclosureSEC source: 0001127602-19-026880 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:09 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 3,701 | $0.00 | $3.70 |
DisclosureSEC source: 0001127602-19-000828 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,012 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 3,701 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:40 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,653 | $0.00 | $2.65 |
DisclosureSEC source: 0001127602-18-001122 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,311 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 01:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,005 | $0.00 | $2.01 |
DisclosureSEC source: 0001127602-17-014223 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,658 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,005 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 419 | $0.00 | $0.42 |
DisclosureSEC source: 0000899243-17-000497 · doc4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,653 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 419 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 19,870 of such Class A common shares remain unvested as of the date of this report. Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 01:48 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 427 | $0.00 | $0.43 |
DisclosureSEC source: 0000899243-16-035865 · doc4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,234 F1 · balance_after: This Form 4 is being filed to report a restricted share award of 427 Class A common shares in accordance with the quarterly awards of restricted shares made to the Reporting Person under the retention letter entered into between the Issuer and the Reporting Person. These Class A common shares, and the other Class A common shares reported as being owned directly by the Reporting Person, were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. 20,210 of such Class A common shares remain unvested as of the date of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.