ATH-PA

SEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 4

Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By James And Leslie Belardi Family Trust

Disclosed balance after: 936,465

F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards.

SEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 3

Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By James And Leslie Belardi Family Trust

Disclosed balance after: 939,090

F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

SEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 2

Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By James And Leslie Belardi Family Trust

Disclosed balance after: 945,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F1 · balance_after: Of these Class A common shares, 13,971 were originally issued pursuant to a restricted share award which vests ratably on the first and second anniversaries of the vesting start date; provided, however, in the event of death or disability, the award shall become immediately and fully vested; and provided, further, that in the event of a termination of relationship due to (i) an involuntary termination by the Issuer without cause or (ii) resignation by the reporting person for good reason and, in each case, such termination of relationship occurs within eighteen (18) months following a change in control, the award shall become immediately and fully vested as of the effective date of such termination of relationship. These 13,971 shares were transferred by the reporting person to the James and Leslie Belardi Family Trust on June 30, 2017 in a transaction exempt from Section 16 by Rule 16a-13. Of these 13,971 shares, 6,986 remain unvested as of the date of this report.

SEC source: 0001127602-18-001137 · form4.xml · nonDerivative · entry 1

Belardi James Richard · CIK 0001689315 · Director · Chairman, CEO and CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By James And Leslie Belardi Family Trust

Disclosed balance after: 940,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

SEC source: 0001127602-18-001162 · form4.xml · derivative · entry 10

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,765

Underlying: Class A Common Shares · 1,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 8,293 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 8,293 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 8,293 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001162 · form4.xml · derivative · entry 9

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Class A Common Shares · 2,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 12,519 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 12,519 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 12,519 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001162 · form4.xml · nonDerivative · entry 4

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539,363

F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards.

SEC source: 0001127602-18-001162 · form4.xml · nonDerivative · entry 3

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,927

F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

SEC source: 0001127602-18-001162 · form4.xml · nonDerivative · entry 2

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F1 · balance_after: Of these Class A common shares, 70,498 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All such Class A common shares are vested as of the date of this report.

SEC source: 0001127602-18-001162 · form4.xml · nonDerivative · entry 1

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

SEC source: 0001127602-18-001136 · form4.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,715

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001127602-18-001119 · form4.xml · nonDerivative · entry 1

BEILINSON MARC A · CIK 0001279821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,638

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001127602-18-001124 · form4.xml · nonDerivative · entry 1

WRUBEL ARTHUR · CIK 0001279098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,745

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001127602-18-001149 · form4.xml · derivative · entry 6

WHEELER WILLIAM J · CIK 0001273281 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

Underlying: Class A Common Shares · 2,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 14,635 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 14,635 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 14,635 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001149 · form4.xml · derivative · entry 5

WHEELER WILLIAM J · CIK 0001273281 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Class A Common Shares · 3,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 22,092 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 22,092 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 22,092 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001149 · form4.xml · nonDerivative · entry 4

WHEELER WILLIAM J · CIK 0001273281 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,785

F6 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted share awards.

SEC source: 0001127602-18-001149 · form4.xml · nonDerivative · entry 3

WHEELER WILLIAM J · CIK 0001273281 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,147

F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

SEC source: 0001127602-18-001149 · form4.xml · nonDerivative · entry 2

WHEELER WILLIAM J · CIK 0001273281 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F1 · balance_after: Of these Class A common shares, 4,793 were originally issued pursuant to restricted share awards which vest one third on each of the first three anniversaries of the vesting start date and immediately upon a sale or change in control of the Issuer. All such Class A common shares have vested as of the date of this report.

