Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURANT, INC.AIZ · Entity 3387 | SVP, Controller (PAO) | April 21, 2017 | April 25, 2017 |
| Athene Holding Ltd.ATH · Entity 9807 | See Remarks | February 15, 2021 | February 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURANT, INC.
Report date April 21, 2017 · Filed April 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,158.01 |
Reported balance
After 2017-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-21 · Grant · Acquired 1,622 · Balance 13,158.01 F1: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2014-2016 performance cycle. |
| Common StockSEC Table I · non-derivative | Direct | 12,553.01 |
Reported balance
After 2017-04-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-04-21 · Tax withholding · Disposed 605 · Balance 12,553.01 F2: Represents shares withheld to satisfy withholding obligations upon the April 21, 2017 PSU vesting. F3: Includes restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2014-2016 performance cycle.
F2: Represents shares withheld to satisfy withholding obligations upon the April 21, 2017 PSU vesting.
F3: Includes restricted stock units.
Athene Holding Ltd.
Report date February 15, 2021 · Filed February 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,324 |
Reported balance
After 2021-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-02-15 · Grant · Acquired 1,324 · Balance 1,324 F1: These performance-based restricted stock units ("PRSUs") were granted on August 13, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs are scheduled to vest on February 28, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: These performance-based restricted stock units ("PRSUs") were granted on August 13, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs are scheduled to vest on February 28, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2021 Filed Feb 17, 2021 16:42 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006231 · form4.xml · derivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324 Underlying: Class A Common Shares · 1,324 shares Expires not disclosed F1 · derivative.exercise_price: These performance-based restricted stock units ("PRSUs") were granted on August 13, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs are scheduled to vest on February 28, 2021. F1 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") were granted on August 13, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs are scheduled to vest on February 28, 2021. F1 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") were granted on August 13, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs are scheduled to vest on February 28, 2021. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · derivative · entry 7 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 Underlying: Class A Common Shares · 587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · derivative · entry 6 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540 Underlying: Class A Common Shares · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · derivative · entry 5 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F4 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 546 | $43.14 | $23,554.44 |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 4 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697 F5 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 3 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:03 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-001068 · form4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F4 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 19:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007773 · form4.xml · derivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Underlying: Class A Common Shares · 1,761 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 3,521 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 19:32 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,163 | $0.00 Strike: $49.71 | $0.00 |
DisclosureSEC source: 0001127602-20-007773 · form4.xml · derivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,163 Underlying: Class A Common Shares · 8,163 shares Expires 2030-02-21 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2020 vesting start date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · derivative · entry 5 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080 Underlying: Class A Common Shares · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · derivative · entry 4 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341 Underlying: Class A Common Shares · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. F3 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 318 | $47.03 | $14,955.54 |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · nonDerivative · entry 3 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 F4 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:13 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-000866 · form4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F3 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014922 · form4.xml · derivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620 Underlying: Class A Common Shares · 1,620 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2019 vesting start date. An additional 3,240 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 16:33 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,088 | $0.00 Strike: $42.44 | $0.00 |
DisclosureSEC source: 0001127602-19-014922 · form4.xml · derivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,088 Underlying: Class A Common Shares · 7,088 shares Expires 2029-04-03 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2019 vesting start date. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionRestricted Stock Units · Derivative | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001379 · form4.xml · derivative · entry 3 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682 Underlying: Class A Common Shares · 341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. F2 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | Tax withholdingClass A Common Shares | 129 | $39.83 | $5,138.07 |
DisclosureSEC source: 0001127602-19-001379 · form4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212 F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:11 UTC | Athene Holding Ltd. ATH · Entity 9807 | Exercise / conversionClass A Common Shares | 341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-001379 · form4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 19:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantRestricted Stock Units · Derivative | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-025345 · form4.xml · derivative · entry 2 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023 Underlying: Class A Common Shares · 1,023 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 2,046 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 19:35 UTC | Athene Holding Ltd. ATH · Entity 9807 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,383 | $0.00 Strike: $48.88 | $0.00 |
DisclosureSEC source: 0001127602-18-025345 · form4.xml · derivative · entry 1 Sondej John Andrew · CIK 0001298924 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,383 Underlying: Class A Common Shares · 5,383 shares Expires 2028-08-13 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 18:12 UTC | ASSURANT, INC. AIZ · Entity 3387 | Tax withholdingCommon Stock | 605 | $94.70 | $57,293.50 |
DisclosureSEC source: 0001209191-17-028171 · doc4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · SVP, Controller (PAO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,553.01 F2 · shares: Represents shares withheld to satisfy withholding obligations upon the April 21, 2017 PSU vesting. F3 · balance_after: Includes restricted stock units. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 18:12 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028171 · doc4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · SVP, Controller (PAO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,158.01 F1 · shares: Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2014-2016 performance cycle. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 17:05 UTC | ASSURANT, INC. AIZ · Entity 3387 | Tax withholdingCommon Stock | 266 | $99.41 | $26,443.06 |
DisclosureSEC source: 0001209191-17-020849 · doc4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · SVP, Controller (PAO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,536.01 F1 · balance_after: Includes restricted stock units. Read SEC document |
| March 12, 2017 Filed Mar 14, 2017 16:21 UTC | ASSURANT, INC. AIZ · Entity 3387 | Tax withholdingCommon Stock | 306 | $99.64 | $30,489.84 |
DisclosureSEC source: 0001209191-17-020509 · doc4.xml · nonDerivative · entry 2 Sondej John Andrew · CIK 0001298924 · SVP, Controller (PAO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,802.01 F1 · balance_after: Includes restricted stock units. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:21 UTC | ASSURANT, INC. AIZ · Entity 3387 | Tax withholdingCommon Stock | 253 | $99.64 | $25,208.92 |
DisclosureSEC source: 0001209191-17-020509 · doc4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · SVP, Controller (PAO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,108.01 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:00 UTC | ASSURANT, INC. AIZ · Entity 3387 | GrantCommon Stock | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020277 · doc4.xml · nonDerivative · entry 1 Sondej John Andrew · CIK 0001298924 · SVP, Controller (PAO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,361.01 F1 · shares: These shares are represented by restricted stock units. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.