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organization · Reporting owner

Apollo Principal Holdings II, L.P.

Disclosed activity across 3 companies

Tapewire entity
146626
SEC CIK
0001490268

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Athene Holding Ltd.ATH · Entity 980710% ownerSeptember 11, 2020September 15, 2020
GENCO SHIPPING & TRADING LTDGNK · Entity 208810% ownerNovember 15, 2016November 17, 2016
WARRIOR MET COAL, INC.HCC · Entity 383110% ownerApril 19, 2017April 20, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common SharesSEC Table I · non-derivativeIndirectSee footnote54,578,634 Reported balance After 2020-09-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-09-11 · Disposition to issuer · Disposed 605,554 · Balance 54,578,634

F1: See Exhibit 99.1, note 1.

F2: See Exhibit 99.1, note 2.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1, note 1.

F2: See Exhibit 99.1, note 2.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote1,024,054 Reported balance After 2016-11-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-11-15 · Purchase · Acquired 1,024,054 · Balance 1,024,054

F1: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.

F2: See Exhibit 99.1.

Filing footnotes · ownership attribution and instrument terms

F1: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.

F2: See Exhibit 99.1.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote10,110,015 Reported balance After 2017-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-04-19 · Sale · Disposed 5,932,545 · Balance 10,110,015

F1: See Exhibit 99.1.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2020 Filed Sep 15, 2020 17:28 UTC Athene Holding Ltd. ATH · Entity 9807 Disposition to issuerClass A Common Shares 605,554 $35.70 $21,618,277.80
Disclosure

SEC source: 0001104659-20-105311 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner

Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 54,578,634

F1 · kind: See Exhibit 99.1, note 1.

F1 · shares: See Exhibit 99.1, note 1.

F2 · balance_after: See Exhibit 99.1, note 2.

F2 · ownership.nature: See Exhibit 99.1, note 2.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:24 UTC Athene Holding Ltd. ATH · Entity 9807 GrantClass A Common Shares 35,534,942 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-028845 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner

Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,214,533

F1 · kind: See Exhibit 99.1

F1 · shares: See Exhibit 99.1

F1 · price: See Exhibit 99.1

F2 · balance_after: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
April 19, 2017 Filed Apr 20, 2017 22:02 UTC WARRIOR MET COAL, INC. HCC · Entity 3831 SaleCommon Stock 5,932,545 $17.81 $105,673,457.81
Disclosure

SEC source: 0001104659-17-024949 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner

Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner

Apollo Principal Holdings I GP, LLC · CIK 0001413407 · 10% owner

Apollo Principal Holdings I, L.P. · CIK 0001413406 · 10% owner

APH Holdings, L.P. · CIK 0001648671 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,110,015

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 18:58 UTC GENCO SHIPPING & TRADING LTD GNK · Entity 2088 PurchaseSeries A Convertible Preferred Stock · Derivative 1,024,054 $4.85 $4,966,661.90
Disclosure

SEC source: 0001104659-16-157871 · a4.xml · derivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Principal Holdings II, L.P. · CIK 0001490268 · 10% owner

Apollo Principal Holdings II GP, LLC · CIK 0001490269 · 10% owner

Apollo SVF Management GP, LLC · CIK 0001456422 · 10% owner

Apollo SVF Management, L.P. · CIK 0001374205 · 10% owner

APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP · CIK 0001445269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,024,054

Underlying: Common Stock · 1,024,054 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock ("Preferred Shares") will be automatically converted into shares of the Issuer's common stock ("Common Stock") upon the approval of the Issuer's stockholders, at an initial ratio of one share of Common Stock for each Preferred Share, subject to adjustment pursuant to certain anti-dilution provisions. The Issuer has committed to take all action necessary to hold a special meeting of its stockholders to seek stockholder approval of the conversion within 60 days of the closing under the purchase agreement pursuant to which the Preferred Shares were issued.

F2 · ownership.nature: See Exhibit 99.1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.