SEC source: 0001127602-18-001149 · form4.xml · nonDerivative · entry 1

WHEELER WILLIAM J · CIK 0001273281 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

SEC source: 0001127602-18-001128 · form4.xml · nonDerivative · entry 1

MCCALL H CARL · CIK 0001223627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,745

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001127602-18-001110 · form4.xml · nonDerivative · entry 1

Ruisi Lawrence · CIK 0001312995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,269

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001127602-18-001168 · form4.xml · derivative · entry 5

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Underlying: Class A Common Shares · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001168 · form4.xml · derivative · entry 4

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841

Underlying: Class A Common Shares · 1,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 11,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 11,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2016 vesting start date. An additional 11,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2016 to December 31, 2018. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001168 · form4.xml · nonDerivative · entry 3

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,092

F4 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

SEC source: 0001127602-18-001168 · form4.xml · nonDerivative · entry 2

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

SEC source: 0001127602-18-001168 · form4.xml · nonDerivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

SEC source: 0001127602-18-001172 · form4.xml · nonDerivative · entry 1

Taitz Hope S · CIK 0001525808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,402

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,997 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001127602-18-001183 · form4.xml · derivative · entry 3

Rhodes John M · CIK 0001657130 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Class A Common Shares · 975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F2 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

SEC source: 0001127602-18-001183 · form4.xml · nonDerivative · entry 2

Rhodes John M · CIK 0001657130 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,702

F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.

SEC source: 0001127602-18-001183 · form4.xml · nonDerivative · entry 1

Rhodes John M · CIK 0001657130 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.

SEC source: 0001127602-18-001122 · form4.xml · nonDerivative · entry 1

Borden Robert L · CIK 0001592214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,311

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

SEC source: 0001104659-17-072976 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,633,170.49

F1 · kind: On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.

F1 · shares: On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.

F1 · price: On December 8, 2017, AAA Guarantor-Athene, L.P. ("AAA Guarantor") distributed Class B common shares to its limited partner, AAA Investments, L.P. ("AAA Investments"), which in turn distributed 22,965,061 Class B common shares to AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these Class B common shares to its unitholders, including 495,369 Class B common shares to unitholders associated with the reporting persons. AAA Investments also distributed 12,531 Class B common shares to its general partner, AAA Associates, L.P. in respect of its general partnership interest in AAA Investments. Except for the Class B common shares that were distributed to unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-17-071917 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,102,862.49

F1 · kind: On December 1, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · shares: On December 1, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · price: On December 1, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001127602-17-033703 · form4.xml · derivative · entry 7

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 44,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These Class M-3 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: These Class M-3 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F4 · derivative.exercise_date: These Class M-3 common shares vested on October 30, 2017. Once vested, the reporting person has 30 days during which he can elect to convert these Class M-3 common shares into Class A common shares. These Class M-3 common shares automatically convert into Class A common shares 30 days after vesting.

F3 · derivative.expiration_date: These Class M-3 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F4 · derivative.expiration_date: These Class M-3 common shares vested on October 30, 2017. Once vested, the reporting person has 30 days during which he can elect to convert these Class M-3 common shares into Class A common shares. These Class M-3 common shares automatically convert into Class A common shares 30 days after vesting.

SEC source: 0001127602-17-033703 · form4.xml · nonDerivative · entry 2

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,504

F2 · shares: This reported transaction represents shares withheld to pay the conversion price in connection with the conversion of Class M-3 common shares. The price represents the closing market value of the Company's Class A common shares as of November 29, 2017.

F2 · price: This reported transaction represents shares withheld to pay the conversion price in connection with the conversion of Class M-3 common shares. The price represents the closing market value of the Company's Class A common shares as of November 29, 2017.

SEC source: 0001127602-17-033703 · form4.xml · nonDerivative · entry 1

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 59,968 Class A common shares were transferred from Grant Kvalheim April 2014 GRAT to Grant Kvalheim, in his individual capacity, on April 28, 2017. Such transfer is an exempt change in form of beneficial ownership under Rule 16a-13.

SEC source: 0001127602-17-032468 · form4.xml · derivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,832.45

Underlying: Class A Common Shares · 8,405.04 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the November 15, 2015 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire November 15, 2025.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the November 15, 2015 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire November 15, 2025.

