Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 3, 2020 18:16 UTC |
Kvalheim GrantSee Remarks
|
Exercise / conversionClass A Common Shares | 1,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000871 · form4.xml · nonDerivative · entry 2 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:16 UTC |
Kvalheim GrantSee Remarks
|
Exercise / conversionClass A Common Shares | 1,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000871 · form4.xml · nonDerivative · entry 1 Kvalheim Grant · CIK 0001689321 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:54 UTC |
Leach BrianDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000928 · form4.xml · nonDerivative · entry 1 Leach Brian · CIK 0001428954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,571 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · derivative · entry 5 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Class A Common Shares · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · derivative · entry 4 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341 Underlying: Class A Common Shares · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC |
Sondej John AndrewSee Remarks
|
Tax withholdingClass A Common Shares | 318 | $47.03 | $14,955.54 |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · nonDerivative · entry 3 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 F4 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionClass A Common Shares | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC |
Sondej John AndrewSee Remarks
|
Exercise / conversionClass A Common Shares | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:51 UTC |
WRUBEL ARTHURDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000923 · form4.xml · nonDerivative · entry 1 WRUBEL ARTHUR · CIK 0001279098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,601 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:43 UTC |
BEILINSON MARC ADirector
|
GrantClass A Common Shares | 3,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000915 · form4.xml · nonDerivative · entry 1 BEILINSON MARC A · CIK 0001279821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,313 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,542 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionRestricted Stock Units · Derivative | 3,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · derivative · entry 7 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,855 Underlying: Class A Common Shares · 3,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionRestricted Stock Units · Derivative | 2,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · derivative · entry 6 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602 Underlying: Class A Common Shares · 2,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionRestricted Stock Units · Derivative | 2,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · derivative · entry 5 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 2,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 14,635 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 14,635 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 14,635 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Tax withholdingClass A Common Shares | 3,111 | $47.03 | $146,310.33 |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · nonDerivative · entry 4 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,380 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionClass A Common Shares | 3,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · nonDerivative · entry 3 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionClass A Common Shares | 2,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · nonDerivative · entry 2 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:40 UTC |
WHEELER WILLIAM JPresident
|
Exercise / conversionClass A Common Shares | 2,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000912 · form4.xml · nonDerivative · entry 1 WHEELER WILLIAM J · CIK 0001273281 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:51 UTC |
MCCALL H CARLDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000924 · form4.xml · nonDerivative · entry 1 MCCALL H CARL · CIK 0001223627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,601 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:55 UTC |
Ruisi LawrenceDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000931 · form4.xml · nonDerivative · entry 1 Ruisi Lawrence · CIK 0001312995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,125 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:54 UTC |
Taitz Hope SDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000927 · form4.xml · nonDerivative · entry 1 Taitz Hope S · CIK 0001525808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,258 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · derivative · entry 7 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677 Underlying: Class A Common Shares · 3,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · derivative · entry 6 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,735 Underlying: Class A Common Shares · 1,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · derivative · entry 5 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 1,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 9,757 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Tax withholdingClass A Common Shares | 2,600 | $47.03 | $122,278.00 |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · nonDerivative · entry 4 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,919 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionClass A Common Shares | 3,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · nonDerivative · entry 3 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionClass A Common Shares | 1,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · nonDerivative · entry 2 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:23 UTC |
Klein Martin PExecutive VP and CFO
|
Exercise / conversionClass A Common Shares | 1,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000890 · form4.xml · nonDerivative · entry 1 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:52 UTC |
Zeko Fehmi AlexanderDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000925 · form4.xml · nonDerivative · entry 1 Zeko Fehmi Alexander · CIK 0001733826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · derivative · entry 7 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 Underlying: Class A Common Shares · 1,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · derivative · entry 6 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041 Underlying: Class A Common Shares · 1,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · derivative · entry 5 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 5,854 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Tax withholdingClass A Common Shares | 1,246 | $47.03 | $58,599.38 |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 4 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,807 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Exercise / conversionClass A Common Shares | 1,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 3 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Exercise / conversionClass A Common Shares | 1,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 2 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:31 UTC |
