Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Athene Holding Ltd.ATH · Entity 9807 | See Remarks | February 28, 2020 | March 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Athene Holding Ltd.
Report date February 28, 2020 · Filed March 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 35,946 |
Reported balance
After 2020-02-28 transaction · row 1
1 source rowRow 1 · 2020-02-28 · Grant · Acquired 2,586 · Balance 35,946 F2: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. |
| Class M-4 Prime Common SharesSEC Table II · derivative / convertible security · Conversion / exercise price $36.40 | Direct | 119,094.61 |
Reported balance
After 2020-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-28 · Tax withholding · Disposed 36,460.72 · Balance 119,094.61 F1: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. |
| Class M-4 Prime Common SharesSEC Table II · derivative / convertible security · Conversion / exercise price $36.40 | Direct | 0 |
Reported balance
After 2020-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-28 · Disposition to issuer · Disposed 119,094.61 · Balance 0 F2: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.40 | Direct | 113,139 |
Reported balance
After 2020-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-28 · Grant · Acquired 113,139 · Balance 113,139 F2: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3: These warrants can be exercised at any time and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.
F2: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares.
F3: These warrants can be exercised at any time and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantWarrants (Right to Buy) · Derivative | 113,139 | Not disclosed Strike: $36.40 | Not disclosed |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · derivative · entry 4 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,139 Underlying: Class A Common Shares · 113,139 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F3 · derivative.exercise_date: These warrants can be exercised at any time and have no expiration date. F3 · derivative.expiration_date: These warrants can be exercised at any time and have no expiration date. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass M-4 Prime Common Shares · Derivative | 119,094.61 | Not disclosed Strike: $36.40 | Not disclosed |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · derivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 119,094.61 shares Expires not disclosed F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 36,460.72 | $9.87 Strike: $36.40 | $359,867.31 |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · derivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,094.61 Underlying: Class A Common Shares · 36,460.72 shares Expires not disclosed F1 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · derivative.exercise_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. F2 · derivative.expiration_date: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 28, 2020 Filed Mar 4, 2020 01:09 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 2,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-009251 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,946 F2 · price: In connection with the elimination of the Issuer's multi-class share structure, and pursuant to an exchange that was approved by the Compensation Committee of the Issuer's board of directors on December 3, 2019 for purposes of Rule 16b-3 under the Securities Exchange Act of 1934, unvested Class M common shares held by the Reporting Person were vested prior to the exchange and Class M common shares held by the Reporting Person were exchanged for (i) a number of Class A common shares with an aggregate value (based on the volume weighted average trading price of the Class A common shares over the previous 60 calendar days and rounded up to the next whole Class A common share in the event of any fractional shares) equal to 5% of the fair market value of the exchanged Class M common shares and (ii) a number of warrants to purchase Class A common shares with an exercise price equal to the exercise price of the Class M shares being exchanged and with an aggregate fair market value (based on the Black-Scholes option pricing methodology) equal to 95% of the fair market value of the exchanged Class M common shares. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 00:27 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 6,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007768 · form4.xml · derivative · entry 5 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 6,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F4 · derivative.exercise_price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. F3 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 00:27 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 2,260 | $49.71 | $112,344.60 |
DisclosureSEC source: 0001127602-20-007768 · form4.xml · nonDerivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,360 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 00:27 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 6,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-007768 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 00:27 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007768 · form4.xml · derivative · entry 4 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,269 Underlying: Class A Common Shares · 3,269 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 6,538 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 6,538 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 6,538 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 00:27 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,159 | $0.00 Strike: $49.71 | $0.00 |
DisclosureSEC source: 0001127602-20-007768 · form4.xml · derivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,159 Underlying: Class A Common Shares · 15,159 shares Expires 2030-02-21 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 23:51 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 6,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006563 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,813 Underlying: Class A Common Shares · 6,813 shares Expires not disclosed F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on March 21, 2017, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019 (the "Performance Period"). On February 18, 2020, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that vested for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on January 15, 2019 and will be settled in Class A common shares within 90 days of the vesting date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 1,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · derivative · entry 7 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 Underlying: Class A Common Shares · 1,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · derivative · entry 6 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041 Underlying: Class A Common Shares · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · derivative · entry 5 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 1,246 | $47.03 | $58,599.38 |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 4 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,807 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| July 01, 2019 Filed Jul 17, 2019 21:26 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 4,308.18 | $6.66 Strike: $36.40 | $28,692.48 |
DisclosureSEC source: 0001127602-19-024784 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,555.33 Underlying: Class A Common Shares · 4,308.18 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 3,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014926 · form4.xml · derivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829 Underlying: Class A Common Shares · 3,829 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,753 | $0.00 Strike: $42.44 | $0.00 |
DisclosureSEC source: 0001127602-19-014926 · form4.xml · derivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,753 Underlying: Class A Common Shares · 16,753 shares Expires 2029-04-03 F2 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 11,487 | $0.00 | $11.49 |
DisclosureSEC source: 0001127602-19-014926 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,760 F1 · shares: This reported transaction represents an award of performance-based restricted shares issued at the maximum payout amount. The shares vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021 and are subject to forfeiture in the event that maximum performance levels are not achieved. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested at the target level of performance as of the effective date of such termination of relationship. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 1,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001387 · form4.xml · derivative · entry 5 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082 Underlying: Class A Common Shares · 1,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001387 · form4.xml · derivative · entry 4 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976 Underlying: Class A Common Shares · 976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 811 | $39.83 | $32,302.13 |
DisclosureSEC source: 0001127602-19-001387 · form4.xml · nonDerivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,273 F4 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001387 · form4.xml · nonDerivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:14 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001387 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 20:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 6,307.95 | $7.44 Strike: $36.40 | $46,931.15 |
DisclosureSEC source: 0001127602-18-022240 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,863.51 Underlying: Class A Common Shares · 6,307.95 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 23:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 3,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009433 · form4.xml · derivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,122 Underlying: Class A Common Shares · 3,122 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 23:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,907 | $0.00 Strike: $48.05 | $0.00 |
DisclosureSEC source: 0001127602-18-009433 · form4.xml · derivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,907 Underlying: Class A Common Shares · 15,907 shares Expires 2028-02-27 F2 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 23:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 9,366 | $0.01 | $93.66 |
DisclosureSEC source: 0001127602-18-009433 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,068 F1 · shares: This reported transaction represents an award of performance-based restricted shares issued at the maximum payout amount. The shares vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 and are subject to forfeiture in the event that maximum performance levels are not achieved. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested at the target level of performance as of the effective date of such termination of relationship. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001183 · form4.xml · derivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952 Underlying: Class A Common Shares · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 393 | $51.71 | $20,322.03 |
DisclosureSEC source: 0001127602-18-001183 · form4.xml · nonDerivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,702 F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-001183 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:49 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 6,604.29 | $13.21 Strike: $36.40 | $87,242.67 |
DisclosureSEC source: 0001127602-17-023030 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,171.46 Underlying: Class A Common Shares · 6,604.29 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 23:40 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 27,224.25 | $15.29 Strike: $36.40 | $416,258.78 |
DisclosureSEC source: 0001127602-17-014980 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,775.75 Underlying: Class A Common Shares · 27,224.25 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 01:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 2,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012848 · form4.xml · derivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 Underlying: Class A Common Shares · 2,927 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 01:04 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,907 | $0.00 Strike: $51.25 | $0.00 |
DisclosureSEC source: 0001127602-17-012848 · form4.xml · derivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,907 Underlying: Class A Common Shares · 15,907 shares Expires 2027-03-21 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2017 vesting start date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.