SEC source: 0001104659-17-068589 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,321,545.49

F1 · kind: On November 10, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · shares: On November 10, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · price: On November 10, 2017, AHL 2014 Investor II, L.P. distributed 218,683 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-17-062540 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,540,228.49

F1 · kind: On October 13, 2017, AHL 2014 Investor II, L.P. distributed 256,182 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · shares: On October 13, 2017, AHL 2014 Investor II, L.P. distributed 256,182 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · price: On October 13, 2017, AHL 2014 Investor II, L.P. distributed 256,182 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-17-057018 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,796,410.49

F1 · kind: On September 8, 2017, AHL 2014 Investor II, L.P. distributed 265,082 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · shares: On September 8, 2017, AHL 2014 Investor II, L.P. distributed 265,082 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · price: On September 8, 2017, AHL 2014 Investor II, L.P. distributed 265,082 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-17-051394 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,061,492.49

F1 · kind: On August 9, 2017, AHL 2014 Investor II, L.P. distributed 279,314 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · shares: On August 9, 2017, AHL 2014 Investor II, L.P. distributed 279,314 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F1 · price: On August 9, 2017, AHL 2014 Investor II, L.P. distributed 279,314 Class B common shares to its limited partner in accordance with the AHL 2014 Investor II, L.P. Amended and Restated Agreement of Limited Partnership. All of the Class B common shares distributed by AHL Investor II, L.P. automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001127602-17-023030 · form4.xml · derivative · entry 1

Rhodes John M · CIK 0001657130 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,171.46

Underlying: Class A Common Shares · 6,604.29 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026.

SEC source: 0001104659-17-039279 · a4.xml · nonDerivative · entry 2

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,340,806.49

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-17-039279 · a4.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Apollo Principal Holdings III, L.P. · CIK 0001566433 · 10% owner

Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner

Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner

Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Alternative Assets, L.P. · CIK 0001473543 · 10% owner

Apollo International Management, L.P. · CIK 0001512636 · 10% owner

Apollo International Management GP, LLC · CIK 0001512580 · 10% owner

Apollo Life Asset Ltd. · CIK 0001527502 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,943,636.42

F1 · kind: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.

F1 · shares: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.

F1 · price: In connection with a secondary offering of the shares of the Issuer, AAA Guarantor-Athene LP ("AAA Guarantor") distributed 10,767,217 Class B common shares to its limited partner, AP Alternative Assets, L.P. ("AP Alternative Assets"). AP Alternative Assets in turn distributed these 10,767,217 Class B common shares to its unitholders, including 19,396 Class B common shares to Apollo Principal Holdings III, L.P. and 212,859 Class B common shares to AAA Holdings, L.P. Except for the Class B common shares that were distributed to Apollo Principal Holdings III, L.P., AAA Holdings, L.P. and certain other unitholders associated with the reporting persons, all Class B common shares distributed by AP Alternative Assets automatically became Class A common shares upon such distribution.

F2 · balance_after: See Exhibit 99.1.

F2 · ownership.nature: See Exhibit 99.1.

SEC source: 0001127602-17-018385 · form4.xml · derivative · entry 1

Gillis Frank Lauren · CIK 0001689345 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,801.84

Underlying: Class A Common Shares · 5,279.67 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026.

SEC source: 0001127602-17-014982 · form4.xml · derivative · entry 1

Kvalheim Grant · CIK 0001689321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,612.71

Underlying: Class A Common Shares · 70,322.8 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the February 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire February 15, 2026.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the February 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire February 15, 2026.

SEC source: 0001127602-17-014976 · form4.xml · derivative · entry 1

Gillis Frank Lauren · CIK 0001689345 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,081.51

Underlying: Class A Common Shares · 24,918.49 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026.

SEC source: 0001127602-17-014984 · form4.xml · derivative · entry 1

Klein Martin P · CIK 0001518052 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,237.49

Underlying: Class A Common Shares · 42,025.51 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the November 15, 2015 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire November 15, 2025.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the November 15, 2015 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire November 15, 2025.

SEC source: 0001127602-17-014980 · form4.xml · derivative · entry 1

Rhodes John M · CIK 0001657130 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,775.75

Underlying: Class A Common Shares · 27,224.25 shares

Expires not disclosed

F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.

F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026.

F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).

F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the July 1, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire July 1, 2026.

SEC source: 0001127602-17-014225 · form4.xml · nonDerivative · entry 1

Puffer Manfred · CIK 0001691088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,075

F1 · balance_after: This Form 4 is being filed to report a restricted share award of 2,005 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.

F2 · balance_after: Manfred Puffer serves as a Senior Advisor to Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer"), and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Puffer disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Puffer is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.