Rhodes John MSee Remarks
|
Exercise / conversionClass A Common Shares | 976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000902 · form4.xml · nonDerivative · entry 1 Rhodes John M · CIK 0001657130 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:47 UTC |
Borden Robert LDirector
|
GrantClass A Common Shares | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000920 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,167 F1 · shares: This Form 4 is being filed to report a restricted share award of 3,155 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 18:36 UTC |
Gillis Frank LaurenSee Remarks
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 5,866.16 | $13.01 Strike: $33.95 | $76,318.74 |
DisclosureSEC source: 0001127602-20-000908 · form4.xml · derivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,069.99 Underlying: Class A Common Shares · 5,866.16 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F2 · price: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of these Class M-4 Prime common shares vest based on time, and such shares fully accelerated and vested on December 31, 2019 pursuant to the terms of a transition agreement between the Reporting Person and the Issuer; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Once vested, these Class M-4 Prime common shares have no expiration date and can be converted at the holder's election into Class A common shares at any time. Any remaining unvested Class M-4 Prime common shares expire May 15, 2026. Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:22 UTC |
Klein Martin PExecutive VP and CFO
|
Tax withholdingClass M-4 Prime Common Shares · Derivative | 7,954.3 | $16.21 Strike: $27.83 | $128,939.20 |
DisclosureSEC source: 0001127602-19-032915 · form4.xml · derivative · entry 1 Klein Martin P · CIK 0001518052 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,923.81 Underlying: Class A Common Shares · 7,954.3 shares Expires not disclosed F1 · derivative.exercise_price: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F2 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the vesting of Class M-4 Prime common shares. The price of derivative security represents the per share value of the Class M-4 Prime common shares used to calculate the number of shares withheld. F1 · derivative.exercise_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.exercise_date: One-third of the Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the November 15, 2015 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Any remaining unvested Class M-4 Prime common shares expire November 15, 2025. F1 · derivative.expiration_date: These Class M-4 Prime common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F3 · derivative.expiration_date: One-third of the Class M-4 Prime common shares vest based on time, with such shares vesting ratably on each of the first five anniversaries of the November 15, 2015 vesting start date; one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $50 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $50 or more); and one-third vest upon the trading price of the Class A common shares attaining a per-share volume weighted average closing trading price of $70 or more during any 120-day period (or upon a sale or change in control in which Class A common shares are valued at $70 or more). Any remaining unvested Class M-4 Prime common shares expire November 15, 2025. Read SEC document |
| November 15, 2019 Filed Nov 16, 2019 00:24 UTC |
Borden Robert LDirector
|
SaleClass A Common Shares | 3,000 | $44.35 | $133,050.00 |
DisclosureSEC source: 0001127602-19-032917 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 300,000 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F7 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F7 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $43.89 | $83,391.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $44.05 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 7,600 | $43.89 | $333,564.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 4 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $44.06 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 10,000 | $43.89 | $438,900.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 3 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,817 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $44.05 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 1,900 | $10.00 | $19,000.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 2 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 19:19 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass A Common Shares | 7,600 | $10.00 | $76,000.00 |
DisclosureSEC source: 0001127602-19-032912 · form4.xml · nonDerivative · entry 1 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 7,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 00:11 UTC |
Borden Robert LDirector
|
SaleClass A Common Shares | 3,000 | $40.00 | $120,000.00 |
DisclosureSEC source: 0001127602-19-030658 · form4.xml · nonDerivative · entry 1 Borden Robert L · CIK 0001592214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,012 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2019. F2 · price: The shares were sold in multiple transactions at the price reported. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 1,900 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · derivative · entry 8 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 1,900 Underlying: Class A Common Shares · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
Exercise / conversionClass M-1 Common Shares · Derivative | 7,600 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · derivative · entry 7 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Gillis Family Trust U/a/d 12/30/14 Disclosed balance after: 307,600 Underlying: Class A Common Shares · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares). F6 · derivative.exercise_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F6 · derivative.expiration_date: These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time. F1 · ownership.nature: Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 19:45 UTC |
Gillis Frank LaurenSee Remarks
|
SaleClass A Common Shares | 1,900 | $37.81 | $71,839.00 |
DisclosureSEC source: 0001127602-19-030430 · form4.xml · nonDerivative · entry 5 Gillis Frank Lauren · CIK 0001689345 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · by The Anne E Fowler Foundation, Inc. Disclosed balance after: 0 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $38.18 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.