organization · Reporting owner
Apollo Principal Holdings II, L.P.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Athene Holding Ltd.ATH · Entity 9807 | 10% owner | September 11, 2020 | September 15, 2020 |
| GENCO SHIPPING & TRADING LTDGNK · Entity 2088 | 10% owner | November 15, 2016 | November 17, 2016 |
| WARRIOR MET COAL, INC.HCC · Entity 3831 | 10% owner | April 19, 2017 | April 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Athene Holding Ltd.
Report date September 11, 2020 · Filed September 15, 2020
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Capital Management GP, LLC, Apollo Capital Management, L.P., Apollo International Management GP, LLC, Apollo International Management, L.P., Apollo Principal Holdings A, L.P., Apollo Principal Holdings A GP, Ltd., Apollo Principal Holdings II GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee footnote | 54,578,634 |
Reported balance
After 2020-09-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-09-11 · Disposition to issuer · Disposed 605,554 · Balance 54,578,634 F1: See Exhibit 99.1, note 1. F2: See Exhibit 99.1, note 2. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1, note 1.
F2: See Exhibit 99.1, note 2.
GENCO SHIPPING & TRADING LTD
Report date November 15, 2016 · Filed November 17, 2016
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management Holdings, L.P., Apollo Capital Management GP, LLC, Apollo Capital Management, L.P., Apollo Principal Holdings II GP, LLC, Apollo SVF Management GP, LLC, Apollo SVF Management, L.P., APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 1,024,054 |
Reported balance
After 2016-11-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-15 · Purchase · Acquired 1,024,054 · Balance 1,024,054 F1: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F2: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.
F2: See Exhibit 99.1.
WARRIOR MET COAL, INC.
Report date April 19, 2017 · Filed April 20, 2017
Jointly reported with Apollo Management Holdings GP, LLC, Apollo Management Holdings, L.P., Apollo Capital Management GP, LLC, Apollo Capital Management, L.P., Apollo Principal Holdings A GP, Ltd., Apollo Principal Holdings II GP, LLC, Apollo Principal Holdings I GP, LLC, Apollo Principal Holdings I, L.P., APH Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,110,015 |
Reported balance
After 2017-04-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-04-19 · Sale · Disposed 5,932,545 · Balance 10,110,015 F1: See Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2020 Filed Sep 15, 2020 17:28 UTC | Athene Holding Ltd. ATH · Entity 9807 | Disposition to issuerClass A Common Shares | 605,554 | $35.70 | $21,618,277.80 |
DisclosureSEC source: 0001104659-20-105311 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 54,578,634 F1 · kind: See Exhibit 99.1, note 1. F1 · shares: See Exhibit 99.1, note 1. F2 · balance_after: See Exhibit 99.1, note 2. F2 · ownership.nature: See Exhibit 99.1, note 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:24 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantClass A Common Shares | 35,534,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-028845 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo International Management GP, LLC · CIK 0001512580 · 10% owner Apollo International Management, L.P. · CIK 0001512636 · 10% owner Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,214,533 F1 · kind: See Exhibit 99.1 F1 · shares: See Exhibit 99.1 F1 · price: See Exhibit 99.1 F2 · balance_after: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| April 19, 2017 Filed Apr 20, 2017 22:02 UTC | WARRIOR MET COAL, INC. HCC · Entity 3831 | SaleCommon Stock | 5,932,545 | $17.81 | $105,673,457.81 |
DisclosureSEC source: 0001104659-17-024949 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings I GP, LLC · CIK 0001413407 · 10% owner Apollo Principal Holdings I, L.P. · CIK 0001413406 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,110,015 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:58 UTC | GENCO SHIPPING & TRADING LTD GNK · Entity 2088 | PurchaseSeries A Convertible Preferred Stock · Derivative | 1,024,054 | $4.85 | $4,966,661.90 |
DisclosureSEC source: 0001104659-16-157871 · a4.xml · derivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,024,054 Underlying: Common Stock · 1,024,054 shares Expires not disclosed F1 · derivative.exercise_price: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued. F2 · ownership.nature: See Exhibit 99.1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.