Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Athene Holding Ltd.
Report date December 31, 2019 · Filed January 03, 2020
Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class M-4 Prime Common SharesSEC Table II · derivative / convertible security · Conversion / exercise price $33.95 | Direct | 154,069.99 |
Reported balance
After 2019-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-31 · Tax withholding · Disposed 5,866.16 · Balance 154,069.99 F1: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F3: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).
F2: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld.
F3: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 18:36 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 5,866.16 | $13.01 Strike: $33.95 | $76,318.74 |
DisclosureSEC source: 0001127602-20-000908 · form4.xml · derivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,069.99 Underlying: Class A Common Shares · 5,866.16 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 300,000 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $43.89 | $83,391.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $44.05 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $43.89 | $333,564.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $44.06 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $43.89 | $438,900.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $44.05 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 307,600 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $37.81 | $71,839.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $37.82 | $287,432.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $37.81 | $378,100.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 3,800 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 315,200 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $42.03 | $79,857.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.24 to $42.42 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $42.04 | $319,504.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.27 to $42.40 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $42.03 | $420,300.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.24 to $42.42 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:02 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-028495 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 5,700 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 322,800 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $37.99 | $288,724.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.62 to $38.34 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $38.01 | $72,219.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.57 to $38.38 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $38.01 | $380,100.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.57 to $38.38 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:56 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026750 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 7,600 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 330,400 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $42.64 | $81,016.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.43 to 43.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $42.64 | $324,064.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.43 to 43.16 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $42.64 | $426,400.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.43 to 43.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 16:37 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024391 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 9,500 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 338,000 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $43.56 | $82,764.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $43.55 | $330,980.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $43.56 | $435,600.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021577 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:38 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass M-4 Prime Common Shares · Derivative | 4,932.78 | $9.75 Strike: $33.95 | $48,094.61 |
DisclosureSEC source: 0001127602-19-019041 · form4.xml · derivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,936.15 Underlying: Class A Common Shares · 4,932.78 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the May 15, 2016 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 11,400 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 345,600 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 1,900 | $44.98 | $85,462.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to 45.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 7,600 | $44.98 | $341,848.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to 45.20 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | SaleClass A Common Shares | 10,000 | $44.98 | $449,800.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.63 to 45.21 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2019 Filed May 10, 2019 18:43 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018207 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.